Electronic Theses and Dissertations (PhDs)
Permanent URI for this collectionhttps://hdl.handle.net/10539/38008
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Item Remote sensing-based assessment of mangrove forest changes and related regulatory frameworks for the sustainability and conservation of coastal ecosystems in Zanzibar Island, Tanzania-East Africa(University of the Witwatersrand, Johannesburg, 2024-10) Mohamed, Mohamed Khalfan; Adam, ElhadiMangroves are vital components of the world's coastal ecosystems, yet they face significant threats from storm surges, tidal waves, commercial aquaculture, and expanding human settlements. These challenges have heightened the need for accurate mangrove maps to gauge ecosystem degradation. However, mapping mangroves at species and community levels is challenging due to the inaccessibility of these environments. Remote sensing offers an efficient alternative to conventional field-based methods by enabling data collection in these challenging ecosystems. This study aimed to apply remote sensing techniques to map mangrove forest changes and species in two protected bays in Zanzibar, Tanzania. The thesis focuses on four key areas. First, it examines the history of mangrove management in Zanzibar, from colonial times (1890) to the present, highlighting policies, laws, and community involvement in conservation. The colonial authority implemented several land administration laws and regulations to protect mangrove forests. However, mangrove forests suffered significant degradation from 1930 to the end of World War II. The post-independence policy framework established the legal foundation for the introduction of community involvement in mangrove conservation. The legal foundation for introducing community participation in mangrove protection was established by post-independence policy structures such as the National Forest Conservation and Management Act of 1996. Nevertheless, sustainable mangrove use remains inadequate. Second, the study compared community perceptions of mangrove ecosystem services using chi-squared tests and one-way ANOVA. Household surveys showed that provisioning services (PS) were the most identified (84%). Supporting (SS), regulating (RS), and cultural services (CS) were rated by 46.2%, 45.4%, and 21.0%, respectively. Statistical analyses indicated significant differences in the awareness of RS (χ2 = 6.061, p = 0.014) and SS (χ2 = 6.006, p = 0.014) between Chwaka, Charawe, Ukongoroni, Unguja Ukuu, and Uzi wards. There were no significant differences in the identification of PS (χ2 = 1.510, p = 0.919) and CS (χ2 = 1.601, p = 0.901). The study found that residents’ occupations did not determine their reliance on mangrove ecosystem services (χ2 = 8.015; p = 0.1554). Third, changes in mangrove cover in Menai Bay and Chwaka Bay between 1973 and 2020 were analyzed using Landsat data. TerrSet geospatial software was used to classify land cover. The SEGMENTATION module grouped pixels based on spectral similarity, and the images segments were transformed into training sites and signature classes using the SEGTRAIN module. Finally, the segments were classified with the SEGCLASS module into a pixel-based land cover map. Separation of land cover classes was determined using the Jeffries–Matusita (J-M) distance and the transformed divergence (TD) index. For Chwaka Bay, overall classification accuracy ranged from 82.5% to 92.7%, while for Menai Bay, it ranged between 85.5% and 94.5%. Producer and user accuracies ranged from 72% to 100%, with kappa coefficients (κ) between 0.72 and 0.90. Menai Bay experienced a 6.8 ha yearly decline in mangrove cover between 1973 and 2020, while Chwaka Bay saw a 48.5 ha annual decrease. Fourth, the study aimed to map mangrove species in Menai Bay using metrics extracted from the Landsat 9 OLI-2 dataset, i.e., vegetation indices (VIs) and gray-level co-occurrence matrices (GLCMs). A critical step in this study was identifying the contribution of vegetation indices and texture features to classifying mangroves. Training data from very high-resolution (VHR) unmanned aerial vehicle (UAV) data covering parts of the study area helped identify five major mangrove species, i.e., Rhizophora mucronata, Ceriops tagal, Sonneratia alba, Avicennia marina, and Bruguira gymnorrhiza. Results showed that textural features attained overall classification accuracy of 68.29% (kappa = 0.62) and 67.07% (kappa = 0.60) for random forest (RF) and support vector machine (SVM), respectively. Vegetation indices (VIs) recorded overall accuracy of 72.64% (kappa = 0.67) and 67.78% (kappa = 0.61) for RF and SVM. Overall, this study demonstrates the potential of remote sensing technologies for mapping mangrove forest changes and species in challenging environments like Zanzibar’s protected bays. By integrating historical policy analysis with modern geospatial techniques, the research highlights the significant role of both legal frameworks and community involvement in mangrove conservation. The community surveys underscore the varying perceptions of mangrove ecosystem services across different wards, with provisioning services being the most recognized. These findings underscore the importance of advancing remote sensing applications and refining conservation strategies to ensure the sustainability of mangrove ecosystems. Additionally, the analysis of long-term changes in mangrove cover from 1973 to 2020 reveals a concerning decline, particularly in Chwaka Bay. Lastly, the study’s classification of mangrove species using Landsat 9 OLI-2 data, vegetation indices, and texture metrics achieved notable accuracy, emphasizing the value of remote sensing in distinguishing species-level characteristics.Item Assessing the inter-annual and inter-seasonal climate-induced variation in caseload of respiratory diseases(University of the Witwatersrand, Johannesburg, 2024-06) Motlogeloa, OgoneIn South Africa, acute upper respiratory diseases pose a significant public health challenge, influenced heavily by climatic factors. Recognizing the critical need for detailed seasonal analysis. This thesis delves into the inter-annual and inter-seasonal impacts of climate on disease caseloads, offering four pivotal contributions to health biometeorology. The first contribution refines the understanding of the acute upper respiratory disease season in South Africa, previously recognized as the winter months of May to September. This research provides a more granular analysis by pinpointing specific onset timings and fluctuations within the season that are crucial for optimizing healthcare responses, particularly in vaccination schedules. The second contribution is an in-depth analysis of climatic variables affecting acute upper respiratory disease prevalence. Utilizing Spearman's correlation analyses and the Distributed Lag Non-linear Model across Johannesburg, Cape Town, and Gqeberha, this study identifies negative correlations between temperature and disease cases, pinpointing significant risk thresholds most prevalent during the winter peak. The third contribution investigates the impact of extreme climate events (ECEs) over twelve years, elucidating how, while individual ECEs influence medical aid claims and disease incidence, it is the broader seasonal patterns that predominantly dictate acute upper respiratory disease prevalence. The fourth contribution offers a nuanced exploration of the climate-health nexus, demonstrating that routine weather variations play a more significant role in the peak transmission of acute upper respiratory viruses than extreme events. This thesis elucidates the substantial yet nuanced influence of climate on respiratory health in South Africa. By specifying the disease season with greater precision and clarifying the relationship between temperature variations and disease prevalence, the research provides essential data for health practitioners to plan targeted interventions. This study moves beyond the focus on extreme weather events to expose the subtler, yet more consistent, impact of seasonal climate shifts on health outcomes, enriching our understanding and serving as a vital reference for enhancing disease preparedness in an era marked by climatic uncertainty.Item The Wind Energy Potential of South Africa’s Eastern Cape Province in a Changing Climate(University of the Witwatersrand, Johannesburg, 2024-10) Landwehr, Gregory Brent; Engelbrecht, Francois; Lennard, ChrisDue to the abundance of wind and solar renewable energy resources across South Africa, and the comparative low cost of installation and operation of wind and solar energy infrastructure, it is inevitable that the country’s dependence on fossil fuels for energy will decline in the future. At a practical level, developing wind energy facilities entails a complex array of activities and the ~20-30 year life spans of such facilities intrinsically implies that they will experience climate change. However, insufficient research and related modelling have been undertaken in South Africa to quantify future variability and systematic changes in the wind resource as it relates to specific synoptic weather types and wind energy production. The aim of this thesis is to develop methodologies to understand the synoptic drivers of regional wind energy production potential and in turn assess how and why South Africa’s wind energy production potential may change as a function of changing circulation patterns in a changing climate. The wind energy potential of the Eastern Cape Province of South Africa is quantified using energy yield analysis techniques. These results are mapped onto commonly occurring synoptic types for the region to assign an energy potential to each. When the changing frequency of these synoptic weather types is calculated in a climate change impacted future using Global Climate Models, it is possible to quantify the change in wind energy potential in the long term. Results show that the synoptic-circulation pattern with the highest wind energy potential is the Atlantic Ocean ridging High with its centre at about 30 °S, behind a northward displaced mid-latitude cyclone. Global Climate Model projections of the frequency occurrence of these high energy synoptic states show a decrease in frequency at all global warming temperature thresholds and in turn a decrease in wind energy production. The likely cause of this being the poleward expansion of the descending limb of the Hadley circulation which shifts these synoptic systems southwards. The methodologies presented in this thesis provide South Africa with the necessary climate change risk assessment and mitigation capability to address these impacts on the wind energy sector in South Africa.Item Social vulnerability in the adaptation of rural communities to climate change in Imo State, Nigeria(University of the Witwatersrand, Johannesburg, 2024) Okoro, Franklin Chimaobi; Knight, JasperRural communities in developing countries such as Nigeria are faced with frequent extreme weather/climate events that impact their economy, health, and environment due to the combination of high social vulnerabilities, low social resilience, and low adaptive capacities. The aim of this study is to investigate the root causes of social vulnerability in rural communities in Nigeria and how rural households use their social capital and networks to adapt to the impacts of climate change. The study used ten (10) social vulnerability indicators (factors) to ascertain their influence on social resilience and adaptive capacity during climate related disasters. To achieve this purpose, three communities in Imo State, Southern Nigeria were selected, and distributed 240 structured questionnaires to rural household heads, interviewed 18 local stakeholders and climate change actors (government agencies), and conducted three (3) Focus Group Discussions (FGDs) with group of farmers from the three selected communities. The questionnaire survey, interview, and FGD guides contained open-ended questions that allowed participants to report freely. The quantitative data derived from the questionnaire survey were subjected to descriptive analysis using SPSS while the qualitative data were subjected to thematic analysis to derive relevant themes for discussions. The result of the study shows that social vulnerability is a function of age, gender, education, household size, income, sources of livelihood, disability, means of transport, access to healthcare, and alternative accommodation being available during climate emergencies. The study further shows that social vulnerability of rural residents was exacerbated by societal vulnerability influenced by political, economic, cultural, and social factors. Although there are other weather/climate extreme events (disasters), however, the most prominent is floods, constituting 48.3% of the weather/climate events experienced in the study area with its impacts requiring more efficient climate adaptation strategies other than the traditional measures like relocation/migration, use of early maturing crop varieties, early planting and harvesting. However, rural households drew support from government, NGOs, and oil companies but the help from family members, friends, neighbours, social group members (social networks) were more beneficial and helped more rural residents to improve their social resilience. The study recommends that rural residents be encouraged to join social groups since their memberships in such groups will help to improve their social resilience, and that government and its agencies should engage multi-stakeholders in their genuine efforts to develop more effective measures for climate change adaptation.Item Assessing livelihood vulnerability and adaptation to climate variability and change among farming households in Plateau State, north-central Nigeria(University of the Witwatersrand, Johannesburg, 2024) Hassan, Buhari; Knight, JasperIt has been projected that sub-Saharan Africa would be severely affected by climate change in form of persistent and increasing climate variability. Nigeria’s situation as a developing country coupled with the fact that agricultural activities are primarily rainfed, provides a suitable case study in which to assess the vulnerability of farming households to climate variability and change. Lack of data on the nature and extent of vulnerability to climate variability (particularly annual changes in rainfall and temperature patterns) on food production systems and livelihoods in Nigeria hinders the development of effective policies to mitigate the adverse impacts of climate change and variability. The study aims to improve understanding of the socio-economic, institutional, biological and physical factors that contribute to vulnerability of farming households to climate change and variability in Nigeria. By combining descriptive, participatory and statistical analysis as well as field observations, this research develops a holistic approach to assess the level of exposure, sensitivity and adaptive capacity of farming households. Multistage sampling was used to purposely select communities in Bokkos Local Government Area, Plateau State, for the study, while farming households were randomly selected for the household questionnaire survey within four communities. Purposive sampling was used to identify key informants for interviews. Observation and taking photographs of farmers’ activities were used to complement the other data collection methods. Qualitative data was analysed using descriptive and content analysis, while the quantitative data was analysed using the Statistical Package for Social Sciences (SPSS) (v 27) and Microsoft Excel (v2020). The level of vulnerability of farming households was determined using the Sustainable Livelihood Approach. Results show that farmers are exposed to climate variability in form of changing rainfall patterns which includes late onset of rains, dry spells, and early cessation of rains and crop loss due to pests and disease infestation. Results show that the vulnerability of farming households can be linked to access to household livelihood capital assets and that households are characterised by low levels of financial, social and physical capital. Smallholder farming households adopt a range of on-farm and off-farm adaptation strategies including changing planting time, crop diversification, engaging in irrigation farming, intensifying the use of fertilizers, manure and agro-chemicals to boost crop yield, and planting of disease-resistant and drought-tolerant crop varieties. Farming households experience a number of challenges which include a lack of financial resources which has a strong influence on enhancing other capital assets such as physical and natural capitals; poor access to mechanised agricultural equipment, lack of training on how to deal with climate change and variability, limited access to improved crop varieties as well as a lack of institutional support, which constitute serious barriers to adaptation to climate variability. In applying these results to climate change adaptation it is recommended that policymakers need to institute specific and implementable climate change adaptation policies that will enable farmers to utilize their capital assets on effective adaptation measures and also engage in viable alternative livelihood diversification strategies, enhance agricultural productivity and resilience and improve institutional support including access to information and trainingItem The Role of Climate Change Governance in Community Adaptation in Kwazulu-Natal: A Study of uMkhanyakude District Municipality(University of the Witwatersrand, Johannesburg, 2024) Sibiya, Nomfundo Patricia; Simatele, Mulala DannyIt can be argued that, although South Africa has developed good climate change initiatives, policies, and strategies, the implementation of these policies seems to present difficulties, as those for whom they have been developed do not seem to have any knowledge of their effectiveness in helping them build resilience against extreme weather events. Additionally, the findings demonstrate the existence of structures tasked with coordinating climate change matters across all government sectors affected, comprising inter-departmental arrangements, departmental arrangements, other institutions, and stakeholders. The inter-departmental arrangements consist of forums whose purpose is to ensure inter-sectoral coordination of climate change matters. The national Department of Forestry, Fisheries and the Environment assumes leadership and coordination responsibilities in developing and implementing responses to climate change adaptation in South Africa. The findings also revealed that government officials employed at the Department of Forestry, Fisheries and the Environment unanimously believe that the institutional arrangement of climate change at the national level effectively drives the climate change agenda. Conversely, government officials at the provincial and local levels exhibit diverse perspectives regarding the effectiveness of the institutional arrangements. Consequently, one can posit that there is inadequate coordination of climate change adaptation horizontally among national government departments and sectors affected by climate change impacts, as well as vertically between national, provincial, and municipal governments. This study divulged various barriers to climate change adaptation in South Africa, including insufficient financial resources, inadequate human capacity at provincial and local levels, limited political resolve at the local level, deficient comprehension of climate change adaptation issues among communities, insufficient coordination across government levels and sectors, absence of legal mandate at the local level, absence of climate change units at the district and local levels, lack of knowledge among certain staff members entrusted with environmental responsibilities at the local level, inadequate climate change plans in place at the local level, and utilisation of outdated climate change information in the Integrated Development Plans (IDPs). This study proposes that policies should be jointly designed and implemented with vulnerable groups, based on local knowledge, and tailored to the specific needs of those most affected by climate change (e.g., women, the impoverished). There is a necessity to establish operational institutions that are dedicated to fulfilling their mandate, supporting communities, and fostering robust partnerships among civil society, the public sector, and the private sectoItem Shooting at a Moving Target: The Complexity of Evaluating and Monitoring the Adaptive Capacity to Climate Change of Local Government Institutions in South Africa: A Study of the Eastern Cape Province.(University of the Witwatersrand, Johannesburg, 2024) Gadu, Siyaxola Ernest; Simatele, Mulala DannyIt is no longer a myth that natural catastrophic events associated with varying climate are increasing globally, with severe and devastating consequences in poor countries, particularly in Sub-Saharan Africa, where many of the world’s poor people reside. Thus, the emphasis on adapting to varying climate is no longer optional, or a deferred problem into the future, but rather an urgent matter of concern which must be considered to be a policy priority. Countering the retrogressive climate variation challenges on economic development and ecological degradation, the South African government has, in the last two and half decades, embarked on the progressive formulation of different policy instruments and strategic frameworks to curb and minimise the effects of climate variation on all economic sectors. Applying research techniques from the qualitative research approach and existing literature, this research explored the complexities of evaluating the institutional adaptive capacity to climate change in municipal institutions of South Africa, with particular focus on the Eastern Cape Province. The research outcomes indicate that, although much remains to be achieved, some level of success has been realised, particularly in the space of policy formulation, albeit with a poor record of implementation. While the policy sounds good and is solution-driven, the implementation of the programme at local levels to achieve the desired goals, however, remains a significant challenge due to institutional and capacity challenges. In addition, the research further highlighted the fragmented climate change governance system which has posed significant systemic challenges, and these have tended to constrain decision-making and implementation processes. The institutional and capacity challenges create an unconducive environment for adequate coping strategies, and an evaluation of institutional adaptive capacity at municipal level across the country. The study findings also stressed the prominence of indigenous knowledge, and the alliance between the opportunities presented by climate variation and Sustainable Development Goals. This study further emphasized the importance of developing a reliable system to assess and monitor the institutional coping capacity at municipal level that can compare adaptive capacity of different institutions and assist in resource allocation