Iinvestigation of ZnO, and AZnO and rare earth doped ZnO thin films for spectral conversion and application to solar cells
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Date
2018
Authors
Otieno, Francis Otieno
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Abstract
Recently Zinc oxide has drawn a resurgent attention in semiconductor industry due to its
interesting properties with diverse application potential. These properties include high exciton
binding energy, high resistance against radiation, high breakdown voltage, insensitivity to visible
light, and easy wet chemical etching. The high quantum efficiency for emission by ZnO has seen
it being considered a strong candidate for solid-state white lighting applications as well as
transparent conductor electrode in solar cells.
In order to realize efficient utilization of the multi-functional properties of ZnO for electronic and
opto-electric applications, ZnO is usually doped with different elements. Such doping is aimed at
enhancing and controlling its electrical, optical and multi-functional properties. Typical dopants
widely used are trivalent atoms categorized as group III in the periodic table (Al, In, Ga) through
substitution of cations. The as-grown ZnO thin film is usually n-type semiconductor with
structural, electrical and optical properties that can be varied depending on the growth conditions
as well as post deposition treatment such as thermal annealing. The use of RF sputtering for ZnO
deposition has been explored in this work through varying deposition time, RF power and the
partial pressure of oxygen. The films were then subjected to ex-situ thermal annealing in Argon
filled furnace leading to a significant increase in grain size.
Rare earth (RE) doping of materials has been widely investigated owing to the prominent and
desirable optical and magnetic properties. Typically trivalent rare earths elements such as Sm+,
Tb3+ and Eu3+ are investigated in this research project. ZnO doped with RE has exhibited
electroluminescence, thus highlighting its potential for photovoltaic applications as a bi-functional
layer. A doped ZnO layer is thus simultaneously utilized as transparent conducting electrode and
as a spectral conversion layer. The RE doped luminescent materials provide an opportunity to
effectively use the high energy and sub-band gap energy photons from the solar spectrum that
would have otherwise been lost in direct band gap absorbers. In solar cells, they have been applied
with an intention to reduce the fundamental thermalization losses arising as a result of the intrinsic
properties of the semiconductor material namely: (a) sub-bandgap photon loss (b) thermalization
of charge carriers resulting from absorption of high energy photons.
From the X-ray diffraction (XRD) patterns both pristine and doped ZnO thin films showed growth
along the c-axis of the wurtzite structure. The peaks were found to match the reflection planes of
(100), (002) and (102) with all the diffraction peaks being well indexed to the wurtzite structure
of ZnO of the space group P63mc, which is consistent with the standard values reported in JCPDS,
card no. 03-0888. The structural properties of the material were investigated using a -scanning
electron microscope (SEM) and Atomic force microscopy (AFM) where the particle size,
roughness, skewness and kurtosis were found to change with growth condition and annealing
temperature. Most importantly, the results indicated that the photoluminescence (PL) properties
reflect the quality of the pristine and doped ZnO. The films were then used in the fabrication of
the solar cells as a bi-functional layer and thus as a proof of concept of good transparent conducting
oxides (TCOs) and for spectral conversion. RBS measurements indicated the depth profile
distribution of Zn, O and various rare earths which showed homogeneity in depth distribution
without any external impurity.
Description
A thesis submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy in
Physics, In the School of Physics
Faculty of Science, University of the Witwatersrand
Johannesburg, South Africa, 2018
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Citation
Otieno, Francis Otieno (2018) Investigation of ZnO, AZnO and rare earth doped ZnO thin films for spectral conversion and application to solar cells,University of the Witwatersrand, Johannesburg, https://hdl.handle.net/10539/27141