3. Electronic Theses and Dissertations (ETDs) - All submissions

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    Power allocation and user selection in multi-cell: multi-user massive MIMO systems
    (2017) Chiguvare, Paddington
    The benefits of massive Multiple-Input Multiple-Output (MIMO) systems have made it a solution for future wireless networking demands. The increase in the number of base station antennas in massive MIMO systems results in an increase in capacity. The throughput increases linearly with an increase in number of antennas. To reap all the benefits of massive MIMO, resources should be allocated optimally amongst users. A lot of factors have to be taken into consideration in resource allocation in multi-cell massive MIMO systems (e.g. intra-cell, inter-cell interference, large scale fading etc.) This dissertation investigates user selection and power allocation algorithms in multi-cell massive MIMO systems. The focus is on designing algorithms that maximizes a particular cell of interest’s sum rate capacity taking into consideration the interference from other cells. To maximize the sum-rate capacity there is need to optimally allocate power and select the optimal number of users who should be scheduled. Global interference coordination has very high complexity and is infeasible in large networks. This dissertation extends previous work and proposes suboptimal per cell resource allocation models that are feasible in practice. The interference is introduced when non-orthogonal pilots are used for channel estimation, resulting in pilot contamination. Resource allocation values from interfering cells are unknown in per cell resource allocation models, hence the inter-cell interference has to be modelled. To tackle the problem sum-rate expressions are derived to enable power allocation and user selection algorithm analysis. The dissertation proposes three different approaches for solving resource allocation problems in multi-cell multi-user massive MIMO systems for a particular cell of interest. The first approach proposes a branch and bound algorithm (BnB algorithm) which models the inter-cell interference in terms of the intra-cell interference by assuming that the statistical properties of the intra-cell interference in the cell of interest are the same as in the other interfering cells. The inter-cell interference is therefore expressed in terms of the intra-cell interference multiplied by a correction factor. The correction factor takes into consideration pilot sequences used in the interfering cells in relation to pilot sequences used in the cell of interest and large scale fading between the users in the interfering cells and the users in the cell of interest. The resource allocation problem is modelled as a mixed integer programming problem. The problem is NP-hard and cannot be solved in polynomial time. To solve the problem it is converted into a convex optimization problem by relaxing the user selection constraint. Dual decomposition is used to solve the problem. In the second approach (two stage algorithm) a mathematical model is proposed for maximum user scheduling in each cell. The scheduled users are then optimally allocated power using the multilevel water filling approach. Finally a hybrid algorithm is proposed which combines the two approaches described above. Generally in the hybrid algorithm the cell of interest allocates resources in the interfering cells using the two stage algorithm to obtain near optimal resource allocation values. The cell of interest then uses these near optimal values to perform its own resource allocation using the BnB algorithm. The two stage algorithm is chosen for resource allocation in the interfering cells because it has a much lower complexity compared to the BnB algorithm. The BnB algorithm is chosen for resource allocation in the cell of interest because it gives higher sum rate in a sum rate maximization problem than the two stage algorithm. Performance analysis and evaluation of the developed algorithms have been presented mainly through extensive simulations. The designed algorithms have also been compared to existing solutions. In general the presented results demonstrate that the proposed algorithms perform better than the existing solutions.
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    Classification and modeling of power line noise using machine learning techniques
    (2017) Familua, Ayokunle Damilola
    The realization of robust, reliable and e cient data transmission have been the theme of recent research, most importantly in real channel such as the noisy, fading prone power line communication (PLC) channel. The focus is to exploit old techniques or create new techniques capable of improving the transmission reliability and also increasing the transmission capacity of the real communication channels. Multi-carrier modulation scheme such as Orthogonal Frequency Division Multiplexing (OFDM) utilizing conventional single-carrier modulation is developed to facilitate a robust data transmission, increasing transmission capacity (e cient bandwidth usage) and further reducing design complexity in PLC systems. On the contrary, the reliability of data transmission is subjected to several inhibiting factors as a result of the varying nature of the PLC channel. These inhibiting factors include noise, perturbation and disturbances. Contrary to the Additive White Gaussian noise (AWGN) model often assumed in several communication systems, this noise model fails to capture the attributes of noise encountered on the PLC channel. This is because periodic noise or random noise pulses injected by power electronic appliances on the network is a deviation from the AWGN. The nature of the noise is categorized as non-white non-Gaussian and unstable due to its impulsive attributes, thus, it is labeled as Non-additive White Gaussian Noise (NAWGN). These noise and disturbances results into long burst errors that corrupts signals being transmitted, thus, the PLC is labeled as a horrible or burst error channel. The e cient and optimal performance of a conventional linear receiver in the white Gaussian noise environment can therefore be made to drastically degrade in this NAWGN environment. Therefore, transmission reliability in such environment can be greatly enhanced if we know and exploit the knowledge of the channel's statistical attributes, thus, the need for developing statistical channel model based on empirical data. In this thesis, attention is focused on developing a recon gurable software de ned un-coded single-carrier and multicarrier PLC transceiver as a tool for realizing an optimized channel model for the narrowband PLC (NB-PLC) channel. First, a novel recon gurable software de ned un-coded single-carrier and multi-carrier PLC transceiver is developed for real-time NB-PLC transmission. The transceivers can be adapted to implement di erent waveforms for several real-time scenarios and performance evaluation. Due to the varying noise parameters obtained from country to country as a result of the dependence of noise impairment on mains voltages, topology of power line, place and time, the developed transceivers is capable of facilitating constant measurement campaigns to capture these varying noise parameters before statistical and mathematically inclined channel models are derived. Furthermore, the single-carrier (Binary Phase Shift Keying (BPSK), Di erential BPSK (DBPSK), Quadrature Phase Shift Keying (QPSK) and Di erential QPSK (DQPSK)) PLC transceiver system developed is used to facilitate a First-Order semi-hidden Fritchman Markov modeling (SHFMM) of the NB-PLC channel utilizing the e cient iterative Baum- Welch algorithm (BWA) for parameter estimation. The performance of each modulation scheme is evaluated in a mildly and heavily disturbed scenarios for both residential and laboratory site considered. The First-Order estimated error statistics of the realized First- Order SHFMM have been analytically validated in terms of performance metrics such as: log-likelihood ratio (LLR), error-free run distribution (EFRD), error probabilities, mean square error (MSE) and Chi-square ( 2) test. The reliability of the model results is also con rmed by an excellent match between the empirically obtained error sequence and the SHFMM regenerated error sequence as shown by the error-free run distribution plot. This thesis also reports a novel development of a low cost, low complexity Frequency-shift keying (FSK) - On-o keying (OOK) in-house hybrid PLC and VLC system. The functionality of this hybrid PLC-VLC transceiver system was ascertained at both residential and laboratory site at three di erent times of the day: morning, afternoon and evening. A First and Second-Order SHFMM of the hybrid system is realized. The error statistics of the realized First and Second-Order SHFMMs have been analytically validated in terms of LLR, EFRD, error probabilities, MSE and Chi-square ( 2). The Second-Order SHFMMs have also been analytically validated to be superior to the First-Order SHFMMs although at the expense of added computational complexity. The reliability of both First and Second-Order SHFMM results is con rmed by an excellent match between the empirical error sequences and SHFMM re-generated error sequences as shown by the EFRD plot. In addition, the multi-carrier (QPSK-OFDM, Di erential QPSK (DQPSK)-OFDM) and Di erential 8-PSK (D8PSK)-OFDM) PLC transceiver system developed is used to facilitate a First and Second-Order modeling of the NB-PLC system using the SHFMM and BWA for parameter estimation. The performance of each OFDM modulation scheme in evaluated and compared taking into consideration the mildly and heavily disturbed noise scenarios for the two measurement sites considered. The estimated error statistics of the realized SHFMMs have been analytically validated in terms of LLR, EFRD, error probabilities, MSE and Chi-square ( 2) test. The estimated Second-Order SHFMMs have been analytically validated to be outperform the First-Order SHFMMs although with added computational complexity. The reliability of the models is con rmed by an excellent match between the empirical data and SHFMM generated data as shown by the EFRD plot. The statistical models obtained using Baum-Welch to adjust the parameters of the adopted SHFMM are often locally maximized. To solve this problem, a novel Metropolis-Hastings algorithm, a Bayesian inference approach based on Markov Chain Monte Carlo (MCMC) is developed to optimize the parameters of the adopted SHFMM. The algorithm is used to optimize the model results obtained from the single-carrier and multi-carrier PLC systems as well as that of the hybrid PLC-VLC system. Consequently, as deduced from the results, the models obtained utilizing the novel Metropolis-Hastings algorithm are more precise, near optimal model with parameter sets that are closer to the global maxima. Generally, the model results obtained in this thesis are relevant in enhancing transmission reliability on the PLC channel through the use of the models to improve the adopted modulation schemes, create adaptive modulation techniques, develop and evaluate forward error correction (FEC) codes such as a concatenation of Reed-Solomon and Permutation codes and other robust codes suitable for exploiting and mitigating noise impairments encountered on the low voltage NB-PLC channel. Furthermore, the recon gurable software de ned NB-PLC transceiver test-bed developed can be utilized for future measurement campaign as well as adapted for multiple-input and multiple-output (MIMO) PLC applications.
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    On the detectability of multiple input multiple output (MIMO) radar signals using conventional electronic warfare support (ES) receivers
    (2016) Huang, Yen-Hsiang
    Multiple-Input Multiple-Output (MIMO) radar is a more general form of phased array radar, where each antenna in the array transmits linearly independent or mutually orthogonal signals. Sustained growth in computational power as well as the decline in the cost of integrated radio frequency (RF) components has made MIMO more viable than in the past. The potential emergence of practical MIMO radar has prompted an investigation into the detectability of MIMO radar signals using existing conventional Electronic warfare Support (ES) receivers such as the Crystal Video Receiver (CVR) and a specific type of superheterodyne receiver (superhet) known as the Zero IF Receiver (ZIFR). Literature on the detectability of MIMO radar signals is extremely scarce and this investigation aims to offer insights into the detectability of MIMO radar signals by means of computer simulations. The fundamental theory necessary for this research includes phased array radar theory, MIMO array radar theory and ES receiver signal detection theory. The detection of MIMO radar signals is compared to a reference phased array case to provide relative context. This investigation focusses on co-located Uniform Linear Arrays (ULA) based radar systems. The result of interest is the relative Signal-to-Noise Ratio (SNR) at which each type of radar can be detected by the ES receiver. Therefore, a lossless transmission, without loss of generality, is assumed. Constraints such as the equal transmit power over all antenna elements in the arrays, are used for a fair comparison. Many different array simulation setups are simulated. These setups are achieved by varying the number of elements in the array and the inter-element spacing. The phased array radar transmitted complex linear chirp signals, and the MIMO radar transmitted Hadamard sequences, interpolated using a Constant Envelope Linear-Route-of-Unity (CE-LRU) technique. The CVR and ZIFR detection thresholds were determined for a Probability of False Alarm (PFA) of 10-4. For all of the setups, the phased array radar was found to be more detectable than the MIMO radar at values of Probability of Detection (PD) below 0.6. The in phase coherent combination of phased array radar signals in its main beam resulted in a signal gain caused by the constructive addition of the signals. This gain thus increases with the number of antenna elements. In contrast, the MIMO signals also add coherently, but the instantaneous phase for each signal is a function of the transmitted signal as well as the direction of propagation relative to the array face. The set of orthogonal signals thus add constructively and destructively, resulting in the average signal power remaining approximately constant despite the number of antenna elements increasing. The difference in detectability of the phased array radar over MIMO radar therefore increases as the number of antenna elements is increased, due to the fact that each element is constrained to transmit a fixed power. Comparing the performance of the ZIFR and CVR, the ZIFR outperforms the CVR. This is due to the fact that the ZIFR implements a quadrature ES receiver, and was able to detect both types of radar signals at a lower SNR than the CVR. However, both ES receivers struggle to detect MIMO radar signals in comparison to detecting phased array radar signals and this performance margin widens as the number of transmitting elements is increased. This result suggests that research into dedicated techniques for the detection of MIMO radar signals using ES receivers may be necessary should the need arise to detect MIMO radar signals in future. This is the first quantitative analysis of the detectability of MIMO radar signals using conventional ES receivers that the author is aware of.
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    Comparison of code rate and transmit diversity in MIMO systems
    (2016) Churms, Duane
    In order to compare low rate error correcting codes to MIMO schemes with transmit diversity, two systems with the same throughput are compared. A VBLAST MIMO system with (15; 5) Reed-Solomon coding is compared to an Alamouti MIMO system with (15; 10) Reed-Solomon coding. The latter is found to perform signi cantly better, indicating that transmit diversity is a more e ective technique for minimising errors than reducing the code rate. The Guruswami-Sudan/Koetter-Vardy soft decision decoding algorithm was implemented to allow decoding beyond the conventional error correcting bound of RS codes and VBLAST was adapted to provide reliability information. Analysis is also performed to nd the optimal code rate when using various MIMO systems.
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