Coaching as a practice to develop and support social service professionals in the Gauteng Provincial Government Amanda Marié Hartmann Supervisor: Ayanda Magida A research report submitted to the Faculty of Commerce, Law and Management, University of the Witwatersrand, in partial fulfilment of the requirements for the degree of Master of Management in Business and Executive Coaching. Wits Business School Johannesburg, 2023 ii Abstract This research explored how Social Service Professionals (SSPs) in the Gauteng Department of Social Development (GDSD) perceive the role of coaching as a practice to develop and support the professionalisation of SSPs in the said department. For this basic qualitative study, semi-structured interviews assisted with data collection from fifteen (15) participants employed as SSPs in GDSD. Key findings are that coaching as a practice is non-existent for SSPs in GDSD and that the critical success factors for coaching in GDSD are no different from that in any other organisation. Most participants supported the contribution that coaching could be a practice to develop and support service professionals. Participants further indicated they would prefer a layered approach to introducing coaching to specific levels of staff in the SSP category. Participants favoured a systematic introduction of coaching to ensure its long-term sustainability and highlighted the organisational and personal hindrances that could impact its adoption and effectiveness as a practice. The study contributes to a body of knowledge on the relevance of coaching for SSPs. Key Words Coaching, critical success factors; the practice of support and development, Social Work Service Professionals, Gauteng Government, Social Development. iii Declaration I, Amanda Marié Hartmann, declare that this research report is my own work except as indicated in the references and acknowledgements. It is submitted in partial fulfilment of the requirements for the degree of Master of Management in Business and Executive Coaching at the University of the Witwatersrand, Johannesburg. It has not been submitted before for any degree or examination in this or any other university. Signature: Amanda Marié Hartmann Signed at Roodepoort On the 28th day of February 2023 iv Dedication I dedicate this research to the memories of my husband, André Hartmann, and my father, Hendrik Putter, and to the continued support and love of my mother, Sarie Putter, and my friend, Yolanda Kona. They encouraged and taught me the value of discipline and perseverance. All the honour to God for carrying me through this and many other journeys since 2014. v Acknowledgements My appreciation goes to those who assisted with the research, namely: My supervisor Ms Ayanda Magida, for her advice, clarity of thought, and encouragement. Members of my circle of friends who kept me focused and held me accountable during my research journey. My children, Anthony and Alessandra, for your patience when I was not always available. The Department of Social Development, Gauteng Province, in particular, the Head of Department, Ms Thembeni Mhlongo, for the grace, time, and space to embark on this learning journey. All the participants who willingly gave their time to contribute their ideas and experience to my research topic. vi Table of Contents Abstract .......................................................................................... ii Declaration .................................................................................... iii Dedication ..................................................................................... iv Acknowledgements ....................................................................... v Table of Contents ......................................................................... vi List of Acronyms .......................................................................... ix List of Tables .................................................................................. x List of Figures ............................................................................... xi Chapter 1 Introduction .................................................................. 1 1.1 PURPOSE OF THE STUDY ..................................................................................1 1.2 CONTEXT OF THE STUDY ...................................................................................1 1.3 PROBLEM STATEMENT ......................................................................................6 1.4 RESEARCH OBJECTIVES ...................................................................................7 1.5 RESEARCH QUESTIONS ....................................................................................8 1.6 SIGNIFICANCE OF THE STUDY ............................................................................8 1.7 DELIMITATIONS OF THE STUDY ........................................................................ 10 1.8 DEFINITION OF TERMS .................................................................................... 10 1.9 ASSUMPTIONS ............................................................................................... 11 1.10 STRUCTURE OF THE REPORT ......................................................................... 12 Chapter 2 Literature Review ........................................................ 14 2.1 INTRODUCTION .............................................................................................. 14 2.2 BACKGROUND DISCUSSION ............................................................................. 14 2.3 THE NATURE OF COACHING ............................................................................. 17 2.4 CRITICAL SUCCESS FACTORS FOR COACHING ................................................... 20 2.5 COACHING AS A PRACTICE TO DEVELOP AND SUPPORT SSPS IN THE GAUTENG PROVINCIAL GOVERNMENT. ........................................................................ 23 2.6 THEORETICAL FOUNDATION ............................................................................ 25 2.7 CONCLUSION OF LITERATURE REVIEW ............................................................. 32 2.7.1 PROPOSITION 1: COACHING IS NON-EXISTENT IN GDSD. ........................................... 32 2.7.2 PROPOSITION 2: THE CRITICAL SUCCESS FACTORS FOR COACHING SSPS IN GDSD WILL BE SIMILAR TO THOSE IN OTHER INDUSTRIES. ......................................................... 32 2.7.3 PROPOSITION 3: COACHING COULD BE A PRACTICE TO DEVELOP AND SUPPORT SSPS IN GDSD ................................................................................................................ 32 vii Chapter 3 Research Methodology .............................................. 34 3.1 RESEARCH APPROACH ................................................................................... 34 3.2 RESEARCH DESIGN ........................................................................................ 37 3.2.1 POPULATION ........................................................................................................... 38 3.2.2 SAMPLE AND SAMPLING METHOD .............................................................................. 38 3.2.3 THE RESEARCH INSTRUMENT .................................................................................... 39 3.2.4 PROCEDURE FOR DATA COLLECTION ......................................................................... 40 3.3 DATA ANALYSIS AND INTERPRETATION ............................................................ 41 3.4 RIGOUR ........................................................................................................ 43 3.4.1 TRUSTWORTHINESS ................................................................................................. 43 3.4.2 TRANSFERABILITY .................................................................................................... 43 3.4.3 CREDIBILITY ............................................................................................................ 44 3.4.4 CONFIRMABILITY ...................................................................................................... 45 3.4.5 DEPENDABILITY ....................................................................................................... 46 3.5 LIMITATIONS OF THE STUDY ............................................................................ 46 3.6 ETHICAL CONSIDERATIONS ............................................................................. 47 Chapter 4 Presentation of Findings ............................................ 49 4.1 INTRODUCTION .............................................................................................. 49 4.2 RESULTS FOR PROPOSITION ONE ................................................................... 53 4.2.1 UNDERSTANDING COACHING AND ITS EXISTENCE IN SOCIAL DEVELOPMENT ................ 53 4.2.2 AWARENESS OF COACHING AND THE RELATIONSHIP TO MENTORING AND SUPERVISION 53 4.2.3 EXPOSURE TO BEING COACHED AND THE BENEFITS OF SUCH. ..................................... 58 4.2.3 EXISTENCE OF COACHING AS A PRACTICE IN DSD ..................................................... 59 4.3 RESULTS OF PROPOSITION 2 .......................................................................... 60 4.3.1 COACH CHARACTERISTICS ....................................................................................... 60 4.3.2 CHOICE AND SELECTION OF COACHES ....................................................................... 63 4.3.3 FORESEEN & EXPERIENCED BENEFITS OF COACHING ................................................. 65 4.3.4 PERCEPTIONS OF POTENTIAL BENEFICIARIES OF COACHING IN GDSD ........................ 67 4.3.5 VIEWS ON THE INCORPORATION OF COACHING AS A PRACTICE IN THE SUPERVISION FRAMEWORK FOR SSPS ....................................................................................... 68 4.4 RESULTS FOR PROPOSITION 3 ........................................................................ 70 4.4.1 VIABILITY OF COACHING AS A PRACTICE TO DEVELOP AND SUPPORT SSPS ................. 70 4.4.2 HINDRANCES (PERSONAL OR ORGANISATIONAL) ........................................................ 71 4.4.3 STEPS TO INSTITUTIONALISE COACHING .................................................................... 77 4.5 SUMMARY OF THE RESULTS/FINDINGS .............................................................. 79 4.6 CONCLUSION ................................................................................................. 81 Chapter 5 Discussion of the Findings ........................................ 83 5.1 INTRODUCTION .............................................................................................. 83 5.2 DEMOGRAPHIC PROFILE OF RESPONDENTS ...................................................... 84 5.3 DISCUSSION OF PROPOSITION 1 ...................................................................... 84 5.4 DISCUSSION OF PROPOSITION 2 ...................................................................... 87 5.5 DISCUSSION OF PROPOSITION 3 ...................................................................... 92 5.6 RESEARCHER POSITIONALITY .......................................................................... 95 viii 5.7 CHAPTER CONCLUSION .................................................................................. 96 Chapter 6 Recommendations & Conclusion .............................. 97 6.1 INTRODUCTION .............................................................................................. 97 6.2 CONCLUSIONS ON RESEARCH QUESTION 1 ....................................................... 98 6.3 CONCLUSIONS ON RESEARCH QUESTION 2 ....................................................... 98 6.4 CONCLUSIONS ON RESEARCH QUESTION 3 ....................................................... 98 6.5 RECOMMENDATIONS ...................................................................................... 99 6.6 SUGGESTIONS FOR FURTHER RESEARCH ....................................................... 100 REFERENCES ................................................................................. 102 APPENDIX A – PARTICIPANT INFORMATION SHEET ............................ 114 APPENDIX B – SEMI-STRUCTURED INTERVIEW QUESTIONNAIRE .......... 116 APPENDIX C – PARTICIPANT AGREEMENT FORM ............................... 118 APPENDIX D – ETHICS AND TITLE APPROVAL NOTIFICATIONS ............. 120 APPENDIX E – RESEARCH PERMISSION REQUEST AND RESPONSE ...... 122 APPENDIX F - CONSISTENCY MATRIX ............................................... 125 ix List of Acronyms APP Annual Performance Plan COMENSA Coaches and Mentors of South Africa CSSP Council for Social Service Professionals GGT2030 Growing Gauteng Together 2030 Plan GPG Gauteng provincial government GSD Gauteng Social Development HR Human Resource IFSW International Federation of Social Workers KPI Key Performance Indicators MMBEC Master of Management in Business and Executive Coaching NDP National Development Plan NDSD National Department of Social Development NGO Non-Government Organisation NPC National Planning Commission NSG National School of Government POPI Protection of Personal Information Act SACSSP South African Council for Social Service Professionals SSP Social Service Professionals StatsSA Statistics South Africa SWM Social Work Manager SWS Social Work Supervisors SWSF Social Work Supervision Framework x List of Tables Table 2.1: Summarised consistency table - research questions and propositions ... 33 Table 4.1: Demographic profile of study participants ............................................... 49 Table 4.2: Main themes and sub-themes ................................................................. 52 Table 4.3: Differentiating coaching and mentoring ................................................... 56 Table 4.4: Linkages: research questions, themes, and propositions ........................ 80 Table 5.1: Summary: research questions and propositions ...................................... 83 xi List of Figures Figure 2.1: Maslow's Hierarchy of Needs (McLeod, 2007) .................................. 27 Figure 3.1: Research methodology .......................................................................... 34 Figure 3.2: Six-phase approach to thematic analysis ............................................... 41 Figure 4.1: Attributes of a coach generated on WordSaladApp ............................... 62 1 Chapter 1 Introduction 1.1 Purpose of the study This qualitative study explores the perceived role of coaching in developing and supporting social service professionals in the Gauteng provincial government. 1.2 Context of the study Coaching in the Public Service (national and provincial government) has been explored and is gaining traction Nengwekhulu (2009). In the public service context, the public sector still experiences challenges in combatting poverty, providing good quality health and education services, addressing housing needs, and many other challenges. The slow pace of change and service delivery and the poor quality of services are often linked to a shortage of skills, corruption, nepotism, and political interference (Nengwekhulu, 2009). The government developed numerous plans to improve its track record with a multidimensional focus. These plans focus on increased professionalism, linked to the improvement of skills. Mokoele, Masenya, and Makalela (2018) link the aims of good public administration to the principles and values of professional ethics, using resources (human and economic) effectively, and maximising human potential to inculcate high standards (human resource management; career development practices). Despite these aspirational aims as embedded in the Constitution, the South African Public Service faces various challenges pertaining to human resource management (Nengwekhulu (2009). Sound legislative and regulatory frameworks are in place, but what continues to be a top priority is the contribution of public servants themselves to building a capable and developmental state, one that is recognised for good governance and performance. The National Development Plan (NDP) is a 30-year plan developed by the government. It strongly focuses on creating a skilled and capable public service 2 workforce that is innovative and, at its core, employs highly skilled staff, such as Social Work Professionals (NationalPlanningCommission, 2011). The NDP aims to build an inclusive South Africa with equal opportunities for all and a country free of the triple challenges of inequality, poverty and unemployment (NationalPlanningCommission, 2011; StatsSA, 2020). Munzhedzi (2017) lists various ways the public service tries to impart knowledge and skills, namely induction programs, e-learning, job rotation, and coaching. In response to the NDP, the National School of Government (NSG) published a draft paper in December 2020 called A National Implementation Framework towards the Professionalisation of the Public Service (NSG, 24 December 2020). This framework touches on what professional public servants should embody from the perspective of their skills, qualifications, experience, and desired attitudes. The Public Service requires managers who can lead themselves and their teams and make a difference in the lives of the citizens they serve. Exercising and displaying leadership (organisational, public, and personal) are required to make a difference (Ruiters, 2015). Each of these levels of leadership requires emotional intelligence. The latter includes an understanding and awareness of the self; self-management; societal and personal skills that comprise motivation and empathy (Goleman & Boyatzis, 2017). In line with this evolution, future public servants must aim to achieve and deliver significant results aligned with the government's agenda, priorities, and targets. Leadership must deliver on the government's plans and respond to change. Pandemics like COVID-19, and the pace of change in the 21st century, affect the world due to their disruptiveness (Davies, 2020). The implications of change in the 21st century can be viewed from various perspectives (By, 2005). These perspectives include global competition and its impact, the information age (where knowledge is regarded as the future's "new gold"), and its disruptiveness. The context requires a perpetual need for organisations to re-invent themselves using foresight to capitalise on employees' energy and creativity. No process, skill, or system is not affected by change. Leadership, managerial and supervisory capacity, knowledge, and experience cannot stagnate; otherwise, it would not meet the demands of a new world 3 of work and existence (By, 2005). Therefore enhancing how officials behave and gear themselves to contribute to realising an agenda of a capable and developmental state could assist the government in achieving its aims. The question would then be how employees could perform better. The Public Service employs Social Service Professionals (SSPs) across various levels of government (national, provincial, and municipal) and in various departments. SSPs have a specific mandate to effect social change, solve relationship problems, and empower the individuals and families they serve to grow, be mentally healthy, navigate their personal and environmental circumstances, and increase their ability to be self- sufficient (Martin, Harris, & White, 2014). Generally, the SSPs environment, particularly in the South African and public service contexts, requires leadership that can navigate change and support the development of a cadre of officials geared towards performance (Ndalamba, 2019). The NSG Framework aims to effect what is encapsulated in the Public Service Code of Conduct and the Batho Pele principles in the drive to establish a professional cadre of public servants (NSG, 24 December 2020). Public Servants are at the forefront of guarding citizens' rights and showcasing the Constitution's values. This means being good at administration and demonstrating the managerial and leadership practices that help transform the aims of the Constitution into decision-making and service delivery. This can only be achieved if the South African Public Service actively seeks to employ, develop and support leaders and employees focused on transformation (NSG, 24 December 2020). This study focuses on SSPs employed by the public service, bound by the plans to professionalise public servants. They subscribe to both the Code of Conduct for Public Servants and the Code of Conduct prescribed by the South African Council for Social Service Professionals (SACSSP, 2012). The Gauteng Provincial Government (GPG) responded to the NDP with The Growing Gauteng Together 2030 (GGT2030) plan (GPG., 2019). This action plan aims to deliver Gauteng to its desired state by 2030. The plan consists of seven priorities and 28 strategies to improve the lives of Gauteng residents. Essential to the GGT 2030 and the NDP Vision 2030's, success is a skilled, capable, ethical workforce supporting 4 initiatives to build a developmental state (NationalPlanningCommission, 2011). Therefore, significant change is required to ensure the necessary skills, experience, and capabilities are in place to improve performance and service delivery. As part of its mandate, the GPG delivers social services by employing SSPs in the Departments of Social Development, Education, and Health (Gauteng_Social_Development, 2020). SSPs in each of these departments play different roles in fulfilling the needs of Gauteng's citizens. The Gauteng Department of Social Development (GDSD) employs 2131 SSPs (Gauteng_Social_Development, 2020) who deliver services to the 15,5 million residents of Gauteng (StatsSA, 2020). As mentioned above, these professionals are guided by two Codes of Conduct, and SSPs cannot practice if they are not registered members of a professional body such as the SACSSP (Mazibuko & Gray, 2004). In turn, the SACSSP and the National Department of Social Development (NDSD) have a Supervision Framework for SSPs employed in government to ensure the professional delivery of social work towards quality social welfare services. This framework encompasses all professionals from "social workers, auxiliary social workers, student social workers, and learner social auxiliary workers in the social welfare sector and private practice" (SACSSP, 2012, p. 14). This framework is not a complete handbook but offers a means to enhance professional growth and development in the field. The Social Work Supervision Framework (SWSF) suggests supervision and mentoring as methods to support and develop SSPs working in government and outlines the roles and responsibilities assigned to various levels of work (SACSSP, 2012). Support in the field entails administrative, educational, and supportive aspects; it supports SSPs on an individual, group, or peer level (SACSSP, 2012). In adhering to the call for increased professionalism and performance to ensure service delivery, the focus is always on what can be done to assist such a process. One way could be to develop supervisors and managers in the social service professional environment within the context and practice of business-related coaching (Trevillion, 2018). Reid (2012) argues that coaching can make a difference in the 5 delivery of services through increased performance. Akesson and Canavera (2018) studied how the global social service profession can be strengthened. Various themes from their study underscored themes relevant to this study, for example, applied learning, personal qualifications and characteristics, supervision, mentoring and coaching. It is acknowledged that applied learning takes various forms during and after entering the workspace, and if it is effectively applied, the quality of supervision strengthens learning (Akesson & Canavera, 2018). As part of the theme emerging from personal characteristics and qualifications, capacity was broadened to include motivation, performance management, and strong organisational support. Lastly, Akesson and Canavera (2018) highlight that supervision, mentoring, and coaching embody supervisory relationships that create flexibility for learners to grow by using coaching in conjunction with other formal and informal ways of learning. Therefore, this study focuses on the presence and nature of coaching and its potential value in the Social Work sector. Research and data can guide whether coaching could be a form of intervention to develop a skilled and capable social service workforce in the Department of Social Development (DSD). One of the benefits of coaching is that it assists those coached to reach greater insight and change behaviour. In this case, it can assist teams of Social Work professionals in the said Department to better drive change as self-awareness and insight increase (Guthrie & Alexander, 2006; Munzhedzi, 2017). The COVID-19 pandemic posed unique challenges to public sector managers, particularly SSPs, who was one of the groups at the forefront of fighting the pandemic in communities. The COVID-pandemic heightened the need for increased access to government services, including social work services (Rauhaus, Sibila, & Johnson, 2020). The resource base shrunk in the context of resources directed toward fighting the COVID-19 pandemic, and there was an increased demand to tap into a pool of skilled, capable workers. Coaching creates awareness among people (employees and leaders) of how they impact the workspace. Coaching unlocks the ability to drive change and improves the potential of individuals to approach their work life and environment differently and more 6 innovatively. By embracing coaching as a capacity development tool, Gauteng may be able to deliver on its GGT2030. Winchester, Fathauer and Egan (2013) researched how burnout affects Child and Youth Care Workers, a profession linked to the SSP category. Their study highlighted the importance of organisational climate and supportive relationships (Winchester, Fathauer, & Egan, 2013). In a field of work marked by high levels of work-related exhaustion, participants indicated that where the relationships between supervisors, employees and co-workers are good, they could handle stress better. Their levels of resilience were higher when the support from the organisation and their various relationships were strong (Winchester et al., 2013). Mckenzie (2018) notes coaching as "a way of nurturing talent and helping individuals reach their true potential" and a "methodology to help build capacity for service delivery" (Mckenzie, 2018, p. 76). Therefore, the research aims to establish if coaching could play a role in developing and supporting SSPs active in the Gauteng Province. 1.3 Problem statement The potential of coaching to enhance the ability of employees and managers is well documented (Allen, Hafer, & Brooks, 2020; Ganesh, Bozas, Subban, & Munapo, 2015; Mckenzie, 2018). This study envisaged that coaching could be a practice to develop and support SSPs to better deal with workplace challenges, such as pandemics like COVID-19 and the South African public sector triple challenges of poverty, inequality, and unemployment. The focus of the government further supports this aim. As part of its future-orientated focus on how a public service corps should look, the South African Public Service constantly looks for ways to upskill its workforce to deliver quality services to all public stakeholders in the 21st century (Ganesh et al., 2015). The SACSSP supervision framework emphasises supervision and mentoring to ensure the profession responds to the need for upskilling. Research has shown that mentoring, for example, benefits 7 employees and organisations (Egan & Song, 2008). The work of Allen, Hafer, and Brook (2020) supports that the work attitudes of mentored and coached employees are typically better than those of employees who were not mentored (Allen et al., 2020). Coaching facilitates individual learning and growth (Van der Veen, Reid, & Cunningham, 2020), which could assist SSPs, especially those in managerial and supervisory positions, to provide better support and develop themselves and those they manage and supervise. The additional benefit is that it could hopefully, in the end, cultivate a culture of continuous learning flowing from self-awareness (Heller, 2013). This study aims to determine whether coaching could enable SSPs to work more innovatively to find solutions in their workspaces and improve their ability to assist their clients (communities and community members) to become self-sufficient (GDSD, Annual Performance Plan, 2021-22). Limited research exists on how coaching can be used to develop and support SSPs in their work environment. The use of workplace coaching by managers and leaders has been depicted (e.g., Reardon (2016). Research exists regarding coaching for social work students, but this does not extend to the workplace (Botha, 2014; Van De Heyde, Stoltenkamp, & Siebrits, 2017), except as indicated in Dorkin (2009). Coaching social workers in the workplace can enhance the Supervision Framework for SSPs in government. This framework focuses on supervision and mentoring to support, develop, and enhance the profession's work. Therefore, this study explores how coaching could contribute to developing and supporting Social Service Professionals. Three research objectives emerged from the problem statement. These will be discussed in the following paragraphs. 1.4 Research objectives This study explores coaching as a practice to develop and support social service professionals in the Gauteng provincial government. The objectives of this research are to: 8 • Examine the nature of coaching for Social Service Professionals in the Gauteng Department of Social Development. • Explore the critical success factors needed for coaching to succeed in the Department of Social Development. • Establish whether coaching could contribute as a practice to develop and support Social Service Professionals in the Department of Social Development. 1.5 Research questions Three research questions were identified to support the research aim of exploring coaching as a practice to develop and support SSPs in the Gauteng provincial government. Question 1: What is the nature of coaching in the Social Service Professional environment in Social Development? Question 2: What are the critical success factors for coaching to succeed in the Social Service Professional environment in Social Development? Question 3: What contribution could coaching make as a practice to develop and support social service professionals in Gauteng Social Development? 1.6 Significance of the study This study contributes to a body of knowledge on how coaching can enhance the development and support of SSPs in GDSD and increase awareness of the difference SSPs can make. In addition, it could inform how learning and performance can be driven in the workplace through coaching, which may provide an opportunity for the 9 Department of Social Development (DSD) in the Gauteng Provincial Government to equip its SSPs better. Coaching is accepted as a tool to support leadership development (Diseko, 2017; Reid, 2012). There is a dearth of literature on how coaching can be utilised to develop and support professionals' growth and development journeys. Therefore this study seeks to contribute to how it could be used in the SSP work environment. In her study on transitioning engineers to managers, Wallace (2016) indicated that South African companies use coaching to nurture talent. Her research focussed on how companies, through coaching, can assist with transitioning employees to managers within the developing world. The findings might be significant for SSPs, and the DSD for enhanced professionalism under social workers. The study could assist HR practitioners in focusing on development and growth programs for social workers for improved self-awareness and growth (Diseko, 2017). Therefore, this study aims to demonstrate how coaching as a practice can develop and support SSPs in government to develop an increased awareness of the difference they can make. In addition, it could inform how learning and performance can be driven in the workplace and may, through coaching programs, provide an opportunity for GDSD to equip its SSPs better to handle workplace challenges through their increasing self-awareness and insight. Supporting and developing SSPs could result in increased employee productivity and a difference in how services are rendered by SSPs, not to mention increased access to social work services by the 15,5 million residents in Gauteng (StatsSA, 2020). Executive and business coaching can increase personal and organisational productivity levels, impacting the return on investment (i.e., having social service professionals make a difference). The research contributes to a body of knowledge that can inform future developments, such as a coaching framework for SSPs for which limited data and no coaching model exist within the sector. Coaching SSPs could contribute to social sector growth; the sector can manage change for impact, transform the face of service delivery, and develop employees' maturity and leadership stature. 10 The research report findings led to an understanding of the critical success factors for coaching SSPs, how it differs, or not, from the critical success factors for other sectors, and the key steps necessary for coaching to be a practice to develop and support SSPs. It further provides SSPs and their Employer (GDSD) insight into how coaching can enhance performance and productivity. Those responsible for governmental social work policy and programs and related Human Resource (HR) programs could benefit from a body of knowledge inclusive of guidelines for coaching as a method of support and development for SSPs. 1.7 Delimitations of the study The delimitations in this qualitative study provide focus and reflect the researcher's choices of what to include and exclude to make the study more manageable and improve its relevance (Coker, 2022). The research is situated in one provincial government department of GPG that provides social work services to communities in Gauteng. It confines itself to SSPs, especially Social Work Supervisors and Social Work Managers. It does not include the views of their managers who oversee the social work program holistically or of entry-level social workers. These managers are crucial in guiding and growing many Social Workers and Social Auxiliary Workers; they oversee, supervise, and mentor the junior staff reporting to them. As the focus of the study is on SSPs in this department, the SSPs are a group that operates in an urban environment, localised in Gauteng, and it did not focus on SSPs employed in other sectors such as municipalities, NGOs, and other government departments/provincial governments. Where relevant, the study refers to previous research, and for this report, the current views of SSPs will form the basis of this study. 1.8 Definition of terms The following definitions of selected terms provide context for the reader: 11 Leadership means focusing on yourself, others, and teams to achieve a common goal (Silva, 2016). Wajdi (2017) defined Management as directing all tasks and processes to achieve goals and objectives using resources such as money and people. Coaching differs from mentoring as coaching is about increasing insight or skills; it is self-directed, while mentoring is about a junior staff member learning from a more experienced one (Al Hilali, Al Mughairi, Kian, & Karim, 2020). Various types of coaching exist; Cronje (2015) listed business, executive, and life skills coaching as some forms. Executive coaching blends professional and personal agendas, how to drive team objectives and deliver on business goals and objectives and is linked to the development agenda of the coachee. The main focus, as always, is to unlock the wisdom and potential of the coachee (Passmore & Lai, 2020). Social Service Professionals (SSPs) refer to "social workers, auxiliary social workers, student social workers, and learner social auxiliary workers in the social welfare sector and private practice" (SACSSP, 2012, p. 14). 1.9 Assumptions The following three (3) assumptions were considered: The central assumption is that the organisation emphasises implementing the Supervision Framework for Social Service Professionals. However, the effectiveness of its implementation may not be at a level where it embraces coaching as a method to develop and support SSPs towards increased self-awareness and performance. Secondly, it is assumed that SSPs on supervisory and managerial levels (Social Work Supervisors and Social Work Managers) and senior managers are the most appropriate audience to explore the research questions. 12 Lastly, interviewees' diverse managerial and technical backgrounds may influence the quality and themes of the interview results. Sedgwick & Greenwood (2015) elaborate on the Hawthorne Effect, which occurs when interviewees "put their best foot forward" in the interview context, skewing an accurate assessment of actual or changed behaviour. 1.10 Structure of the report The research report is divided into six chapters. The first three chapters deal with the aim of the study, the relevant theory and literature, and the research methodology and design. Chapter 1 contains an overview of the study by introducing and contextualising it. The study's purpose, context and significance are presented, followed by the delimitations, assumptions, and definitions relevant to the research as it links to coaching for SSPs in the Gauteng Department of Social Development. Chapter 2 reviews existing literature on coaching in general and on coaching for SSPs, aiming to give an evidence-based summary of the research topic. The pertinent theoretical concepts are explained. Chapter 3 outlines the research approach and design, including the population and sample. Detailed descriptions of the research instrument and data collection procedures are followed by the data analysis and interpretation process. The research instrument's trustworthiness (transferability, credibility, confirmability, and dependability) is described. The study's limitations and how those were mitigated, as well as the ethical considerations, are presented. The last three chapters outline the findings and how they relate to existing literature and theory and end with the researcher's conclusions drawn. 13 Chapter 4 is a presentation of the main findings of the study. The thematic analysis method outlines the findings concerning the study's research objectives. Chapter 5 contains an examination of the results related to the research objectives. The results were critically evaluated within the context of existing literature on coaching as a practice to develop and support social service professionals. Lastly, Chapter 6 focuses on the conclusions drawn from the results and discussions. The researcher addresses the problem statements and discusses the possible implications of the research for SSPs in social development in the public sector. It further contains recommendations for future research. 14 Chapter 2 Literature Review 2.1 Introduction Chapter 2 reviews literature related to coaching in general and coaching for SSPs more specifically. The chapter aims to provide an evidence-based summary of the research topic. The pertinent theoretical concepts are explained. 2.2 Background discussion Various methods exist for growth and self-development, and coaching is one of the latest methods (Schutte & Steyn, 2015). Developments in coaching are captured by a growing body of knowledge, with studies dating back as far as 2005 and earlier. Caspi (2005) and Rostron (2006) are two examples of 21st-century authors researching coaching as a tool. Although the preference in research studies is not to focus on studies older than ten years, these are mentioned to illustrate that coaching as a tool to support and develop employees generates more and more research exploring its relevance and application. Initially, coaching, as an emerging and still largely unregulated field, meant a lack of empirical research showcasing the value of coaching (Gyllensten & Palmer, 2005). By 2009, views from Grant, Curtayne, and Burton (2009) were that even though coaching was not yet a well-regulated profession or discipline, it was developing into one. Fast forward to 2022, and there is clear evidence of a growing number of credible organisations now focused on coaches' training, supervision, and credentialing. Coaching has developed into a bona fide discipline, profession, and practice that supports leadership development (Ely et al., 2010; Fusco, O'Riordan, & Palmer, 2016; Kumkani, 2016). Between 25% and 40% (International_Coach_Federation, 2012) of US Fortune 500 and European and Australian companies use coaches for leadership development. Many scholars, including Ely et al. (2010), have shown that it is limited primarily to 15 executives, leaders, and managers. Various reasons for excluding other groups of employees are cited, with cost and time intensity being the most quoted (De Vries, 2008; Kets de Vries, 2019; Ward, 2008). A survey measuring the return on investment through coaching, undertaken by the Association for Coaching in 2009, reported various benefits. These were improvements in job motivation, work-life balance, productivity, and people management (Federation, 2012). Literature on coaching for managerial groups and executives illustrates how coaching can enhance individual career growth to the benefit of organisations, what these benefits are, how it is used as a practice of development and support, and how it can impact the potential return on investment (Bonneywell, 2017; Ganesh et al., 2015; Theeboom, Beersma, & van Vianen, 2014). The lasting change emanating from coaching is driven by whether the client/employee is coachable, sees coaching as critical for their development, and genuinely desires to drive their own development. In any organisation, coaching aids growth and development when there is a balance between the employee’s goals and the organisation’s (Bennett & Bush, 2013). This is further influenced by the support of management and various stakeholders, especially when coachees see the organisation engaged and interested in the positive results from their coaching journeys (Akesson & Canavera, 2018; Kahn, 2011; Sithole, 2017). Opportunities to learn and enhance skills are a change driver in any organisation, and it happens in formal and informal ways. Formal learning methods include formal training (at external institutions, institutionalised coaching, and mentoring programmes), and informal ways will talk to on-the-job training (Manuti, Pastore, Scardigno, Giancaspro, & Morciano, 2015). Formalised organisational coaching programs, with the coach as a mirror, provide feedback and assist employees in expanding their thinking capacity and views, moving from a space of comfort to one where they stretch their goals for development and achievement. Coaching encourages thinking and exploring different ways to move to new frontiers. A coaching journey provides a recipe or a map to an employee focused on behavioural change that can impact developmental goals and performance. Being actively engaged in their growth story allows coachees to transform and transition more easily into 16 leadership roles, increase their performance, or better handle the challenges and opportunities related to their working environment (Freedman, 2011). In the South African space, one of the major players in the coaching arena is Coaches and Mentors of South Africa (COMENSA). COMENSA focuses on determining standards and ethical guidelines and ongoing research in its quest to regulate the coaching industry in South Africa. Despite the industry not being fully regulated yet, evidence suggests that coaching in the workplace is in demand, and it has become the new and preferred mode of intervention in corporate circles (Brockbank & McGill, 2012; Sherman & Freas, 2004). Coaching and mentoring have since 2008 become more prominent methods used at private and public institutions in South Africa towards effecting change in their workspaces and assisting employees with self-directed learning (Dorkin, 2009; Mckenzie, 2018; Stout-Rostron, 2011). As a practice, coaching improves relationships, trust and values (Mckenzie, 2018); it is experimental and uses the conversational space to unlock “a powerful developmental process for the client” (Mckenzie, 2018, p. 76). The number of studies documenting coaching as a practice to develop and support SSPs, and categories of staff not classified as executive-level leaders in public sector organisations is limited. Maxine Dorkin (2009) explored coaching as a new methodology for occupational social workers. Her study found that most occupational social workers do not understand coaching fully, and a significant recommendation was for social workers to take charge of their learning and development. The other recommendation was for social workers to invest in lifelong learning and education to ensure their relevance in the workspace by staying on top of developments in the field. Engelbrecht (2019) captures the journey of social work supervision in South Africa. He captures how supervision is carried out individually and in a group format. His 2019 study highlights that in many workplaces, supervision may be carried out by managers who are not schooled in the social work profession (Engelbrecht, 2019). The study further revealed that supervisory education is lacking and that supervisors may not pay sufficient attention to supervision. Chibaya’s (2018) study explored frontline social workers’ supervision. The study concluded that a lack of knowledge and insight into 17 educational strategies for adult education resulted in supervisors struggling to assist their direct reports. SSP supervisors and managers have limited or no idea of what motivates their supervisees and what theories and models are available to assist them (Engelbrecht, 2019). Available literature linked to the study’s research questions is used in this chapter to highlight the theoretical foundation that this study will use to explore coaching as a practice to support and develop SSPs. 2.3 The nature of coaching Coaching is emerging as a feature in the public service to enhance self-awareness and drive self-growth amidst an ever-growing need to deliver more with less. The latter concept places a considerable demand on public servants, social workers included, to better perform and manage themselves and others. COMENSA defines coaching as “a professional, collaborative and outcomes-driven method of learning that seeks to develop individuals and raise self-awareness so that they might achieve specific goals and perform at a more effective level” (Van Coller- Peter & Cronjé, 2020, p. 65). Coaching creates change as new learning is internalized, promoting insight and self-development, leading to further development goals, increasing ability and competency, supporting personal, professional, and organisational growth, and potentially leading to increased performance. The coach focuses on the client’s agenda to guide the coaching journey (Van Coller-Peter & Cronjé, 2020). In a business or organisational context, coaching means a conversation between the client and coach regularly and in a structured fashion. Such a conversation aims to unlock awareness for the client into their patterns and behaviours, especially how they impact the business and the achievement of the organisation’s aims which can benefit personal and organisational achievements (Wiginton & Cartwright, 2020a). In other words, the primary purpose is to elicit 18 behavioural change in employees and managers; in so doing, organisational results and performance will increase (Kahn, 2011). Wallace (2016) focuses on transitioning engineers to managers through coaching, whether with a career, performance, or managerial aim. Her study outlines how coaching enhances and develops engineers' technical and non-technical strengths and skills. Just narrating their stories of development, growth or workplace experiences helped with meaning-making, increased self-awareness, generating different courses of action, and redefining goals and action plans. The additional benefits include (i) a greater understanding of their social situation and need in the workspace, (ii) deepening their understanding of the organisational context they function in and how they respond to stimuli, (iii) expanding their perspectives on complexity and paradox, and (iv) interpersonal relationships (Wallace, 2016). Mckenzie (2018) reported that coaching positively affected behavioural changes by the coachee, ranging from improved leadership skills and job performance to skills development and a change in personal and work-related attitudes. Bonneywell (2017) quotes research by Theeboom et al. (2014) that echoes the above and points out coaching’s “positive effects … on well-being, coping, work attitudes” (Bonneywell, 2017, p. 59). In the South African Public Service context Ganesh et al., (2015) studied the mentoring and coaching programme at the Frontier Hospital, a public hospital in Queenstown, Eastern Cape. Their findings showed the program's impact and how it resulted in increased performance and better time management, to mention but two benefits (Ganesh et al., 2015). As a management practice, the question is how supervision and mentoring can be enhanced and supplemented by introducing coaching to support and develop social work managers and supervisors. The supervisory framework for SSPs (SACSSP, 2012) requires social work managers and supervisors to supervise social workers regularly and consistently, and as such supervisory training takes place in a structured manner. Supervision practices include continuous development, and according to 19 Hughes (2010), three roles for supervision can be clearly distinguished: educative, supportive, and managerial. The supervision of social workers does not fall within the ambit of coaching. However, coaching is acknowledged as a powerful tool to help employees flourish. The question is how coaching can be utilised to enhance and support the development of employees in the selected categories and how it can elicit the benefits of coaching, such as increased performance or more profound insight into their own behaviours and patterns that may impact their practices. The Supervision Framework for SSPs does not cater for coaching and only mentions supervision and mentoring. Mentors guide, instil knowledge and provide guidance (Dorning, 2009). Mentoring focuses on borrowing wisdom to eliminate “frustration and misguided effort” (Dorning, 2009, p. 40), and it aims to solve job-related or industry- specific issues. Supervision and mentoring are aimed at assisting employees to adapt and learn their world of work with a strong emphasis on what the organisation needs to teach the employee to fit into the organisation's culture. On the other hand, coaching assists with career, self-awareness, self-actualization, and life issues; the learning is self-directed and allows the employee to tap into their wisdom and motivation whilst taking personal responsibility for that (Dorning, 2009). Social work is defined by The International Federation of Social Workers (IFSW) as: A profession which promotes social change, problem solving in human relationships and the empowerment and liberation of people to enhance well- being. Utilising theories of human behaviour and social systems, social work intervenes at the points where people interact with their environments. Principles of human rights and social justice are fundamental to social work (Hare, 2004, p. 409). Dorkin (2009) explores the similarities between coaching and social work. Social work is about solving problems, empowering, and increasing clients' well-being. This definition of social work links to the humanistic and other coaching approaches, such as strengths-based and positivism, used in coaching. She argues that coaching for 20 occupational social work can be seen as a practice to develop individuals in organisations. Both coaching and social work are based on establishing a relationship (whether client and coach or client and social worker) to bring about change and improve personal or professional lives. Through social work and coaching, the ability to cope is a further goal, with a focus on empowerment. The aim is to help clients identify resources within themselves and their surroundings to better their situation (Dorkin, 2009). Both coaching and social work evoke creativity and the exploration of other options or lenses to solve challenges or approach situations. The researcher believes this link contributes positively to introducing coaching as a practice for developing and supporting SSPs. Adapting to use a coaching approach as a practice to develop and support the SSPs they manage or using coaching for their own empowerment and development could therefore come naturally to SSPs due to the close link between coaching, psychology and therapy, which underpins the training and skilling of social workers (S. Palmer & Whybrow, 2018). Proposition 1: The nature of coaching is about empowering clients through self- directed learning and unlocking wisdom that results in personal growth and maximising potential (Bresser & Wilson, 2010). The proposition is that in GDSD, coaching is non-existent or limited to categories of staff that are not SSPs. The investigation required is into the nature of coaching, its existence and how it may be different or similar for SSPs. 2.4 Critical success factors for coaching Research by Kombarakaran, Bakker and Fernandes (2008) mentions that coaching results in changes in areas such as “people management, relationships with managers, goal setting and prioritization, engagement and productivity, and dialogue and communication” (Kombarakaran, 2008, p. 83). If the coaching programme is well 21 crafted and executed, it results in growth and the retention of talent (Merrick, 2014; Theeboom et al., 2014). The critical success factors were ensuring that coaches are selected with intention, that the coaching program has buy-in from executives, and that good project management and widespread support are provided to coachees. Other studies also underline the coach’s competency and the coachee’s level of engagement and commitment as critical success factors (Van Wyk, Odendaal, & Maseko Badelisile, 2019). Studies such as that of Augustijnen, Schnitzer, and Van Esbroeck (2011) categorized the characteristics of coaches into the “attitude, behaviour and experience of the coach” (Augustijnen et al., 2011, p. 158). These characteristics include, and it is not an exhaustive list, openness, honesty, non- judgemental, presence, commitment, and being a role model the coachee can respect. From a skills perspective, building trust, keeping confidences, and excellent listening skills are vital. Handling complex conversations, giving direct feedback, and providing mirroring for the coachee were identified as part of the mix of what makes a good coach. Other aspects that came to light in a study by Wise and Voss (2002) related to the competence of the coach who needs to be carefully “screened, educated, and certified” (Wise & Voss, 2002, p. 10). Diseko (2017) highlights the readiness for coaching (a desire to be coached, openness to feedback and being prepared to invest time and make an effort) as another critical factor for coaching to be successful (Kauffman & Coutu, 2009). Literature shows that the outcome and impact of coaching link to the relationship between coach and coachee (Brock, 2008; J. Rogers, 2012). Coaching becomes a safe space when mutual trust and respect exist; if absent, positive results may not manifest (Brock, 2008; J. Rogers, 2012). Kahn (2011) highlighted the importance of organisational leaders supporting coaching and the importance of synergy between the agendas of the coachee and the organisation, both of which impact coaching. A preference for external coaches, as opposed to utilising internal coaches trained by the organisation, was expressed. The perception was that outsiders could maintain confidentiality better, are more readily available and bring fresh perspectives to the experience. On the other hand, internal coaches were perceived as not always 22 available when needed due to work pressures that may blur the lines between work and coaching (McComb, 2012; Wise & Voss, 2002). Organisational decisions and cost will dictate the route taken in the approach of whom to use, and hybrid models may even be considered. Using internal or external coaches has benefits and disadvantages; internal coaching may be less costly as there is no direct cost other than training managers and leaders as coaches. The added advantage is that they are familiar with organisational culture, policies, and procedures. A drawback in using internal coaches could be their reputation in the organisation. The inability to maintain confidentiality may be the most significant drawback, alongside their availability for coaching (McComb, 2012). One of the primary considerations in choosing to use internal coaches would be whether there is a high level of trust in the confidentiality of the process (Schalk & Landeta, 2017). The use of external coaches can lend more credibility to a coaching programme as they bring specialist skills, knowledge, and experience. They can question practices and behaviours firmly, and the organisational culture and practices are unlikely to affect them. On the downside, using external coaches is typically costly and unsustainable over time (Schalk & Landeta, 2017). For the topic to be explored, it would be valuable to draw a correlation from the data to determine if the same factors are considered critical success factors for SSPs. Proposition 2: It is proposed that the critical success factors for coaching SSPs are the same but not limited to executive buy-in, coachee commitment, availability, coaches selected, and support for the process (Sithole (2017); Dorning (2009); Akesson and Canavera (2018); Mckenzie (2018)). This study will explore if these factors are similar to those in the Gauteng Social Development context. 23 2.5 Coaching as a practice to develop and support SSPs in the Gauteng provincial government Various interventions could assist managers who operate in complex environments, such as training, mentoring, job shadowing and coaching (Wallace, 2016). Coaching is well-researched and confirmed internationally and locally as a practice to support and develop businesses and executives. Kombarakaran et al. (2008) touch on executive coaching as a means to maximise performance due to its learning and growth orientation. Wiginton and Cartwright (2020a)mention that the long-term effects of coaching could lead to action, increased performance, or growth. In addition, a study by Wise and Voss (2002) listed the key reasons for coaching as its developmental and problem-resolution focus. The study showed changes on intrapersonal, interpersonal, and organisational levels. Various literature sources, including the abovementioned, conclude that coaching is a process of learning, development, growth, and increased personal and organisational performance (Diseko, 2017; Grant et al., 2009). Many sources captured its positive impact on achieving goals, increasing resilience, and reducing work-related stress (Grant et al., 2009). Stout Rostron and Van Rensburg (2009) and Palmer (2019) documented three (3) ways that show the effects of coaching. These are seen in visible behavioural change, increases in performance and business results, and growth in personal and professional development (Palmer, 2019). These positive outcomes of coaching are also documented by J. Rogers (2012), Brand and Coetzee (2013), Dagley (2010), Mckenzie (2018) and in the 2017 Sherpa Executive Coaching Survey (Pitts, 2017). Workplace coaching as an approach to employee learning and development in an organisation is captured in a study by Jones, Woods, and Guillaume (2016), where positive effects were observed. Overall the study showed that organisational performance in general was positively impacted by coaching. If well planned, coaching as a transformational process supports continued personal improvement, as showcased in the Mvelase (2019) study. 24 Mckenzie (2018) studied a government department that introduced development and coaching, namely the Department of Local Government and Housing in the Western Cape. The then Head of the Department is on record expressing her views about how good performers, unaware of their behaviour, attitude, skills, and lack of emotional intelligence, impact their progress from a career perspective. In her view, intellectual capacity and emotional intelligence are required to succeed (McKenzie, 2018). The Department at that stage experimented by introducing coaching for all their senior managers, and these managers worked with their coaches for six to nine months. Some outcomes were increased awareness of their strengths and weaknesses and how it can lead to failure. Wallace (2016) demonstrated the benefits of coaching as support for engineering managers, especially early in their careers. It not only assists in not losing productivity and motivation but also aids in retention, thus avoiding the expense of recruiting new managers. In a study at the Frontier Hospital in South Africa, Ganesh et al. (2015) found that mentoring and coaching led to improved performance and positively affected the workplace (Ganesh et al., 2015). Akesson et al. (2017), in the study, Effective practices and approaches to strengthen the global social service workforce: Results from a Delphi process, identify one of the themes flowing from the research as “Supporting Intrinsic Worker Motivation” (Akesson & Canavera, 2018, p. 38). The data from this study indicate that the SSPs’ capacity is linked to resources and tools of the trade. However, it also links to the motivation and performance management aspects. The views put forward are that a capable workforce of SSPs also means employees with positive attitudes; and the importance of organisational support to ensure this motivation (Akesson & Canavera, 2018). The latter theme of organisational support flows throughout the study. In addition, the participants were open to mentoring and other modes of support and constructive feedback. Coaching is mentioned as “a way to support and strengthen the social service workforce” (Akesson & Canavera, 2018, p. 39). Research on how coaching can assist SSPs in South Africa is limited. Therefore, this study will focus on how coaching could play a role in supporting and developing SSPs. 25 It is envisaged that, if implemented, it could result in research on the authentic impact it makes in SSPs’ performance flowing from greater self-awareness and maximising their potential. In conclusion, empowerment, improved performance, and personal growth are at the heart of coaching (Bresser & Wilson, 2010). As seen in earlier paragraphs, the benefits of coaching can be summarized as increased motivation, self-awareness, and confidence, reaching goals, well-being, decision-making and the ability to manage change, thus growth in personal and organisational capacity (Bresser & Wilson, 2010; Godskesen & Kobayashi, 2016; Neenan & Palmer, 2012; Passmore, 2015). Proposition 3 proposes that coaching is a practice to develop and support SSPs. Coached employees display increased feelings of well-being and performance, and self-awareness. The latter develops as part of self-reflection, bringing new ways of thinking and feeling. In the long term, this leads to sustainable behaviour change. The documented benefit of coaching shows positive changes in individual and organisational performance, e.g. skills, well-being, and productivity (individual performance), culture, change and communication (organisational performance). This study will aim to link these benefits in other sectors and how coaching as a practice can be used to develop and support SSPs. 2.6 Theoretical foundation The humanist theory was chosen as the theory underpinning the study. Humanistic psychology is a study focusing on the whole person; people notice themselves through their own eyes and the eyes of others (Waterman, 2013). It studies self-perception, interpreting experiences, fulfilling needs and the environment, leading to growth and learning. Besides caring, love, and grief, it also emphasises self-worth. Humanistic psychologists believe humans have an internal drive and motivation to fulfil their human potential (Waterman, 2013). 26 A few theorists are considered the major contributors to Humanist Theory, and the most prominent are Abraham Maslow, Carl Rogers, Rollo May, Kurt Goldstein, and Erich Fromm. As far back as 1943, Maslow focussed on themes such as self- actualization, individuality, and creativity, culminating in his Hierarchical Theory of Human Motivation (McLeod, 2007). Rogers developed Client-Centred Therapy, a client-focused approach to therapy. Both theorists explored the theme of self- actualization but from different perspectives; Maslow accredited it to the individual itself whilst Rogers placed a focus on empathy, a desire to grow and the influence of the environment (Geller, 1982). Self-actualization is “psychological growth, fulfilment and satisfaction in life” (Greene & Burke, 2007, p. 117). Maslow and Rogers viewed it as a fundamental human motive: individuals seeking to grow and learn in different ways. However, their view on how to move to self-actualisation differed (Mercado, 2018). Rogers believed the perception and interpretation of personal experiences play a role in establishing how a person reaches self-actualization; the latter means when the ideal self matches the person’s actual behaviour, i.e. a state of congruence (Rodgers & Tudor, 2020). On the other hand, Maslow linked self-actualization to potential and underlined that it is growth-orientated. Maslow illustrated these needs in the form of a hierarchy of needs. The following figure illustrates Maslow’s hierarchy of needs and the meaning of each. 27 Figure 2.1: Maslow's Hierarchy of Needs (McLeod, 2007) He pitched self-actualisation as the final stage in his hierarchy of needs (Osemeke & Adegboyega, 2017). Coaching is about self-actualization, growth, learning and unlocking the coachee’s potential and wisdom (William and Palmer, 2009). Therefore the study explores participants' views on whether coaching could be a practice that contributes to their growth and learning. The humanistic approaches of Carl Rogers and Abraham Maslow focus on the whole person and how to increase awareness towards inclusion and to be open to alternative views (Brock, 2008). Coaching focuses on the whole person and underscores the wisdom that lies in the coachee (Bachkirova, Spence, & Drake, 2016). Rogers’ humanist perspective focuses on person-centred principles, and Stober (2006) argues that humans are about positive change and self-actualization. In this vein, coaching, too, focuses on the inherent tendency of a client to self-actualize, and in so doing, it stimulates a client’s inherent potential to grow. Both Rogers’ client- centred therapy and coaching emphasize the client-coach/practitioner relationship, 28 one of the main ingredients of growth. The approach is holistic, meaning the person's negative and positive aspects are addressed. Both aim to enable the client to shift through learning rather than teaching to generate his/her own solutions. The difference is that coaching focuses on the present and future. In client-centred therapy, the past is also explored, namely the question ‘why?’. Coaching and Roger’s client-centred therapy have a few themes in common. Firstly, it facilitates the client’s learning. The experiences and perceptions of clients forever evolve as they operate in a system of constant change (Jeannotte, Hutchinson, & Kellerman, 2021). Secondly, being actively tasked with one’s development and learning is more meaningful than being told what may be wrong with you or what you should do. Thirdly, the learning experience is enhanced by exploring options and being open-minded. It could therefore lead to a change of perception as various ideas are explored. Lastly, operating in an environment free from judgement means the client is relaxed, and boundaries can be broken down more effectively. Removing fear and judgement, embodied in the neutral and non-judgemental behaviour of the therapist and coach, leads to trust (Jeannotte et al., 2021). The client-centred theory (C. R. Rogers, 1986; C. R. Rogers & Wood, 1974) has three elements that facilitate learning, which also appear in coaching. These are empathy, congruence, and responsibility. The coach is curious about the client yet responds empathically and allows the client to take responsibility for their own process. Carl Rogers likened counselling to contracting a friend (P. Williams, 2008), whilst a coach is seen as a partner that helps clients unlock their own learning and wisdom. The whole-person approach explores wellness, emotions related to changes and interpersonal relationships. Coaching does this too. For example, one will touch on all these elements in a coaching conversation on career changes. Another similarity is that coaching and person-centred therapy facilitate positive change towards self-actualisation (Stober, 2006). In both, there is a strong emphasis on relationships as a primary factor for growth and on a holistic approach meaning all aspects are addressed. 29 Peltier (2011) saw coaching as “the process of equipping people with the tools, knowledge, and opportunities they need to develop themselves and become more effective” (Peltier, 2011, p. xxxi). The difference between therapists and coaches lies in how questions are posed. Fairley and Stout (2003) describe it as two opposite ends of a continuum: In the relationship between a client and his/her therapist, the therapist is the source of knowledge, whilst with the coach/client, the basis is that the client is a whole, creative, and wise person and the source of knowledge (Fairley & Stout, 2003). In coaching, the client drives or sets the agenda with the relationship of being in a partnership (Abravanel & Gavin, 2017). The other significant difference is that psychological disciplines aim to address dysfunctions, eliminate them, and deal with feelings in the process. In contrast, coaching has a future orientation (Grant, 2014), identifying what action/s are needed. Awareness is at the heart of humanist therapy and coaching, but everyone seeks different types of awareness. Therapists aim to help the client delve into their feelings, which is a therapeutic process and an end in itself (Yontef, 2005). Coaching, on the other hand, seeks awareness to make meaning of the current reality and to help define options towards solutions (Ives, 2008). Rogers’ and Maslow’s theories and views on self-actualization could be used for this study. The choice fell on Maslow’s theory of human motivation and his view on how individuals self-actualize, namely the presence of potential and striving towards growth. The following paragraphs briefly outline how growth and development unfold and link to coaching. Dorkin (2009) quotes that Maslow believed humans employ curiosity and creativity towards self-actualization, concepts at the heart of coaching. Maslow’s theory is one of the most influential theories of human motivation. All humans share these needs, and humans aim to satisfy their needs whenever possible, wherever they are. His theory states that satisfying higher order needs typically occurs when the lower needs are met. The theory indicates that higher-level needs take precedence over lower-level needs (physiological and safety) once basic needs are attained. Only needs not yet satisfied influence behaviour; once a need is met, it is no longer a motivator (Greene & Burke, 2007). The higher-level needs are psychological 30 by nature, with the ultimate goal of self-actualisation. The need to fulfil one’s potential varies from person to person; it centres around developing and realizing one’s full potential and is a lifelong pursuit. In other words a lifelong journey of growth and development. In short, this theory states that full potential is eventually achieved as part of growth through the various levels of need for self-actualization (McLeod, 2007). Maslow’s theory focuses on healthy individuals interested in growing psychologically and enhancing their potential. He believed humans gravitate towards self- actualization, employing curiosity and creativity (Dorkin, 2009). The desire to grow does not stem from lacking anything; it purely flows from seeking to maximise one’s potential Dorkin (2009). The link to coaching is that coaching aids the growth and development of individuals in line with personal and professional goals. J. Rogers (2012) supports the view that coaching enhances work efficiency by facilitating learning, while O'Broin and McDowall (2014) view it as a process to move towards positive, directive and transformational change. Its core mission is that it supports the quest for self-actualisation, thus the higher level of psychological needs. Accomplishing goals feeds self-esteem, which means a greater level of self- confidence. The coaching relationship links to social needs and the bond between coach and coachee; if there is trust, liking and respect, the result will be positive outcomes, as demonstrated Hicks (2018). Coaching contributes to the satisfaction of all of Maslow’s hierarchy of needs once the lower-order needs are met (Hicks & McCracken, 2011). Coaching and Maslow’s theory speak the same language regarding growth and unlocking potential; as the coachee grows and explores his/her potential, it leads to self-actualization. Both are tools for personal growth and self-discovery (Bax, 2011; O'Connor & Yballe, 2007). Thus, the researcher wants to pursue whether coaching could be a method to support and develop SSPs as it has a focus on personal growth and self-discovery. Motivation impacts staff morale and performance, and motivated employees are needed in the workplace to ensure increased service delivery and to help organisations survive (Smith et al., 2006). Motivation impacts productivity and is a complex matter, as what 31 motivates employees are never stagnant (De Juana-Espinosa & Rakowska, 2018). Human motivation can be explained through Maslow’s hierarchy of needs, as the theory is underpinned by humans' motivation to fulfil their needs in a hierarchical order. It moves from the most basic needs to more advanced needs, namely “physiological (e.g. a need for food), psychological (e.g. a need for self-esteem) or social (e.g. a need for relationships with others)” (McLeod, 2007, p. 1). An example illustrating how needs change would be how an increased flow of money means it becomes less of a motivating factor (Greene & Burke, 2007; Hicks, 2018); just like when employees age, what motivates them is more meaningful work (Mathibe, 2008). Thus understanding how to motivate employees and linking their goals to the organisation’s goals can lead to higher performance levels, as highly motivated employees will showcase different productivity levels than less motivated employees. In keeping employees motivated, one could argue that it assists employees in fulfilling their needs and concentrating their effort in varying degrees on different levels of the hierarchy. As employees move through the levels and their basic needs are addressed, it becomes easier to move to higher-order levels and to increase self- awareness and self-confidence (Greene & Burke, 2007). This study explored how coaching can support and develop SSPs to enhance self- growth, awareness, and their sense of how they impact others and the organisation. As the participants in the study are employed, the researcher assumes that their basic safety and security needs have been met and that basic training is in place. Therefore, the study will focus on how coaching assists them in growing and learning to move towards higher-order levels (psychological needs). As explained in the context of executive and business coaching earlier, coaching for SSPs could contribute to higher levels of self-awareness, unlock learning and growth, and fulfil the need to maximise their potential. Therefore this study is underpinned by the humanistic theory using Maslow’s hierarchy of needs and the link between coaching and self-actualization. 32 2.7 Conclusion of literature review In conclusion, the literature review aimed to underline the nature of coaching broadly, the critical success factors and coaching as a practice of development and support. Exploring what is available in professions similar to social work, like nursing, medicine, and education, showed that literature is available in these areas. Literature is documented for coaching managers in government. However, the literature related to the research questions of this study is limited. The research questions will be explored using Maslow’s hierarchy of needs, one of the humanist theories, as a conceptual framework. This theory focuses on human behaviour and how human needs can be fulfilled and satisfied one level at a time. Coaching brings self-awareness as one of its benefits, and self-awareness can be used to explore the various levels of this hierarchy of needs. The three main research propositions are summarized as follows: 2.7.1 Proposition 1: Coaching is non-existent in GDSD. The research question explored the nature of coaching in the SSP environment in Social Development. Proposition 1 is that coaching in this environment is non-existent or limited to a select group of individuals. 2.7.2 Proposition 2: the critical success factors for coaching SSPs in GDSD will be similar to those in other industries. The research question was to determine the critical success factors for coaching to succeed in the SSP environment in social development. Proposition 2 is that the critical success factors are similar to those in environments other than social development. 2.7.3 Proposition 3: Coaching could be a practice to develop and support SSPs in GDSD The research question was to explore what contribution coaching could make as a practice to develop and support social service professionals in Gauteng Social 33 Development. Proposition 3 is that coaching could contribute positively as a practice to develop and support SSPs in GDSD. Table 2.1: Summarised consistency table - research questions and propositions RQ Research Question Proposition 1 What is the nature of coaching in the SSP environment in Social Development? The nature of coaching lends itself to developing and supporting clients through self-directed learning and the unlocking of wisdom (Bresser & Wilson, 2010). Therefore, the question explores what coaching is and if coaching is the same or different in the case of SSPs. The proposition is that coaching does not exist in the institution, or it is limited to a select few and that it may not be a practice to develop and support SSPs. 2 What are the critical success factors for coaching to succeed in the SSP environment in Social Development? Factors such as executive buy-in, coachee commitment, availability, coaches selected, and process support are important for coaching to succeed in work environments. This study explores if these or other factors are necessary for coaching to succeed in GSD ((Sithole (2017), Dorning (2009), Akesson and Canavera (2018) and Mckenzie (2018)). The proposition is that the critical success factors for coaching SSPs will be the same as in any other environment. 3. What contribution could coaching make as a practice to develop and support SSPs in GSD? Coaching to develop and support employees in work environments is well-documented. This study aims to determine the contribution coaching can make as a practice to develop and support SSPs. The proposition is that value may be derived from using coaching as a practice to develop and support social service professionals in the GSD 34 Chapter 3 Research Methodology This Chapter covers how the research related to the topic was conducted, including the research approach, the design, data gathering aspects, sampling, and the data analysis techniques used by the researcher. Lastly, it touches on trustworthiness considerations and concludes with the study’s limitations and ethical considerations. 3.1 Research approach The research approach is a plan that describes the research process undertaken; the research is underpinned by a philosophical worldview, a research design, and a method that anchors the research. The figure below is a simplified graphic illustration of the contents of this Chapter. Figure 3.1: Research methodology Author-adapted from Saunders (2007) 35 Philosophical worldviews include constructivist, post-positivist, transformative or pragmatic worldviews. In turn, the research design outlines the strategies that inform the focus of the research aims. Furthermore, the research methodology includes a description of the population and sampling methods, data collection and analysis procedures, and the research instrument. It further elaborates on the study’s limitations and elements relevant to rigour and ethical considerations. The philosophical worldview that influences this research is the interpretivist/ constructivist worldview. This worldview flows from the philosophies of Husserl, Dilthey and Hermeneutics (Hunt, 2005). It focuses on how humans make meaning of experiences, a social construct of their reality (Hunt, 2005). This study relied on the participants’ views, which are subjective meaning-making of the studied topic. It allowed their backgrounds and experiences to impact the research and make sense of it by exploring the emerging patterns in the research (Levitt et al., 2018). The study, therefore, relied on qualitative data collection and analysis. Ritchie and Lewis (2003) outline that interpretivism focuses on the significance of interpretations and observations in understanding the social world of participants. Carson, Gilmore, Perry, and Gronhaug (2001) argued that interpretivism builds theories from empirical insights. Existing theories guide and loosely frame a study, but interpretivism does not test prior theory as it focuses on the current reality for the participant (Carson et al., 2001). Data for this study was collected from interviews held virtually, allowing for interpretation. Coaching as a practice to develop and support employees is available, but few studies are tailored to capture the views and experiences of SSPs specifically. For this study, the interviews allowed participants to share their views in their own words and to explain the meaning they make of the topics linked to this study. The participants’ views on the nature, critical success factors and the coaching role were sought. Due to the qualitative approach, the researcher interpreted the views and perspectives of participants, which flowed from their experiences and opinions (Wa-Mbaleka, 2020). Therefore this study explores the views and perspectives of SSPs in Social 36 Development in Gauteng. The qualitative approach allowed for capturing rich and unique data, encapsulating SSPs’ personal views and experiences (Palmer, 2019). Ponterotto (2002) argues that qualitative research places the researcher in close proximity and contact with the interviewed participants. As such, it allowed the researcher to explore the topic in the participants’ words and did not attempt to categorise and quantify experiences on pre-established quantitative scales. The role of the researcher was to understand and experience the diverse ways of meaning- making amongst the participants and to interpret the information she obtained. Research on coaching-related topics is not new, as amplified in chapter 2. There is limited research on the role of coaching for SSPs in South Africa and how it can assist their growth and performance. This makes this study part of an emerging body of work; therefore, a qualitative research method was deemed appropriate for research involving a newly-emerging knowledge base (Becker, Bryman, & Ferguson, 2012). Qualitative methods are used to understand concepts better and are not a precise science (Creswell, 2018; Ritchie & Lewis, 2003) as it does not focus on numbers. It uses what participants bring in the form of their words, how they describe what they experience, their perspectives and how they interpret what happens or what they think. This is one of the advantages of a qualitative method as it may lead to theory in areas where knowledge is limited, as in this study. This research topic is likely to have value for developing and supporting SSPs purely due to the limited research currently available on coaching as a practice to develop and support SSPs. The participants’ views in this study were sourced via semi- structured interviews to determine their insights, perspectives and how they make meaning of the topic for the research. A qualitative interpretivist paradigm was deemed appropriate for this research study as it aimed to contribute to the body of knowledge on the nature of coaching and its potential role in supporting and developing SSPs. There is little known about the use of coaching to develop and support SSPs, the interpretive methodology provided 37 insight for the researcher, allowing her to develop themes that could assist future studies. The drawback of qualitative methods lies in various interpretations that can be assigned to the collected data. Techniques to counter this include ensuring transparency, dependability, and confirmability, i.e., trustworthiness is built-in (Creswell, 2018; J. W. Creswell, 2012; Ritchie & Lewis, 2003). Following a generic qualitative design with semi-structured in-depth interviews resulted in detailed data. This was particularly important in understanding the research questions focused on the nature of coaching for SSPs, the perceived critical considerations and the role that coaching can play in supporting and developing SSPs to increase their performance. The following paragraphs outline the research design. 3.2 Research design The research design is a generic qualitative design using semi-structured interviews to understand the perspectives and experiences of SSPs related to coaching, its benefits, and coaching as a practice to develop and support SSPs. As mentioned above, semi-structured interviews were used to explore participants’ perspectives, resulting in data that was then interpreted. The data collected through the semi- structured interviews took the form of open-ended questions to determine the views and experiences of the participants. Eventually, this was linked to themes that emerged from the analysis. The semi-structured nature of the data collection provided the opportunity to probe. It allowed for reflection on the dialogue between the researcher and the participants, which assisted in exploring any hidden or deeper meanings to responses (Palmer, 2019). As such, the interpretivist approach allowed for exploring hidden meanings and led to identifying questions for future research. Unfortunately, an interpretivist quality research design is a resource-heavy and time- consuming process, and care has to be taken not to capture too little or too much data 38 (Bhattacherjee, 2012). Capturing too much data can confuse the researcher, whilst too little data could lead to false or superficial assumptions. Therefore, the researcher exercised great care to ensure the participants focused on the questions. On the other hand, the interview questions were designed to ensure enough data was captured to allow for rich and quality data (Bhattacherjee, 2012). Each transcript was analysed to identify emerging themes. Another disadvantage of this design includes the researcher’s potential impact on the research due to causal ambiguity and multiple interpretations available in the data (Creswell, 2018; Ritchie & Lewis, 2003). Cooper and Endacott (2007) indicate that the idea is not to test but to understand or develop a theory or phenomenon, making it an inductive process. This applies to this research study, which follows a generic qualitative approach rather than a case study or narrative study, to understand “a phenomenon, a process, or the perspectives and worldviews of the people involved” (Cooper & Endacott, 2007, p. 817). 3.2.1 Population The population is from the category of employees called Social Work Professionals (SACSSP, 2012). The sample consists of Social Work Supervisors and Social Work Managers who work across various sub-disciplines (foster care, substance abuse, etcetera). All participants are registered with the Council for Social Service Professionals and employed by the Department of Social Development in Gauteng. The participants were of different ages and from different sub-disciplines in social work to allow for diverse views (Jansen, 2010). 3.2.2 Sample and sampling method Sampling can be done using probability and non-probability methods. Probability sampling means that it is probable that anyone can be included, whereas a 39 nonprobability sample is a non-random method used to select participants. Probability sampling comprises systematic, cluster, simple random, and stratified random samples (Etikan, Musa, & Alkassim, 2016). Purposive, quota, accidental or incidental, self-selection, snowball, and convenience sampling are types of non-probability sampling (Etikan et al., 2016). For this study, non-probability sampling, specifically purposive sampling, was used as the researcher used her judgement in choosing whom to include in the sample in conjunction with the Researchers from the Research unit of the Department of Social Development. As mentioned in paragraph 3.2.1, the population for the study flowed from the categories of SSPs (Social Work Managers and Social Work Supervisors) employed by the Department. This sample of participants is registered with the Council for Social Service Professionals. A participant information sheet is attached as Appendix A. The sample population share similar traits as all are SSPs with years of experience. It allowed for interpretation from a range of SSPs with various levels of exposure to social work and, potentially, coaching. A qualitative study aims to ensure a large sample size to determine various views and themes. However, it is critical to lessen discovery failure and not to generalise inappropriately (Bryman, 2016). The chosen population size of seventeen (17) participants assisted the researcher in lessening discovery failure by not focusing on too small a sample. However, there was no point in continuing at the point of saturation as saturated data does not serve the process. In the words of Bryman (2016), "the criterion for sample size is whatever it takes to achieve saturation" (Bryman, 2016, p. 426). Therefore the researcher ended the interview process with fifteen (15) in-depth interviews as it provided enough content to explore the research questions for this qualitative study (John W Creswell, Hanson, Clark Plano, & Morales, 2007). 3.2.3 The research instrument As mentioned under the research design, in-depth semi-structured interviews were used as the research instrument. Semi-structured interviews provide the flexibility to 40 ask follow-up questions to understand the context and meaning better and, therefore, could result in a richer account of a participant's views (Adams, 2015; Kakilla, 2021). A semi-structured interview schedule is included in Appendix B. The schedule guided the interviewer to explore the experiences from the participant's point of view, allowing the researcher to collect data by accessing the participants' constructed reality and interpretation through their words (Alsaawi, 2014). The interview schedule was designed around three themes: - the nature of coaching under the target group, - what participants deem critical success factors for coaching, and - how coaching could aid their growth and development and contribute to a feeling of support. Each theme had various sub-questions to allow the researcher to explore the theme fully with each participant. During the interview, the researcher used her discretion to ensure flow by not asking the questions in a specific order purely based on how the participants responded. Flexibility was built using probing questions relevant to each research question or sub-question, which assisted the researcher's understanding, meaning and interpretation of participants' responses to questions (Creswell, 2018). In summary, the open-ended questions allowed the harvesting of detailed information about the participants' perceptions, emotions, and subjective experiences. The researcher asked additional questions based on the participants' responses, allowing her to probe and gain more insight. The semi-structured interviews are outlined in Appendix B. 3.2.4 Procedure for data collection For the interviews, participants were formally approached telephonically, followed by an e-mailed letter of introduction and an invitation with the researcher's details and the purpose of the study. Appointments were organised telephonically or via e-mail once the participant agreed to be interviewed. Once the participant e-mailed the consent 41 form (Appendix C) back to the researcher, the interview invitation was issued via e- mail. The abovementioned process illustrates that the interview exercise required detailed planning to ensure the data collection was not hampered by logistical challenges such as cancelled appointments and interviews (J. W. Creswell, 2012). As a result of the detailed planning, none of the interviews had to be rescheduled. At the start of the interview, the researcher explained to the participant how the information would be treated, namely as confidential, how her supervisor may access the recordings and transcripts, how it will be stored and when it will be destroyed. She further explained the purpose again at the start of each interview. Participants were then asked to verbally also consent that the interview may continue. All interviews were conducted online and recorded using Otter.ai, a transcription tool. After the interviews, the recordings were reviewed, and notations were made of words, expressions, terminology, and emotions expressed. The duration of the interviews was between 60 to 90 minutes. 3.3 Data analysis and interpretation A thematic analysis approach was utilised to analyse the data during this phase of the qualitative study. The analysis phase included actions to filter the substantial amounts of data gathered during the interviews by reading the transcripts, identifying codes, and capturing patterns or themes. The thematic analysis approach allows the identification, analysis, and reporting of patterns (Braun & Clarke, 2006). It was used as it allows for studying the experience of participants that goes beyond just the observable data. The six steps for analysing data were applied (Braun & Clarke, 2006; Maguire & Delahunt, 2017), and data analysis was undertaken as outlined in the figure below. Figure 3.2: Six-phase approach to thematic analysis 42 In analysing and coding the data, the researcher used a hybrid coding method by first using a deductive approach (identifying codes from the research questions and literature review, thus a preliminary list of codes) and lastly an inductive approach (making meaning from the data). The results were checked for consistency to ensure reliability. Codes were sorted into themes by grouping matching codes together. The themes were named and led to a report on emerging patterns (Creswell, 2018; Palmer, 2019). The initial coding led to assigning codes and then clustering those into code groups where similarities occurred. These eventually helped to identify the main themes. Great care was taken during the data collection, analysis, and interpretation to ensure trustworthiness. These steps are outlined in the following paragraphs. 43 3.4 Rigo