Assessing the challenges in attaining the predetermined organisational performance objectives in the Gauteng Office of the Premier Makgaba Samuel Molapo WITS Graduate School of Governance Thesis presented in partial fulfilment for the degree of Master of Management (in the field of Public and Development Sector Monitoring and Evaluation) to the Faculty of Commerce, Law, and Management, University of the Witwatersrand February 2024 ii DECLARATION I Makgaba Samuel Molapo, a student at University of the Witwatersrand, Johannesburg confirms that this research namely, “Assessing the challenges in attaining the predetermined organisational performance objectives in the Gauteng Office of the Premier” is originally conducted by myself. This research is unique to me, and I have not submitted it to any academic institution for examination. I also confirm that I have referenced as well as credited and recognised all the views of authors sourced somewhere else. It is in this regard that I am submitting this research to satisfy the requirements of attaining the master’s degree in Management and in particular the specialisation of Public and Development Sector Monitoring and Evaluation. Name of candidate Makgaba Samuel Molapo Student number 2398113 Signature Signed at Johannesburg on 26 February 2024 Telephone numbers 0762797990 Email address Makgaba.molapo@gmail.com First year of registration 2020 Date of proposal submission 02 December 2022 Date of report submission 24 February 2024 Name of supervisor Kambidima Wotela mailto:Makgaba.molapo@gmail.com iii ABSTRACT Author: Makgaba Samuel Molapo Supervisor Kambidima Wotela Thesis title: Assessing the challenges in attaining the predetermined organisational performance objectives in the Gauteng Office of the Premier This research aims to assess the challenges in attaining the predetermined organisational performance objectives in the Gauteng Office of the Premier. In doing so, I have applied the strategy of qualitative research as well as the case study design. This enabled the research to use semi-structured interviews to collect primary data that informs challenges in attaining the predetermined organisational performance objectives in the Gauteng Office of the Premier. The population of this study is Gauteng Office of the Premier and from this population I have sampled 9 participants using a purposive sampling technique. I have located this research in the academic field of organisational performance studies. This field was suitable for my incumbent research due to its aspect connecting to the research problem. Furthermore, I have established attributes of organisational performance and linked them to interpretative frameworks of this research to answer empirical results. The interpretative frameworks of this study are bureaucracy theory, government management frameworks, Government Wide Monitoring and Evaluation (GWM&E) framework, and programme logical model. Using these frameworks as a lens of interpreting research findings, the study indicates that the organisational structure of Gauteng Office of the Premier is not fit for purpose, and it is not approved by the Department of Public Service and Administration (DPSA). As a result, the organisational structure hinders the office of the premier ability to employ human resources that will achieve predetermined objectives. The findings also point out the challenges of data collection, duplication, and alignment of budget to office priorities. Moreover, it was found that stakeholders are non-compliant and do not conform to the implementation of monitoring and evaluation system. As a result, the Gauteng office of the premier is unable to perform because is depended on stakeholders to achieve the office mandate. Lastly, the findings pointed that challenges of attaining predetermined objectives are linked to components of logical model. Johannesburg, February 2024 iv TABLE OF CONTENTS DECLARATION ........................................................................................................................................ ii Abstract iii Table of contents ........................................................................................................................................ iv List of tables vii List of figures viii List of tables and figures in the appendices ............................................................................................ ix Acknowledgements ..................................................................................................................................... x 1 Introduction to the research ............................................................................................................. 1 1.1 Background .............................................................................................................................. 1 1.1.1 The Gauteng Office of the Premier in brief ........................................................ 1 1.1.2 State of reporting on predetermined objectives in Gauteng Office of the Premier ....................................................................................................................... 2 1.1.3 An introduction to organisational performance .................................................. 3 1.2 Research conceptualisation: Towards assessing organisational performance challenges in attaining the predetermined objectives in the Gauteng Office of the Premier. ..................................................................................................................................... 5 1.2.1 The research problem statement ........................................................................... 5 1.2.2 The research purpose (aim and objectives) statement ....................................... 6 1.2.3 The research questions. ........................................................................................... 7 1.3 Delimitations of the research ................................................................................................ 7 1.4 Justification of the research ................................................................................................... 8 1.5 Preface to the research report ............................................................................................... 9 2 Reviewing Literature to derive the conceptual framework ........................................................10 2.1 The description and history of the Gauteng Office of the Premier .............................10 2.1.1 Description of Gauteng Office of the Premier .................................................11 2.1.2 History of Gauteng Office of the Premier .........................................................13 2.1.3 Aspects connecting the context to the research problem................................15 2.2 Organisational performance challenges in attaining predetermined objectives. .........16 2.2.1 Linking symptoms to the problem ......................................................................16 2.2.2 Linking root causes to the problem ....................................................................19 2.2.3 Linking consequences to the problem ................................................................21 2.2.4 Gauteng Office of the Premier results chain framework ................................22 2.3 Methods, data, findings, and conclusions of studies on and evaluation of organisational performance challenges in attaining predetermined objectives ...........27 2.3.1 Aim and objectives of previous research studies on organisational performance challenges .........................................................................................27 2.3.2 Interpretive/theoretical frameworks considered by previous studies on organisational performance ..................................................................................28 2.3.3 Research strategy and design used by previous studies on organisational performance ............................................................................................................29 2.3.4 Data collection instruments used by previous authors on organisational development ............................................................................................................30 2.3.5 Sampling technique and limitations from previous studies on organisational performance ............................................................................................................30 v 2.3.6 Data collection process, processing, and analysis from previous studies on organisational performance ..................................................................................30 2.3.7 Key empirical results presented by previous studies on organisational performance ............................................................................................................31 2.3.8 Research findings from previous studies on organisational performance ....32 2.3.9 Limitations from previous studies of organisational performance ................32 2.4 Introduction to organisational performance studies and its components and processes .................................................................................................................................33 2.4.1 Describing organisational performance ..............................................................33 2.4.2 The purpose of organisational performance ......................................................34 2.4.3 Established facts in organisational performance. ..............................................34 2.4.4 Key issues and debates in the study of organisational performance ..............35 2.4.5 Major components of organisational performance ..........................................36 2.4.6 Major processes of organisational performance................................................36 2.5 Key attributes in organisational performance that are key to organisational performance challenges. .......................................................................................................37 2.5.1 Organisational structure ........................................................................................38 2.5.2 Organisational outcomes ......................................................................................40 2.5.3 Organisational outputs ..........................................................................................41 2.5.4 Organisational enablers .........................................................................................42 2.6 Describing bureaucracy, performance management framework, Government Wide Monitoring and Evaluation framework and the programme logical model for interpreting empirical results on organisational performance challenges against predetermined objectives .....................................................................................................43 2.6.1 Theory of organisational bureaucracy .................................................................43 2.6.2 Government performance management framework ........................................45 2.6.3 Government Wide Monitoring and Evaluation Systems .................................47 2.6.4 Programme Logic Model ......................................................................................48 2.7 A conceptual framework for assessing challenges in attaining predetermined objectives: the case of the Gauteng Office of the Premier ............................................50 3 Research strategy, design, procedure and methods .....................................................................55 3.1 Research strategy ...................................................................................................................55 3.2 Research design .....................................................................................................................57 3.3 Research procedure and methods ......................................................................................59 3.3.1 Research data and information collection instrument(s) .................................59 3.3.2 Research target population and selection of respondents ...............................62 3.3.3 Ethical considerations when collecting research data ......................................64 3.3.4 Research data and information collection process ...........................................65 3.3.5 Research data and information processing and analysis ..................................68 3.3.6 Description of the research respondents............................................................71 3.4 Research strengthens—reliability and validity measures applied ..................................72 3.5 Research weaknesses—technical and administrative limitations...................................74 4 Presentation of research results ......................................................................................................76 4.1 Organisational structure challenges affecting the Gauteng office of the Premiers performance in attaining predetermined objectives. .......................................................76 4.1.1 Response to research question 1 ..........................................................................77 4.1.2 Comparison of research results to other similar studies ..................................82 vi 4.2 Challenges of managing performance information in the Gauteng Office of the Premier ....................................................................................................................................83 4.2.1 Response to research question 2 ..........................................................................83 4.2.2 Comparison of research results to other similar studies ..................................89 4.3 Challenges affecting the implementation of Government Wide Monitoring and Evaluation (GWM&E) System in the Gauteng Office of the Premier to achieve predetermined objectives? ...................................................................................................90 4.3.1 Response to research question 3 ..........................................................................90 4.3.2 Comparison of research results to other similar studies ..................................94 4.4 Key components of the logical model affecting the performance of the Gauteng Office of the Premier ...........................................................................................................95 4.4.1 Response to research question 4 ..........................................................................95 4.4.2 Comparison of research results to other similar studies ............................... 100 5 Discussion of research findings ................................................................................................... 101 5.1 Organisational structure challenges affecting the Gauteng office of the Premiers performance in attaining predetermined objectives ..................................................... 101 5.1.1 Formal rules ......................................................................................................... 102 5.1.2 Specialisation of task ........................................................................................... 104 5.2 Challenges of managing performance information in the Gauteng Office of the Premier ................................................................................................................................. 105 5.3 Challenges affecting the implementation of Government Wide Monitoring and Evaluation (GWM&E) System in the Gauteng Office of the Premier to achieve predetermined objectives? ................................................................................................ 108 5.4 Key components of the logical model affecting the performance of the Gauteng Office of the Premier ........................................................................................................ 110 5.4.1 Inputs .................................................................................................................... 110 5.4.2 Activities ............................................................................................................... 111 5.4.3 Output ................................................................................................................... 111 5.4.4 Outcome ............................................................................................................... 112 6 Summary, conclusions, limitations, and recommendations .................................................... 113 6.1 Summary .............................................................................................................................. 114 6.2 Conclusions ......................................................................................................................... 117 6.3 Limitations .......................................................................................................................... 119 6.4 Recommendations ............................................................................................................. 120 References 123 Appendices 131 Appendix 1.1: Letter permitting the researcher to carry out the research in Gauteng Office of the Premier ................................................................................................................. 132 Appendix 2.1: Ethical clearance certificate to conduct research ................................................. 133 Appendix 3.1: Informed consent and participation information sheet ...................................... 134 Appendix 4.1: Research instrument (Interview questions) ........................................................... 135 Appendix 5.1: Researchers bio .......................................................................................................... 137 Appendix 6.1: Example of fully populated interview schedule ................................................... 138 vii LIST OF TABLES Table 1: Alignment of outcomes that best describes the Gauteng Office of the Premier Table 2: Results chain framework for Gauteng Office of the Premier’s performance Table 3: Tangible and intangible inputs affecting the Gauteng office of the Premier’s performance viii LIST OF FIGURES Figure 1: Gauteng Office of the Premier’s 5th administration programme performance Figure 2: The organogram of the Gauteng Office of the Premier Figure 3: Gauteng Provincial map Figure 4: Problem tee analysis Figure 5: Number of indicators in the Gauteng Office of the Premier Figure 6: Components of organisational performance in government Figure 7: Key attributes in organisational performance Figure 8: Planning, budgeting, and reporting cycle Figure 9: Key performance information concepts Figure 10: Diagram showing conceptual framework to assess challenges in attaining predetermined objectives in the Gauteng Office of the Premier Figure 11: Components of logical model affecting Office of the Premier’s performance Figure 12: outlining summary, conclusion, and recommendations for the study ix LIST OF TABLES AND FIGURES IN THE APPENDICES Appendix 1.1 Letter permitting the researcher to carry out the research in Gauteng Office of the Premier Appendix 2.1 Ethical clearance certificate to conduct research Appendix 3.1 Informed consent and participation information sheet Appendix 4.1 Research instrument (Interview questions) Appendix 5.1 Researchers bio Appendix 6.1 Example of fully populated interview schedule x ACKNOWLEDGEMENTS All thanks and gratitude to GOD Almighty for the knowledge and strength. Similarly, to Professor Kambidima Wotela for immensely guiding me through supervision and ensuring that my research meet the maximum quality standards of a masters student. I will continuously value the knowledge and experience you have imparted. Moreover, to the Gauteng Office of the Premier for opening their doors and making this research possible. I am grateful to all participants that took part. Furthermore, my appreciation is extended to Joseph and Maria Molapo (Parents) who have always supported me and taught me the importance of learning and advancing my academic career. Similarly, to also thank Sethoga Molapo and Gugu Hlela for always believing in me when there was no hope. I am grateful to all my friends Sifiso Ndaba, Mlungisi Mthembu and Mahlatse Mojapelo who indirectly influenced me to undertake this masters qualification by making education fashionable. 1 1 INTRODUCTION TO THE RESEARCH 1.1 Background This chapter starts by drawing attention to commonly used concepts that informs our research conceptualisation, that is providing the brief understanding of the research context and setting (starting from section 1.1.1 till section 1.1.3). Secondly, this chapter drills down to understand research problem statement that is outlined in section 1.2.1. Thirdly, in section 1.2.2, I draw attention to the research purpose statement as well as the aims and objectives. Fourthly, in section 1.2.3 of this chapter, I point out the research questions. lastly, the delimitations, justification and preface of the research are highlighted from section 1.3 to 1.5. 1.1.1 The Gauteng Office of the Premier in brief Gauteng Office of the Premier is one of the Fourteen Departments within Gauteng Provincial sphere of Government (South Africa, 1996). Its existence and mandate are guided by the constitution and specific pieces of legislation as well as policy directives that describes the scope within which the Gauteng Office of the Premier is expected to function. Some of the legislative pieces amongst others includes the Public Financial Management Act 1 of 1999 and Public Service Act 1 of 1994 and its regulations (Treasury, 1999, Treasury, 1994 & Diedericks, 2017). Notwithstanding other policy directives, the National Development Plan (NDP) of 2030, Growing Gauteng Together Plan (GGT) of 2030 and Medium-Term Strategic Framework are amongst other policy directives that describe the scope of the office of the Premier (Diedericks, 2017 & DPME, 2019). The Constitution of the Republic of South Africa Act 108 of 1996 therefore becomes an overarching umbrella as well as the blueprint of all the above legislative mandates and policy directives. In detail, Chapter 3 of the constitution situates the Gauteng Office of the Premier within the middle sphere of government (Provincial Sphere) in terms of separation of powers and cooperative government functions (South Africa, 1996). For instance, schedule 4 and 5 of section 41 (1) clearly outlines the principles and relationships of cooperation between National government, Provincial government as well as Municipalities that are known as Local government (South Africa, 1996). It is in the Provincial Sphere that the Premier’s office is responsible for the effective and 2 efficient implementation of intergovernmental relations as well as cooperative governance between National and Local government to ensure good governance (Koenane & Mangena, 2017). Over and above the role of implementing intergovernmental relations, the Gauteng Office of the Premier also performs executive, legislative, policy and ceremonial functions amongst other roles defined in chapter 6 of the constitution of the Republic of South Africa. It is in the Office of the Premier that the executive authority is vested in the Premier of Gauteng in terms of section 125 (1) of the constitution. However, it must be noted that the Premier exercises executive authority jointly with provincial Members of Executive Council. 1.1.2 State of reporting on predetermined objectives in Gauteng Office of the Premier The context of reporting on predetermined objectives in the Gauteng Office of the Premier became the centre of attention after the newly democratically elected government in 1994 with the aim to improve service delivery in the marginalised communities that were previously disadvantaged by the apartheid government (Van der Nest & Erasmus , 2011). Similalry the constitution of the republic of South Africa motivates for efficient use of public resources and accountability as well as transperancy on the work of government (South Africa, 1996). In doing so, it was necessary for the South African governemnt to embark on a nation wide public sector reform with the focus on performance and budget expenditure (Van der Nest & Erasmus , 2011). Engela & Ajam (2010) points out that the reforms focused on value for money spent by the “public sector”. Furthermore, the public sector in South African drafted laws on performance management processes and implemented them to ensure that they are binding (Van der Nest & Erasmus, 2011). Diedericks (2017) points out that one of the first legislation that required spheres of governemnt to account on predetermined objectives was introduced in 1999 namely, the Public Finance Mnagement (PFMA) Act of 1999. Similarly, the existance of PFMA paved a way for a number of guiding documents and frameworks issued by the department of Treasury as well as the Department of Planning Monitoring and Evaluation (DPME) to guide implementation of performance management agaisnt predetermined objectives (Treasury regulations, 2001 & Department of Planning 3 Monitoring and Evaluation (DPME), 2020). The guiding documents and frameworks on reporting and attainment of predtermiend objectives amongst other includes the Framework for Managing Programme Performance (Treasury, 2007) and the latest Revised Framework for Strategic Plans and Annual Performance Plans (DPME, 2020). Using the guiding documents and frameworks for reporting and attaining performance against predetermined objectives, I indicate in figure 1 below the state of performance of Gauteng Office of the Premier in attaining its predetermined objectives during the 5th administration. Figure 1: Gauteng Office of the Premier 5th administration programme performance Source: Adopted from Gauteng Office of the Premier Annual Reports 2014/15 till 2019/20 The Gauteng Office of the Premier inability to meet all its predetermine objectives is a symptom of performance challenges. For instance, when I compare the Gauteng Office of the Premier annual reports in figure 1 above for 2014/15 till 2017/18 there is a regression of performance from 85% to 65% achievement of predetermined objectives. It is important to use such measures for this research argument to establish the performance progress of the Gauteng Office of the Premier in attaining predetermined objectives. Similarly, Marr (2006) argues that such progress and evidence serve as foundations to formulate interventions on performance challenges if we know our starting point. 1.1.3 An introduction to organisational performance Organisational performance is amongst the concept included in the title of this research, henceforth this section will provide a background to the concept of organisational 4 performance. Over and above this section providing the background to the concept of organisational performance, section 2.4.1 will go into details of defining the concept of organisational performance as part of academic field of study for this research. The origins of the concept and idea of organisational performance can be traced back to mid-nineties century particularly in the field of competitive contest. This is more apparent in the work of Elena-Iuliana & Maria (2016), who points out that sporting contest used this concept to define and translate competitive results. However, in the late twentieth century, the concept of organisational performance has evolved, and multiple authors have adopted several definitions that are aimed at making sense of what is perceived to be the definition of organisational performance (Marr, 2008 & Silitonga, 2017 & Khunoethe & Reddy & Mthuli, 2021). The introduction of organisational performance, particularly in government departments was essential for government to monitor as well as measure service delivery. For instance, organisational performance in government illustrate performance against service delivery indicators to assess if whether government departments and entities have done a good job and to establish if the predetermined objectives have been achieved or not (Treasury regulations, 2001 & DPME, 2020). Organisational performance was mainly introduced to provide an overview of achievements in an organisation. This is more evident in the work of Silitonga (2017) who points out that organisational performance has evolved overtime to become a tool of measuring the level of policy implementations, organisational and individual achievements. Similarly, Marr, (2008) points out that the background to organisational performance is linked to job performance in line with what is expected to be achieved. While the introduction of organisational performance can be associated with implementation of organisational tasks with the sole responsibility of achieving organisational vision, goals, and mission, it cannot be possible without enablers (Marr, 2008 & Silitonga, 2017). The enablers of organisational performance in question vary from non-physical enablers to physical enablers. This includes employees or workforce, finances, equipment, policies and regulation information amongst others (Silitonga, 2017). 5 1.2 Research conceptualisation: Towards assessing organisational performance challenges in attaining the predetermined objectives in the Gauteng Office of the Premier. 1.2.1 The research problem statement The Gauteng Office of the Premier like any other government departments in South Africa is required by government frameworks and regulations to report on performance against predetermined objectives (Deidericks, 2017 & Van der Nest & Erasmus , 2011). Furthermore, Diedericks (2017) states that government departments in the Republic of South Africa are mandated by “Section 40 of the Public Finance Management Act 1 of 1999, read in line with Section 5.1.1 of the Treasury Regulations to report on performance against predetermined objectives”. In addition to performance regulations stated above, the South African constitution (1996) specifically chapter 6, becomes the overarching umbrella to provide the context of reporting on performance information which involves the Gauteng Office of the Premier being accountable to the provincial legislature by means of providing regular progress reports to determine achievements and assess performance challenges for intervention. With the above-mentioned statutory regulations on organisational performance in government departments, the Gauteng Office of the Premier finds it difficult to achieve 100 percent of its predetermined objectives. This challenge can be attributed to the lack of political will that has destroyed the public sector ability to provide sustainable public service (Thusi, Matyana & Nokukhanya, 2023). Furthermore, it is evident from the previously submitted quarterly and annual performance reports to the Gauteng Provincial Legislature that the Office of the Premier is unable to achieve 100 percent of its predetermined objectives (Gauteng Office of the Premier Annual Report, 2022). Treasury (2007) has laid the foundation that enforces reporting on performance against predetermined objectives in line with the Public Financial Management Act Sections 40 (3) and 55 (2). This is done in the spirit of accountability to indicate government performance towards the implementation of policy outcomes and to share information with community groups (Simanjuntak, Siahaan, Situmorang & Elisabeth, 2023). Furthermore, the development of the performance reports in the Premier’s Office are aligned to the organisational predetermined objectives as well as Medium Term Strategic 6 Framework (MTSF) priorities (Diedericks, 2017), however a challenge of achieving them remains to be a concern. Scholars such as Zwikael (2020) argue that delivery must ultimately contributes towards the achievement of the predetermined objectives, meaning that reporting must contribute to the achievement of predetermined objectives unlike reporting for compliance. Although the Department of Planning Monitoring and Evaluation (DPME) developed the 2019-2024 MTSF priorities that serves as medium- term roadmap for the Gauteng Office of the Premier to perform against, the priorities are unlikely to be achieved due to the consistent underachievement of annual targets (DPME, 2019). The challenge of not achieving 100 percent of the predetermined objectives in the Gauteng Office of the Premier amongst others, affects the principle of value for money and decision-making (Ndevu & Muller, 2018 & DPME, 2019). Furthermore, the Director General performance as the accounting officer becomes compromised because the Director General is mandated by the Public Service Regulations (2016) to sign a performance agreement with the Premier with a sole purpose of outlining the predetermined objectives against which the organisational performance will be measured. This is what Sofyani, Akbar & Ferrer (2018) refers to as “performance management tasks which involve setting goals, measuring results, and reporting on progress” against planned targets. Meanwhile organisational performance can be determined as the achievement of project objectives as well as organisational broader outcomes, its indicators remain to be productivity, service quality as well as customer satisfaction (Olivier, 2018). Henceforth it is important to undertake this research due to the growing violence in protest of government performance which has laid a foundation for academic researchers to understand causes and effects of protests (Breakfast, Bradshaw, & Nomarwayi, 2019 & Ngcamu, 2019). The context of this research problem will therefore provide insight on performance challenges experienced by Gauteng Office of the Premier. 1.2.2 The research purpose (aim and objectives) statement The purpose of this research is to assess the challenges in attaining the predetermined organisational performance objectives in the Gauteng Office of the Premier. I have chosen to use the organisational performance field of study perspective as my general lens 7 in this research. More specifically, the organisational performance lens provides for attributes such as organisational structure, outcomes, outputs, and enabler/inputs which are key to this research. Furthermore, I have used four frameworks to interpret the empirical results. The frameworks are namely Bureaucracy, Government performance management framework, Government Wide Monitoring Systems and lastly the logical model framework. In detail, this research will achieve the first objective that looks at organisational structure challenges affecting the organisational performance in attaining predetermined objectives. The Second objective will look at challenges of managing performance information in the Gauteng Office of the Premier. The third objective will look at Government Wide Monitoring and Evaluation Systems implementation challenges in the Gauteng Office of the Premier. The last objective will look at the key components of the logical model affecting the performance of the Gauteng Office of the Premier. 1.2.3 The research questions. 1.2.3.1 Question: What are the organisational structure challenges affecting the Gauteng office of the Premiers performance in attaining predetermined objectives? 1.2.3.2 Question: What are the challenges of managing performance information in the Gauteng Office of the Premier? 1.2.3.3 Question: What are the challenges affecting the implementation of Government Wide Monitoring and Evaluation (GWM&E) System in Gauteng Office of the Premier to achieve predetermined objectives? 1.2.3.4 Question: What key components of the logical model affect the performance of the Gauteng Office of the Premier? 1.3 Delimitations of the research Section 1.2.2 above has clearly articulated the purpose of this research which is to assess the performance challenges in attaining organisational predetermined objectives in the Gauteng Office of the Premier. A qualitative research strategy and a case study research design has been employed to achieve the purpose of this research and gather useful and in-depth understanding of the research problem articulated in section 1.2.1. The qualitative research strategy and a case study design has played a role to understand the underlying challenges in relation to the attainment of predetermined objectives from the 8 views and perspectives of the sampled unit in the Gauteng Office of the Premier. The Gauteng office of the Premier is the population from which the sample has been drawn to generalise the results within the Gauteng Office of the premier as a government department. This study has four explanatory frameworks that have been used to interpret the results and subsequently converting them into research findings. The four explanatory frameworks are namely, Bureaucracy theory, Government management framework, Government Wide Monitoring & Evaluation system and lastly, the programme logical model. This research has also considered ethics of conducting research and in doing so I have applied and obtained ethical clearance certificate through the University of Witwatersrand. Noting that I used a qualitative research strategy, I have ensured validity and reliability of which the details are alluded to in chapter 3 of this research report. Moreover, this research does not generalise the findings to the other Provincial government departments as well as other provincial Offices of the Premier in South Africa, however, it only limits its scope in the Gauteng Office of the Premier as a provincial department in Gauteng. Further, I have proposed an intervention of the research problem in this research following the identified problem tree in section 2.2 however, it is important for the reader to understand that I will not be evaluating the intervention, but rather I will solely focus the research on understanding challenges in attaining predetermined organisation performance objectives in the Gauteng Office of the Premier. 1.4 Justification of the research This research aims to contribute to the body of knowledge by uncovering details of understanding performance challenges in attaining predetermined objectives within the Gauteng Office of the Premier context. As part of the policy development processes to better the lives of Gauteng Citizens, the Gauteng Office of the Premier is provided with a mandate to identify its broader strategic outcomes and targets for achievement over a five-year period (Strategic Plan, 2020). Subsequently, these outcomes are then transformed into outputs to develop Annual Performance Plans that will help measure the strategic outcomes (DPME, 2020). Following this which are progress reports produced on a quarterly and annual basis to provide progress towards the achievement of predetermined objectives (Treasury 1991 & Treasury 2001). Noting the above existing plans and reports that clearly outline the predetermine objectives for the Gauteng Office 9 of the Premier, I justify for this research to be conducted to establish challenges of attaining them. Furthermore, authors such as Curristine & Lonti & Joumard (2007) have acknowledged that government remains to be under pressure to achieve and improve public sector performance in line with budget expenditure. This has resulted to citizens taking matters into their own hands to hold government accountable for their performance and question what they achieve with the taxpayer’s money (Curristine & Lonti & Joumard, 2007). Further, not attaining predetermined objectives in government is seen to be associated with failure. For instance, Carroll (2022) points out that government implements programmes however when they fail to meet predetermined objectives of the programme, it is considered as a failed intervention that ends up creating social welfare harm or economic destabilisation. Although all these authors highlight a great deal of consequences brought by government inability to attain predetermined objectives, I still motivate that an intervention be made in the Gauteng Office of the Premier to understand the context of the challenges faced in attaining predetermined objectives. I also believe that the findings and recommendations of this research will provide insight to the Office of the Premier management and the executive to make informed decisions regarding predetermined objectives and their achievements. 1.5 Preface to the research report Overall, this research consists of six chapters. I have just completed the first chapter which was introducing this research. The second chapter, will detail the literature review by unpacking and diagnosing the problem, discussing studies that were conducted in the past and present, discussing frameworks/theories as well as outlining the conceptual framework. Chapter 3 will look at the entire methodology that will be applied to carry out this research including limitations, strategy, tools, design, and methods. Then I move to chapter 4 which will provide findings and subsequently move to chapter 5 to interpret results using the findings, literature, frameworks, and theories identified by this research. The last chapter will provide summary and conclusion, that is chapter 6. 10 2 REVIEWING LITERATURE TO DERIVE THE CONCEPTUAL FRAMEWORK To tackle this chapter, I have divided it into Seven sections. This was done for ease of reference in unpacking the conceptual framework. In doing so I have started by unpacking section 2.1 & 2.2 to focus on the research problem. Secondly, I focused on section 2.3 and pointed out the knowledge gap. Thirdly, in section 2.4 till 2.6 I then point out and discuss organisational performance field of study as well as its key attributes and explanatory frameworks that will be applied when discussing the findings later in chapter 5. Section 2.7 will be focusing on conceptual framework. In much more detail, this chapter reviews literature to describe the research context, diagnose the problem using problem tree, provide a sense of what other similar studies have found within our research context and review literature to understand which field of study and attribute does the study contribute to. In doing so, bureaucracy, government performance management frameworks, Government Wide Monitoring and Evaluation systems and programme logical model are found to be the most appropriate explanatory frameworks linked to the attributes of this research and that is Section 2.6. The last Section (2.7) provides a road map of how this research intends to assess organisational performance challenges against predetermined objectives in the Gauteng Office of the Premier. 2.1 The description and history of the Gauteng Office of the Premier This section is discussing an overview of the Gauteng Office of the Premier to provide an understanding of the physical setting understudy. Two components will be the focus in this section. The first component will look at the description of Gauteng Office of the Premier and the second component will focus on the History of Gauteng Office of the Premier. In unpacking the two components of this section, I am setting a precedence to understand the context of this research. Lastly this section identified government planning, reporting and performance management as the main aspects connecting the context to the research problem. However, before I dwell into the details of this section, I will display the organogram in figure 2 known as organisational structure of the Gauteng Office of the Premier. 11 Figure 2: The organogram of the Gauteng Office the Premier Source: Gauteng Office of the Premier Annual Report 2021: p35 2.1.1 Description of Gauteng Office of the Premier The Gauteng Office of the Premier Strategic Plan (2020) informs us that Gauteng Office of the Premier is a government department situated in Gauteng Province, central Johannesburg. In describing the Gauteng Office of the Premier as a government department, I start by laying out its organisational structure as displayed in Figure 2 above (Gauteng Office of the Premier Annual Report 2021). At the bottom of the organisational structure there are 5 Branches each led by a Deputy Director General. These Branches are namely, (a) Policy, Research and Advisory Services, (b) Executive Support and Stakeholder Management, (c) Institutional Development and Integrity management, (d) Corporate Management and (e) Provincial Communications Services (Gauteng Office of the Premier Annual Report 2021). The middle tier of the organisational structure consists of the Director General’s Office and Internal audit as well as Organisation risk and integrity Management (Gauteng Office of the Premier Annual Report 2021). The bottom layer and the middle tier have a direct reporting line to the Accounting Officer of the Gauteng Office of the Premier (Gauteng Office of the Premier Annual Report 2021 & South Africa, 1996). The Accounting Officer therefore becomes accountable to the Premier as per the constitutional mandate (South Africa, 1996). The Premier becomes the ultimate political 12 head of the province as elected by members of the Gauteng Provincial Legislature and entrusted by the electorate to deliver on the provincial mandate (South Africa, 1996). Diedericks (2017) points outs that the Office of the Premier has an administrative role to oversee the performance of provincial departments in achieving the broader provincial priorities and objectives. Similarly, the Gauteng Office of the Premier strategic plan (2020) points out that Office of the Premier plays an administrative role by providing leadership, coordination, oversight, and support to 13 provincial government departments as well as related government entities. In doing so, the Gauteng Office of the Premier strategic plan (2020) has also laid out 7 provincial outcomes in line with National outcomes to reinforce the administrative role and focus for the next 5 years of government administration. The 7 outcomes that best describes the Gauteng Office of the Premier administrative focus and role are highlighted in table 1 below. Table 1: Alignment of outcomes that best describes the Gauteng Office of the Premier Source: Gauteng Office of the Premier strategic plan (2020: p42) Although I have described the Gauteng Office of the Premier in terms of its administrative role and focus above, I do not neglect a different view posed by the constitution of the Republic of South Africa (1996) that confines the description of the 13 Gauteng Office of the Premier within the ambits of the supreme law. More specifically, chapter 3 of the constitution that describes the Gauteng Office of the Premier as the department that falls within the second sphere of government between National and Municipal spheres (South Africa, 1996). This is well known as Trias Politica, the doctrine of constitutional separation of powers between National, Provincial and Municipalities (Koenane & Mangena, 2017). It is in this regard that the Premier is provided with powers to develop and implement provincial policies, legislation, and sign bills amongst other constitutional requirements within the jurisdiction of Gauteng Province (South Africa, 1996) 2.1.2 History of Gauteng Office of the Premier Figure 3: Gauteng province Map Source: Municipalities of South Africa (2012). Historical evidence indicates to us that Gauteng Province was initially known as Pretoria- Witwatersrand-Vereeniging (PWV) and the birth of the first democratically elected Premier of PWV took place after the African National Congress (ANC) won the 1994 provincial elections by 58 per cent of the majority votes (Independent Electoral Commission 1994 & Lodge, 1995). Post winning the 1994 elections we saw the demarcation of South Africa into 9 provinces and the renaming of PWV into Gauteng Province which is loosely translated into “a place of Gold” from the Sotho language (South African History Online (SAHO), 2019). It was this events that necessitated the 14 first government administration of Gauteng and the election of the first Premier of Gauteng (Independent Electoral Commission, 1994). With the above historical basis, I can confirm that the Gauteng Office of the Premier is precisely situated in the Gauteng Province covering a total area of 18 178 square kilometres or approximately 1.4% of the South African total surface (Municipalities of South Africa, 2012). Its governance jurisdictions are bordered by Limpopo, Free State and North-West provinces (SAHO, 2019). Further, within the borders of the Gauteng Province led by the Premier of Gauteng, we have 5 corridors to date which are namely the central corridor governed by City of Johannesburg Municipality, North Corridor governed by Tshwane Municipality, East Corridor governed by Ekurhuleni Municipality, West Corridor governed by West Rand Municipality and lastly South Corridor governed by Sedibeng Municipality (SAHO, 2019 & Strategic Plan of Gauteng Office of the Premier, 2020). While I consider Gauteng Office of the Premier to be governing the smallest province in the Republic of South Africa, I also take note of the growing population in the province. For instance, the estimates for 2022 Mid-Year Population indicates a total migration of 1.5 million people moving into Gauteng for economic opportunities between 2016 and 2021 (Statistics South Africa, 2022). There are also different opinions and views about the history and existence of the Office of the Premier. One Camp suggest that Office of the Premier was established to deal with the lack of service delivery issues post 1994. This is much more apparent in the work of Muchaonyerwa & Khayundi (2014) who points out that the establishment of the Office of the Premier was necessary to build confidence between citizens and government in light of service delivery. The second camp turns to differ with the last camp by arguing that the Office of the Premier was not established to directly deliver services to the citizens. This is more apparent in the work of Gauteng Office of the Premier strategic Plan (2020) & Ishmail & Tully (2020) who argues that Office of the Premier does not directly deliver services to its citizens however, provincial departments are the ones responsible for delivering services, henceforth the office of the Premier was historically established to play a role of coordination, oversight, intervention, and facilitation of evaluations in departments. Similarly, enhancing coordination through the 15 Office of the Premier assist with better cooperation, design and implementation of Annual Performance Plans (APP’s) and integrated Development Plans (IDP) between national, provincial and local spheres of government and can also help address challenges, share resources and optimise service provision (Mamokhere, 2023). 2.1.3 Aspects connecting the context to the research problem 2.1.3.1 Government Planning Government planning connects the Gauteng Office of the premier to our research problem of attaining predetermined objectives because one needs to plan before they deliver. Almost all the authors that have written about planning are of the view that government planning should be coherent, aligned and must include stakeholders that will help achieve the set objectives (Gauteng Office of the Premier, 2020 & Diedericks, 2017). However, Ishmail & Tully (2020) argues differently that government planning cycles includes planning for evaluations with proposed budgets. 2.1.3.2 Government reporting The second aspect that connects Gauteng Office of the Premier to our problem is government planning. Van der Nest & Erasmus (2011) points that government departments are required by legislation to develop Annual Reports to show case performance against predetermined objectives and mitigations on underachievement’s. Similarly, the constitution of the Republic of South Africa (1996) as well as Public Finance Management Act of 1991 mandates government executives to provide quarterly reports against matters of their jurisdiction. These quarterly reports must be evidence based for verification and audit (Diedericks, 2017). However, Muchaonyerwa & Khayundi (2014), Van der Nest & Erasmus (2011) & Diedericks (2017) holds a different view by stating that government departments face serious challenges when reporting performance information and amongst them includes late reporting on matters of service delivery. Meanwhile, Engela & Ajam (2010) argues that government has institutionalised monitoring and reporting systems that work hard instead of working smart, for instance, Gauteng provincial departments must report the same information to multiple oversight departments such as Premier’s office, Treasury, Department of Public Service and Administration. 16 2.2 Organisational performance challenges in attaining predetermined objectives. In this section I am interrogating literature to discuss organisational performance challenges in attaining predetermined objectives in the context of Gauteng Office of the Premier as one of the components of government departments in Gauteng. I firstly start by reviewing and discussing literature on symptoms of the problem of performance challenge in the Gauteng office of the Premier. Then I move towards reviewing literature to highlight the direct and indirect causes that are interlinked to the problem of performance challenges in the Gauteng office of the premier. I also review literature to understand the consequences that are interlinked to the problem of performance challenges. Towards the end of this section, I develop a proposed intervention for the problem identified. However, before I begin to source literature on the above, I firstly provide a diagram (figure 4) in a form of a problem tree to paint a picture of the problem analysis for the reader to understand the interlink between root causes, symptoms and consequences of the main problem. Figure 4: Problem tree analysis 2.2.1 Linking symptoms to the problem Organisational performance challenges lead to the symptom of reporting non-reliable and invalid performance information. For instance, the introduction of audit committees Organisational performance challenges in attaining predetermined objectives Inadequate collaboration between government departments Mass mobilisation and strike Setting targets in quantities and not quality Lack of relationship between planning, budgeting and reporting to measure performance Audit findings Inaccurate, non-reliable and incompleteness of performance information Lack of investor/citizenry confidence in government Inability to achieve Annual Operational Plan Activities Inability to achieve Strategic Plan Outcomes Inability to achieve Annual Performance Plan outputs Inability to achieve Provincial and National government Priorities 17 in government was to ensure that the quarterly and annual performance reports of government departments are validated, tested and are complete to avoid non-reliable and invalid performance information (King 2009). Similarly, Brusc and Montesino, (2016) argue that validated performance reports must present performance information in an honest and responsible manner while submitting timeously within the prescribed timeframes. However, if we do not address the problem of organisational performance challenges in attaining predetermined objectives, organisations will continuously see the symptoms of reporting non-reliable and invalid performance (Beattie, 2000). Therefore, organisations will find it difficult to learn, assess risks for sustainability and facilitate decision making (Marr, 2006). Interlinked to the symptom of non-reliable and invalid performance information is the symptom of audit findings experienced by government departments. The constitution of the Republic of South Africa (1996) institutionalised the Office of the Auditor General (AG) to perform independent audit process against government predetermined objectives. It is therefore the role of AG to assess performance information against predetermined objectives in government Annual Performance Plans (APP), Strategic Plans and the use of allocated budget (South Africa, 1996 & DPME, 2020 & Vyas- Doorgapersad et al, 2013). Similarly, Brusc and Montesino, (2016) argues that government performance information must be audited to provide sufficient controls and improve performance measurements. When we situate audit findings as part of the symptoms of performance challenges in the Gauteng provincial government, we note that the non-reliability of performance information is fluctuating from 68% in 2017/2018 then regression of 9% which resulted to 59% in 2018/2019 and then an improvement of 12% which resulted to 71% in the 2019/20 financial year (AG, 2018 & AG, 2019 & AG, 2020). This means in 2019/20 a total of 29% of Gauteng government performance information could not be relied upon whereas in 2018/2019 the percentage of non-reliable performance information increased to 41%. This has to show that the efforts placed by King Code of governance (2009) on the requirements to instituting internal audit processes for purposes of reliability is still ineffective in the spheres of government. 18 Mismanagement of government monetary resources is often brought to the attention of the public through AG reports and is one of the symptoms that are interlinked to performance challenges against predetermined objectives. For instance, the Auditor General of South Africa (2018) reported that the Gauteng provincial government has incurred irregular expenditure of R6 367 Million in 2017/2018 financial year and subsequently had an increase of irregular expenditure relating to R7 Billion in 2018/2019 (AG, 2019) and in 2019/2020 there was fruitless and wasteful expenditure of R103 Million (AG, 2020). Similarly, Bereketeab (2018) labels South African government as one of the leading countries in procurement fraud, mismanagement of allocated funds and corruption. Over and above the mismanagement of funds exposed by the audit process, investor confidence emerges to be another symptom brought by performance challenges. Investors turn to lose interest in organisations that faces performance challenges mainly because the interest of investors is vested in performance, growth and value for money (Roberts, 2004 & Marr, 2006). Similarly, Bereketeab (2018) argues that when external investors of government stop investing in government initiatives, the government will have to sanction citizens in a form of tax to meet societal needs. The other camp of authors argue that government departments must always be a responsible corporate citizen and invest in the wellbeing of the society (King 2009 & Vyas-Doorgapersad et al, 2013), however, Vyas-Doorgapersad et al (2013) goes on to argue that despite investment of resources, government still faces performance challenges against predetermined objectives therefore overshadowing its efforts. Organisational performance challenges against predetermined objectives have a direct link to the inability of achieving Annual Operational Plans (AOP), Annual Performance Plans (APP), and 5-year Strategic Plan of the Gauteng office of the Premier (Diedericks, 2017). For instance, DPME (2020) argues that the operational activities that are stated in the AOP contribute to the budgeted high-level APP outputs which will therefore enable the broader achievement of the 5-year Strategic Plan outcomes. This is what Marr (2006) refers to as single loop learning process where the Gauteng Office of the Premier’s executive mangers as well as the public will require feedback relating to the successful executions of plans. Even more importantly, feedback will be required to inform decision making relating to the viability of the Gauteng Office of the Premier 19 (Van der Nest & Erasmus, 2011 & Marr, 2006). Similarly, the viability of the strategy is likely to be hampered should we not attend to the problem of performance challenges through the implementation of remedial action plans (King, 2009) The Gauteng Office of the Premier has a provincial plan called Growing Gauteng Together (GGT) which therefore becomes the broader predetermined objective towards achieving the 2030 provincial vision (GGT, 2020). All AOP, APP and 5-Strategic Plan of the Office of the Premier are aligned to feed into the GGT 2030 vision (Gauteng Office of the Premier, 2020). Vyas-Doorgapersad (2013) argues that each individual government department including Gauteng Office of the Premier have a significant role towards the achievement of a common plan. However, noting the performance challenges that result to the inability to achieve AOP and APPs I can argue that the 2030 vision is likely to be in a shortfall. According to DPME (2020) the Gauteng Office of the Premier inability to sufficiently achieve the GGT 2030 will have a direct bearing to the achievement of the NDP priorities. King (2009) argues that the executive will be held accountable for failing to perform and manage operations of the organisation. 2.2.2 Linking root causes to the problem In reviewing the literature, I also point out the root causes that have a direct and indirect causal link to the problem of organisational performance challenges in attaining predetermined objectives. Inadequate intergovernmental collaboration between government departments is one of the standalone direct root causes of performance challenges. For instance, The Public Service Act (1994) leveraged on this direct root cause by clearly situating the role of Gauteng Office of the Premier as an oversight department responsible for overseeing Gauteng provincial government performance and therefore collaborating with all departments. Similarly, through the Constitution, the Gauteng Office of the Premier is at the centre of Gauteng Provincial administration and therefore leveraging on collaboration with other departments (South Africa, 1996). However, Marr (2006) argues that the lack of collaboration still exists because performance information is kept in individual spreadsheets that are not designed to promote collaboration amongst departments. Similarly, to the argument made by Marr (2006), Vyas-Doorgapersad et al (2013) also argues that lack of collaboration affects systematic relationship between various 20 components of government departments. For instance, inadequate collaboration will affect the role of Gauteng Office of the Premier to oversee provincial performance and subsequently affect the functionality of governance system and separation of powers (South Africa, 1996). King (2009) maintains a different view by arguing that inadequate collaboration might not necessarily have direct link to performance challenges but indirect link to an increase in corruption and decrease in practice standards as well as isolated codes of conducts, integrity pacts and policy initiatives of performance. Setting of indicators in quantities instead of setting quality indicators has become one of the indirect root causes of organisational performance challenges. For instance, Figure 5 below indicate that during the 2014/2015 financial year, the Gauteng Office of the Premier APP had 149 performance indicators (Gauteng Office of the Premier, 2014) and has only achieved 85% of the set performance indicators (Gauteng office of the Premier, 2015) meanwhile in 2020/21 financial year, they only had 95 performance indicators (Gauteng office of the Premier, 2020b) with an achievement of 79% (Gauteng office of the Premier, 2021). Almost all the authors from literature agree that organisations must set quality performance measurements that are monitorable and attainable with the ability to guide everyday decision-making processes (Marr, 2006 & King, 2009 & Vyas-Doorgapersad et al., 2013) Figure 5: Number of performance indicators in the Gauteng Office of the Premier Source: Gauteng Office of the Premier annual reports 2014/15 till 2018/19 Lack of relationship between planning, budgeting and reporting to measure performance also comes out as a result of not addressing the problem of performance challenges. For instance, Marr (2006) argues that planning in silos contributes to employees seeing the organisations as individual parts and not as a whole functioning system that integrates planning with budgeting and reporting to achieve its mandate. Similarly, if government 21 departments like Gauteng office of the premier are failing to plan in line with the budget this will have an impact on budget controls and process as well as the inability to restructure public spending (Vyas-Doorgapersad et al., 2013). Evidence based reporting from literature also came out strongly as one of the interlinked causes of performance challenges against predetermined objectives. For example, organisations such as the Office of the Premier test and validate their performance based on evidence (Marr, 2006). The same evidence is used by auditors to assess if the assumptions of performance hold true (King, 2009). 2.2.3 Linking consequences to the problem Over and above symptoms and root causes of performance challenges in attaining predetermined objectives, there are also consequences that arise, henceforth the motivation of conducting research to understand the problem. Almost all the authors agree that government performance challenges lead to lack of citizenry confidence in government and increased complaints against government inefficiencies. For example, Vyas-Doorgapersad et al. (2013) argues that government has been overly criticised for being bureaucratic, slow in response of citizens demands and ineffective in providing services. Similarly, Brusc & Montesino (2016) argues that there is an increase in complaints of citizens about government performance and this increase is observed through participation in evaluation process of government in partnership with citizens. Particularly in the Gauteng province where Gauteng Office of the Premier is situated, only 19% of the population is satisfied with government performance to grow the economy (GRCO, 2021). A potential consequence arising from dissatisfaction of citizens about government performance challenges also leads to mass mobilisation. For instance, Lancaster (2016) indicates that Civil protests and strike action are common consequences of government performance in South Africa. Similarly, when citizens are not satisfied with government performances the only language that seems to awaken government to pay attention and render quality services to the citizens is though threat of violence or strike (Vyas- Doorgapersad et al., 2013). 22 2.2.4 Gauteng Office of the Premier results chain framework Most interventions like the one of Gauteng Office of the Premier in table 2 below, requires the use of results chain framework to explicitly outline relevant objectives and indicators that will be monitored and evaluated overtime to assess the achievement of the intended impact (Johnson, 2013). It is in this regard that this section will define the elements of results chain framework with reference to the Gauteng Office of the Premier. At the top of the results chain framework is the element of impact. Several authors for example Wotela (2017) have discussed the concept of impact. Despite different opinions and approaches I can argue that an impact is a long-term aspiration towards which an intervention must contribute. Almost all authors are of the view that impact is the end- result required to be achieved, for example USAID (2016) argues that an impact is a central point of interest that a program seeks to achieve. Similarly, Kinyuira & Kenyatta (2019) had argued that impact is a long-term effect of activities that are related to broad national and international goals and its only debatable after months or even years. Activities, outputs and outcomes are some of the critical elements aligned towards the realisation of the impact (USAID, 2016). Activities according to Norad (1999) refers to the tasks carried out by the people involved in the intervention. Outputs are services or products delivered as a result of the implementation of activities (Kinyuira & Kenyatta, 2019). Then outcomes are defined as expected short to medium term results brought by the implementation of interventions outputs (Wotela, 2017). All these elements are accompanied by indicators, which according to Norad (1999) are used to define performance standards. Below I propose an intervention by applying the abovementioned elements in the context of the Gauteng Office of the Premier For the purpose of this research and intervention, the proposed impact of the Gauteng Office of the Premier is to enhance Gauteng Office of the Premier's performance against predetermined objectives to achieve a liveable, equitable, inclusive and united Gauteng City Region (Gauteng Office of the Premier, 2020). This ultimate impact is therefore measured based on achieving 100% of predetermined objectives stipulated in the annual performance plan which will subsequently realise the achievement of the 5-year plan stipulated in the 2020/21 till 2024/25 strategic plan. Over and above the achievement 23 of predetermined objectives as a measure, the fiscal budget expenditure and the human development index of Gauteng citizens is also a measure to realise the impact of Gauteng office of the Premier. Below are there three outcomes interlinked towards the achievement of the Gauteng Office of the Premier impact and intervention under study. Outcome 1 indicates that the intervention must achieve a capable Gauteng Office of the Premier, which is also interlinked to chapter 14 of the NDP 2030 vision that aims to also achieve a capable state at the national level (National Planning Commission, 2011). Similarly, Du Plessis (2016) defines a capable state as the ability of government to realise its objectives and render quality and acceptable services for public consumption which will in turn increase government performance credibility. To measure the capability of Gauteng Office of the Premier in line with the definition provided, I have proposed two indictors. The first indicator will measure the total percentage of service delivery cases resolved while the second proposed indicator will subsequently measure the percentage of Gauteng citizens feeling good about government services and performance. Interlinked to Outcome 1 are three outputs. The first proposed output requires Gauteng Office of the Premier to perform against the reduction of corruption incidents in the Gauteng province. Similarly, the National Planning Commission (2011) argues that to achieve a capable state (which in this case is our Outcome 1) we must have an ethical state. This output is therefore measured through the percentage reduction in incidents of corruption in the Gauteng province received from the National and Provincial anti- corruption Hotline. The second proposed output requires the Gauteng Office of the Premier to get a clean audit opinion. Clean audit refers to unqualified opinion issued by Auditor General of South Africa on non-material findings, compliance with key legislation of financial statements and quality of performance reports (Auditor General of South Africa (AGSA), 2020). Clean audit will therefore be measured using management reports issued by AGSA. The last proposed output contributing to outcome 1 refers to the achievement of a Skilled public work force. The Medium-Term Strategic Framework (MTSF) of 2019/2024 indicates that to achieve a capable state (Outcome 1) we need a capable and skilled public workforce that is committed to deliver high quality services (DPME, 2019). We are therefore going to measure by assessing personnel skills. 24 Outcome 2 indicates that the intervention must achieve Medium-term strategic outcomes provided by the Presidency. All departments in South Africa including the Gauteng Office of the Premier are expected to plan and align their performance to the Medium-term outcomes in this case being National Priorities (DPME, 2020). Two measurements have been proposed to measure the performance against national priorities. The first measure will assess the percentage contribution of OoP performance towards the achievement of national priorities. Similarly, Diedericks (2017) argues that provincial performance must align and contribute to national performance. The second measure will assess the percentage of alignment between OoP priorities and national priorities. The 2020 revised framework for strategic plans and annual performance plans argues that planning must be mainstreamed from local, provincial and national sphere (DMPE, 2020). Similarly, the RSA Constitution supports separation of powers with unified approach (RSA, 1997). Interlinked to Outcome 2 are three outputs. The first proposed output requires Gauteng Office of the Premier to develop and finalise a strategic plan in line with national priorities. The second proposed outputs require the Gauteng Office of the Premier to develop an Annual Performance Plan (APP) aligned to the strategic plan on an annual basis. The third proposed outputs require the Gauteng Office of the Premier to develop Annual Operational Plans (AOP) aligned to employee contracts and APP. Strategic Plans, APP’s and AOP’s are all planning documents of government departments and must be mainstreamed for ease of performance reporting and achievement of Medium- term strategic outcomes (DMPE, 2020). The last proposed Outcome 3 indicates that the intervention must achieve alignment between planning, budgeting and reporting of targets. Diedericks (2017) argues that planning, budgeting and reporting are part and parcel of enforcing accountability in order to track and measure performance, in this case being the achievement of our stated impact. Two measures are proposed to measure Outcome 3. The first measure assesses the percentage alignment of expenditure and reporting of targets. Diedericks (2017) & PFMA Act of 1999 emphasises the alignment of reporting performance information and expenditure of allocated budget. The second measure assess the allocation of budget in line with plans to avoid over budgeting and underbudgeting (RSA, 1999). 25 Interlinked to Outcome 3 are three outputs. The first proposed output requires the Gauteng office of the Premier to align their performance indicators to the budget allocation. The second proposed output requires the Gauteng Office of the Premier to reduce overspending while the third proposed output focuses on reduction of under expenditure of the allocated budget. The measurement focus on underspending and overspending is motivated by AGSA (2020) who argues that financial health of government departments is alarming due to persistent unauthorised expenditure caused by overspending and underspending. In conclusion, section 2.2 has conducted a trend analysis of performance challenges in the context of Office of the Premier as one component of government departments both in Gauteng province as well as South Africa. The trend analysis included discussing symptoms, root causes then consequences of not treating the problem of performance challenges. Furthermore, I explored the results chain framework to propose an intervention that will assist us to remedy the problem. This section (section 2.2) was completed to prepare us for the following section (section 2.3.) which will look at data, methods, conclusions, and findings of studies on and evaluation of organisational performance challenges. 26 Table 2: Results Chain-Framework for Gauteng Office of the Premier’s performance Source: Author 27 2.3 Methods, data, findings, and conclusions of studies on and evaluation of organisational performance challenges in attaining predetermined objectives This section will identify the research knowledge gap by reviewing the past and current primary and empirical research articles in the context of organisational performance as well as the research topic under study. I am doing so to point out what other authors in similar studies have pursued. When unpacking this, I bring your attention to research strategies, designs, procedures, and methods applied by different authors within the field of organisational performance in government. This will also include the collected data, the methods used to analyse empirical results, the findings of the research as well as the frameworks used to interpret the research findings. Moreover, the research conclusions and limitations. It is also important to note that this section is only limited to identifying similar studies and not identical studies so that I can establish the knowledge gap. 2.3.1 Aim and objectives of previous research studies on organisational performance challenges Several authors for example Cheruiyot, Katumba & Chris Wray (2019) have conducted research on organisational performance challenges. Notwithstanding different views and approaches, I can clearly argue that the aspect of challenges in attaining predetermined objectives as part of organisational performance challenges remains to be a gap that requires to be studied. To justify this conclusion, Diedericks (2017) aimed “to establish challenges faced by Limpopo provincial government” by solely focusing on challenges of reporting predetermined objectives to Auditor General of South Africa (AGSA). However, reporting to AG does not necessarily mean one will attain and achieve the predetermined objectives and hence the gap of this research. Almost all the authors who wrote about organisation performance challenges in government are accounting for the existence of government organisational challenges in the context of municipalities compared to organisational challenges in the context of Premiers Offices as the centre of governance in the province. For example, Khunoethe, Reddy & Mthuli (2021) study examines performance challenges in a Local Municipality called Msunduzi. Similarly, Olivier (2017) determines organisational performance challenges of municipalities in South Africa as a whole, while Ndevu (2019) explores relationships between trust and performance within municipal environment. 28 However, there are divergent approaches to the studies conducted around government organisational performance challenges. One camp suggests that organisational performance challenges in government can be understood through separation of powers. This is much more evident in the work of Cheruiyot et al (2019) who has explored citizens performance dissatisfaction of three government spheres in South Africa. 2.3.2 Interpretive/theoretical frameworks considered by previous studies on organisational performance Several authors for example, Ndevu (2019) have used interpretive/theoretical frameworks to unpack government organisation performance challenges. Despite different views and approaches I can argue that interpretive/theoretical framework provides the basis of arguments which the research will limit its scope and structure. Almost all the authors used New Public Management (NPM) as the most relevant interpretative/theoretical framework to study government organisational performance challenges. For example, Khunoethe et al (2021) argues that limiting the study of organisational performance challenges within the interpretative framework of NPM motivates for improved performance in public institutions. Similarly, Makoba & Ruffin (2016) had earlier stated that NPM interpretative framework is introduced to “measure and improve government performance through the observation of three Es which are namely Effectiveness, Efficiency and Economy”. However, there are divergent interpretative frameworks adopted by different authors. One camp suggests that triangulation is the best interpretative framework to adopt when studying organisational challenges. This is more apparent in the work of Deidericks (2017), who argues that data triangulation provides for multiple data collection such as researching relevant literature pertaining to government performance information. The second camp of authors is of the view that organisational performance challenges can be studied through regression model. For example, Cheruiyot et al (2019) argues that regression model can be used to account for spatial effects to ensure robust results of understanding government performance challenges based on geographical areas. The last camp seems to be emphasising the use of Burk-Litwin model to better study 29 organisational performance challenges. This view was most notable in Olivier (2017) who argues that Burke-Litwin model of organisational performance explains causal effect relationship by linking elements that contribute to organisational performance. 2.3.3 Research strategy and design used by previous studies on organisational performance Multiple authors for example, Khunoethe et al (2021) adopted research strategies and designs for organisational performance studies. Besides different views and approaches, I can argue that both qualitative and quantitative strategies are more common in the studies of organisational performance. Almost all authors are of the view that qualitative strategy is best suited to understand the depth of organisational challenges. For example, Diedericks (2017), Khunoethe et al (2021) & Ndevu (2019) have applied qualitative strategy to research about government organisational performance. This is because it focuses on understanding own interpretations and make sense of the phenomenon of systems, process and structure under study (Ndevu 2019). However, a different view is taken by other authors who argue for the use of mixed methods when intending to research about government organisational performance. For example, Makoba & Ruffin (2016) and Olivier (2017) argued that mixed methods advocated for validity of collected data and further provides for triangulation. However, it is important to also note that qualitative strategy must be relatable to the adopted research design. For example, Diedericks (2017), Khunoethe et al (2021) & Makoba & Ruffin (2016) identified the use of case study as the suitable research design when using a qualitative strategy to better understand organisational performance challenges in a specific context of research. Other authors are taking a different view. For example, Cheruiyot et al. (2019) advocates for comparative research design while Ndevu (2019) argues for the use of grounded theory to study organisational performance challenges when one has adopted mixed methods. 30 2.3.4 Data collection instruments used by previous authors on organisational development Data collection instruments must also be aligned to the strategy and design of the research so that one can be able to collect relevant and reliable data. For example, in the context of qualitative research strategy, Diedericks (2017), Khunoethe et al (2021) and Makoba & Ruffin (2016) argue that one need to use primary data collected through interviews, and municipal or government documents/ policies/ frameworks/ guidelines. However, in the context of mixed strategy there are different data collection instruments used compared to qualitative strategy. For example, Ndevu (2019), Olivier (2017) and Makoba (2016) argue that mixed methods use both interviews and surveys as instruments to collect data. 2.3.5 Sampling technique and limitations from previous studies on organisational performance Sampling techniques are there to determine the sample out of the population that one needs to study. Khunoethe et al (2021) and Diedericks (2017) have adopted purposive sampling technique where participants are top management and are selected based on judgement that they are suitable for the study. Directors in government are primarily responsible for performance of various units. However, Cheruiyot et al (2019) uses a different sampling technique called random sampling while Makoba & Ruffin (2016) uses nonprobability sampling technique. 2.3.6 Data collection process, processing, and analysis from previous studies on organisational performance Aligned to qualitative strategy, Diedericks (2017), argues that qualitative data is collected through existing legislation and official documents of the department. However, Khunoethe et al (2021) takes a different view that data in qualitative strategy is collected through interviews. Contrary to qualitative strategy, the quantitative strategy data collection processes contain survey. For example, Cheruiyot et al (2019) argues that data must be collect through surveys with close ended questions. Data is also processed after being collected. For example, Ndevu (2019) argues that data must be coded for processing, where keywords or phrases are identified for comparison. Similarly, Diedericks (2017) argues that close ended questions are categorised for 31 purposes of processing such as providing a range to a score e.g., a range from 1 to 5. However, different to the above Olivier (2017) argues that quantitative numeric data is processed using systems such as SPSS. Data analysis process of qualitative strategy are different to mixed strategies or qualitative strategies. In the previous conducted studies on organisational performance, qualitative data analysis includes interpreting data into themes (Diedericks, 2017). Similarly, Makoba & Ruffin (2016) and Khunoethe et al (2021) argues that data can be analysed through combination of thematic analysis, content and matrix. Computer software system such as SPSS are also used to analyse numeric data (Olivier, 2017). 2.3.7 Key empirical results presented by previous studies on organisational performance Several authors for example, Makoba & Ruffin (2016) have presented empirical results on performance challenge. Despite different views or perspectives, I can argue that the results on government organisational performance challenges are administrative in nature. Almost all authors presented results on performance management. For instance, Diedericks (2017) argues that performance management is interlinked to four element which are namely, “Strategic planning and performance management, performance reporting, auditing of performance as well as monitoring and evaluating performance”. reporting, Similarly, Khunoethe et al (2021) argues that performance requires the alignment of three elements to be achieved, which are namely the strategic objectives in the Integrated Development Plan (IDP), Key Performance Areas (KPA’s) and Performance indicators (PI’s). However, there are different views provided as well, for example, Cheruiyot et al (2019) argues that government organisational challenges results to citizen dissatisfaction. While Ndevu (2019) argue that organisational performance challenges are related to elected administrative leaders and they also have direct and indirect relation to political factionalism, power relations, lack of active participation and gaps in employee skills and capacity as well as budget constraints. 32 2.3.8 Research findings from previous studies on organisational performance Most of the findings are because of poor planning. For instance, poor alignment between indicators and IDP policy documents for the realisation of organisational impact was at the core of findings identified by Khunoethe et al, (2021). Similarly, Cheruiyot et al (2019) found that apartheid spatial planning resulted to citizens experiencing different level of dissatisfaction about government performance due to some municipal wards being previously economically excluded under apartheid. Different findings have also been presented. For example, Diedericks (2017) argues that performance challenges are a result of not paying necessary attention to performance reporting in government departments. The second camp argues differently as well, and this is evident in the work of Olivier (2017) who argues that Burke and Litwin Model is a valid and accurate model to remedy organisational challenges and improve organisational performance. 2.3.9 Limitations from previous studies of organisational performance Upon reviewing the literature, Cheruiyot et al (2019) used Provincial Quality of Life survey data to sample the population and instead neglected to make comparison of the Quality-of-Life Survey with Municipal data indicators which therefore means that the Quality-of-Life Survey might have had weaknesses of zooming into Municipalities. Similarly, Khunoethe et al (2021) study had its own limitations which indicates that the study is only limited to development policy alignment in municipalities and their performance which can therefore not be generalised to the other spheres of government. Inconclusion, this section reviewed literature to understand performance challenges, by discussing previously used frameworks, data collection methods, processing, collection and analysis as well as sampling techniques. I further looked at the findings and discussions identified by previous studies. 33 2.4 Introduction to organisational performance studies and its components and processes This section aims to discuss organisational performance as the relevant academic field of study for this research. In doing so, I adopt Wotela (2016) approach of decoding academic field of study. I also applied systems thinking methodology originally described in Gharajedaghi (2006:107) “to see through chaos and understand the complexities” of organisational performance field of study. I do this by interrogating literature directed by the following six questions. (1) What is organisational performance? (2) What is the purpose of organisational performance? (3) What are key issues and debates of organisational performance? (4) What are the established facts in Organisational performance? (5) What are the processes of organisational performance? and (6) What are the components of organisational performance? Figure 6: components of Organisational performance in government Source: Author 2.4.1 Describing organisational performance Multiple authors, for example Elena-Iuliana & Maria (2016) have discussed the concept of organisational performance. Notwithstanding different views and approaches we can argue that organisational performance is an overall result of the organisation against the set objectives or targets. For example, Silitonga (2017) argues that organisational performance is the efforts to achieve organisational predetermined objectives in line with ethical and moral standards. Similarly, Ovadje & Aryee (2019) states that organisational Organisational performance (Academic field of study) Organisational Structure Outcomes Outputs Enablers Formulate indicators Measure level of achievement Performance evaluation Organisational strategy Measures of performance Establishing goals National departments Provincial departments Local Municipalities Separation of powers 34 performance is the ability to acquire maximum and valuable outputs from the allocated set of limited resources. However, there are different views about the concept of organisational performance. For instance, Marr (2008) argues that organisational performance is the involvement of employees in the organisational strategy and its execution so that individual performance can contribute to the ultimate organisational performance. The other camp is of the view that organisational performance is aligned to the predetermined plan. For example, Khunoethe & Reddy & Mthuli (2021), argues that government has milestones, indicators and key performance areas that are necessary for the implementation of Integrated Development Plans, Annual Performance Plans and Strategic Plans. 2.4.2 The purpose of organisational performance I can clearly argue that the purpose of organisational performance is to evaluate and assess the achievement of predetermined objectives (Ovadje & Aryee, 2019). For instance, Marr (2008) argues that organisational performance purpose is to assess, implement, clarify, and continuously improve the organisational strategy and its implementation. Similarly, Khunoethe et al (2021) argues that organisational performance clarifies and translate organisational vision and strategy into achieved actions and goals. However, other authors share different views on the purpose of organisational performance. For example, Vyas-Doorgapersad & Muhiya & Ababio (2013) argues that organisational performance purpose in government is to provide a sense of achieving public interest values such as accountability, transparency, efficiency, and effectiveness. While Silitonga (2017) argues that organisational performance purpose is to examine whether the organisation has done a good job or whether the established indicators and targets have been achieved or not. 2.4.3 Established facts in organisational performance. The are several facts established in organisational performance studies. For example, Vyas-Doorgapersad (2013) points out that organisational performance is detrimentally undermined by corruption regardless of its forms leading to the decrease in public service performance and dissatisfaction. Similarly, the quality of leadership plays a vital 35 role to ensure that corruption does not affect the performance of the organisation. This is more apparent in the work of Ovadje & Aryee (2019) who argues that the quality of leadership has an immense impact on organisational performance as well as its operations, henceforth the organisational leadership is regarded as a valuable layer of any organisation. It is a known fact that economic conditions influence how organisations perform. This is more evident in the work of Elena-iuliana & Maria (2016) who states that global financial crisis turns to manifests worldwide and affect organisations and how they perform, and only powerful organisations can adapt, meet customer satisfaction, add value to shareholders and create an enabling environment for employees to continuously implement the organisational mandate. Different facts are also established by different authors in organisational performance. One camp points to the fact that organisational performance is influenced by relationships. This more apparent in the work of Marr (2008) who states that organisational performance levels are increased by good relations between employees and citizens/customers which in turns increases loyalty and trust. The second camp points to the fact that job satisfaction is a determinant of organisational performance. For example, Silitonga (2017) states that it is a fact for organisational performance to increase if the executor of the task is satisfied. 2.4.4 Key issues and debates in the study of organisational performance There are several key issues and debates in organisational performance and one of the heated issues and debate emanates from the definition of organisational performance itself. For instance, Elena-iuliana & Maria (2016) points out that organisational performance must not only be viewed or defined as term for enterprise performance because performance of an organisation has determinants such as activities, employees like mangers, departments/units, and other performers. Similarly, Marr (2018) support the latter by debating that there is no need to work in silos, however there is a need to mainstream the dialogue and definition of organisational performance because this is where organisational lifeless data and information from individual components is 36 transformed into useful and meaningful knowledge, wisdom, insight and information that will lead to decision making as well as interactive learning. Secondly, there is a rising debate between managing relationships to improve organisational performance vice versa getting efficiency rather than good relationship. This is more apparent in the work of Ovadje & Aryee (2019) who points out that one part of the debate and issue informs us that organisational performance outcomes and productivity are based on healthy relationship between operational employees and managers while the second counter debate and issue inform us that organisational performance is about increasing efficiency at the e