Examining the extent which the SAIVCET support institute for TVET colleges in South Africa has accomplished its primary roles one to six By Bongiwe Tutu A paper presented in partial fulfilment of the requirements for the Masters of Management in the Field of Governance (Development and Economics), School of Governance, University of Witwatersrand Declaration I, declare that this write-up is my own, unaided work. I have not submitted this write-up before for any other purpose apart from the ‘Proposal Development’ course at the WITS Graduate School of Governance. 1 Abstract The National Development Plan (NDP) envisions South Africa’s economic transformation by focusing on higher education and skills development. Since its adoption in 2012, it has emphasised the crucial role of Technical, Vocational Education and Training (TVET) colleges as the major institutions to improve education, skills development and to enhance economic growth. Despite this realization, there are shortfalls that remain within TVET colleges, whereupon the NDP states, “the FET (TVET) system is not effective, it is too small and the output quality is poor” (NDP, 2012: 40). The Department of Higher Education and Training (DEHET) established the South African Institute for Vocational and Continuing Education and Training (SAIVCET) to support the TVET colleges. The SAIVCET was established on six primary roles and three implementation objectives. Using the qualitative survey research approach, adopting questionnaires and semi-structured interviews to gather and assess data, this research examines the extent to which the institute has accomplished the six primary roles and fulfilled the purpose behind its establishment. Through the purposive sampling of the research participants used, this research has found that the rationale and importance for the SAIVCET to strengthen the TVET and CET sector is unquestionable. However, research findings and conceptual analysis indicates that there have been challenges to the formal implementation of the SAIVCET. The institute was projected for 2012, however has yet to be established due to funding and governance constraints. As a result, SAIVCET has no governance structure. In the interim, a “SAIVCET Project” which is an informal body was formed to fulfil some of the functions and primary roles of the main SAVICET body. In a recent 2020/21 DHET Annual Performance Plan, the SAIVCET is still presented as a planned initiative, which has been projected for implementation in the period 2020 – 2025 (DHET, 2020: 10). In examining the primary roles of the SAIVCET support institute for TVET colleges in South Africa, this research has found that, the extent to which the SAIVCET, even as acting through the SAIVCET Project, fulfilled its primary roles is poor. The findings indicate that the SAIVCET has attained average to poor results in effectively fulfilling of its primary roles. Each of the primary roles received consolidated scores that are below average (below 50 percent) from the participants’ primary data. The conceptual framework and analysis further indicates the lacking impact of the institute, particularly under assessments of the Good governance framework and the Education policy implementation framework. This research recommends DHET uphold publishing annual reports to the functions and progress of the SAIVCET and SAIVCET Project, in order to enable public awareness and engagement on developments within higher education. Further, this research recommends a two-year progress review of the SAIVCET once it has been established. Further, this research study recommends coordinated efforts among various ministries, stakeholders, public and private sectors and higher education institutions, on the functions and resources for SAIVCET. Furthermore, this study recommends an institutional push for shifts in mind-sets, particularly among employers with bias when selecting candidates from higher education institutions and TVET colleges. Furthermore, this research recommends funding and resources, which are allocated without reservations, but for the sole purpose of advancing progress, 2 transformation and human development. This requires rigid policy interventions within South Africa’s education system. This research can be used to build on new and existing studies of frameworks on TVETs and SAIVCET. Keywords: SAIVCET, NDP, TVET, FET, Colleges, South Africa, Institutes, Governance, Education, Policy 3 Acknowledgements This research report began only as a distant idea, but has grown significantly into a project that has the potential to contribute and influence policy making in Higher Education systems, skills development policies, and entirely South Africa’s economic transformation. For this, I would firstly like to thank my lecturers at the Wits School of Governance for the inspiration and influence towards the sharpness of this paper. Notably, to my supervisor Dr Dikgang Motsepe, I am grateful for your support, patience and dedication towards my growth. Furthermore, I thank my research participants who informed the empirical data and findings of this research coming to completion. Lastly and most importantly, I want to thank my family for always encouraging me, particularly my mom for her divinity and hand over me. Enkosi, Jwarhakazi. 4 Acronyms and Abbreviations NDP National Development Plan RDP Reconstruction and Development Plan 1994 GEAR Growth, Employment and Redistribution 1996 ASGISA Accelerated and Shared Growth Initiative for South Africa WP-PSET White Paper on Post-School Education and Training NSDP National Skills Development Plan 2030 PMG Parliamentary Monitoring Group GHS General Household Survey HRDCSA Human Resource Development Council of South Africa SAIVCET South African Institute for Vocational and Continuing Education and Training TVET Technical and Vocational Education and Training PSETA Public Service Sector Education and Training Authority FET Further Education and Training CET Continuing Education and Training DHET Department of Higher Education and Training NSF National Skills Fund BIBB Federal Institute for Vocational Education and Training, Germany NITTTR National Institute of Technical Teachers Training & Research, India SFIVET Swiss Federal Institute for Vocational Education and Training CEDEFOP European Centre for the Development of Vocational Training KRIVET Korea Research Institute for Vocational Education and Training SENCE National Service of Training and Employment, Chile NCVER National Centre for Vocational Education Research, Australia UN United Nations AU African Union EU European Union SDGs Sustainable Development Goals FOCAC Forum on China-Africa Cooperation BRICS Brazil, Russia, India, China, South Africa UNESCO United Nations Educational, Scientific and Cultural Organisation OECD Organisation for Economic Co-operation and Development 5 Table of Contents Chapter 1: Introduction .......................................................................................................... 7 1.1 Problem Statement ................................................................................................. 10 1.2 Research Question ...................................................................................................... 13 1.3 Research Purpose ........................................................................................................ 14 1.4 Research Objectives ..................................................................................................... 14 1.5 Summary of chapters .................................................................................................... 14 1.6 Conclusion ................................................................................................................ 15 Chapter 2: literature review ................................................................................................... 16 2.1 Introduction .......................................................................................................... 16 2.2 Understanding Development and Skills Development in South Africa .................................... 16 Development policy assessment of the TVET colleges in South Africa ............................................. 16 2.3 Understanding skills and skills development in South Africa ................................................ 19 2.4 Good governance framework ..................................................................................... 21 2.5 Education policy implementation framework .................................................................. 22 2.6 International comparisons of TVET policies and support institutes ........................................ 25 2.6.1 BIBB support institute in Germany ........................................................................... 25 2.6.2 CIVTE institute in China ....................................................................................... 27 2.6.3 NITTTR support institute in India ............................................................................ 27 2.6.4 SFIVET support institute in Switzerland ..................................................................... 28 2.6.5 CEDEFOP support institute in the European Union ...................................................... 28 2.6.6 NCVER support institute in Australia ........................................................................ 29 2.6.7 SENCE support institute in Chile ............................................................................. 29 2.6.8 KRIVET support institute in South Korea ................................................................... 30 2.7 Regional (AU 2063) and international (BRICS) TVET objectives to skills development .............. 32 2.8 Conclusion ............................................................................................................ 33 Chapter 3: Research Methodology ........................................................................................... 35 3.1 Introduction .......................................................................................................... 35 3.2 Research Approach.................................................................................................. 35 3.3 Research tools and their application ............................................................................. 35 3.4 Sampling .............................................................................................................. 36 3.5 Process of analysis ................................................................................................... 37 3.5.1 Thematic analysis of data .................................................................................... 38 3.6 Limitations, feasibility, and positionality ........................................................................ 38 3.7 Ethics .................................................................................................................. 39 3.8 Validity, reliability, dependability ................................................................................ 40 6 3.9 Conclusion ............................................................................................................ 40 Chapter 4: Data presentation .................................................................................................. 41 4.1 Introduction .............................................................................................................. 41 4.2 Thematic Analysis ....................................................................................................... 41 Theme 1: Development and the Development State ............................................................... 41 Theme 2: Skills and Skills Development .............................................................................. 46 Theme 3: The Governance of the SAIVCET ......................................................................... 51 Theme 4: International and regional institutes ...................................................................... 56 Theme 5: The Six SAIVCET Primary Roles ......................................................................... 62 First Primary role: Applied Research.................................................................................. 63 Second Primary role: Upskilling of TVET lecturers, instructors, and trainers ................................ 65 Third Primary role: Curriculum innovation and design ........................................................... 66 Fourth Primary role: Monitoring and evaluation from a systemic view ......................................... 67 Fifth Primary role: Co-ordination and linkages, especially between the public and private sectors and between the current FET (TVET) colleges, TVET providers and higher education .......................... 68 Sixth Primary role: Advocacy ........................................................................................... 70 4.4 Conclusion ................................................................................................................ 71 Chapter 5: Analysis of data ..................................................................................................... 72 5.1 Introduction .............................................................................................................. 72 5.2 Data analysis .............................................................................................................. 72 The Six SAIVCET Primary Roles ...................................................................................... 74 5.4 Conclusion ................................................................................................................ 82 Chapter 6: Conclusion and Recommendations ............................................................................. 84 Annexures ......................................................................................................................... 89 Annexure 1: Informed consent form ..................................................................................... 89 Annexure 2: Semi-structured interview questions ..................................................................... 91 Annexure 3: Questionnaire ................................................................................................. 92 Annexure 4: Wits Ethics Approval ........................................................................................ 94 Annexure 5: Department of Higher Education and Training (DHET) Research Approval (names redacted to protect participants) ......................................................................................................... 95 Annexure 6: Data findings from the Participant Questionnaires..................................................... 97 Annexure 7: Participant Questionnaire Results Chart ................................................................. 97 Bibliography ....................................................................................................................... 98 7 Chapter 1: Introduction National and international policies on the advancement of higher education and the development of skills have played a vital role in economic growth and development. Since the end of apartheid and the onset of democracy in 1994, South Africa has articulated various growth and development policies that seek to address the triple challenges of poverty, inequality, and unemployment. Following the adoption of the Reconstruction and Development Plan 1994 (RDP); the Growth, Employment and Redistribution 1996 (GEAR); and the Accelerated and Shared Growth Initiative for South Africa (ASGISA), South Africa launched the National Development Plan 2030 (NDP) in 2012, which is arguably the most inclusive and holistic plan for economic and social development (NDP, 2012: 14). The NDP envisions South Africa’s economic transformation by focusing particularly on higher education and skills development as the driving force for job creation and economic growth. Since its adoption in 2012, the NDP put emphasis on Technical, Vocational Education, and Training (TVET) colleges as the major institutions to fulfill the national objectives of improving education and skills development to enhance economic growth. In previous years, the TVET colleges were called FET1 colleges. At the same time, the Department of Higher Education and Training2 (DHET) was set to establish the South African Institute for Vocational and Continuing Education and Training (SAIVCET) to support the TVET colleges. Through the Green Paper for Post-School Education and Training (DHET, 2012a), the aims of the institute were to support “public further education and training colleges and the wider skills development system” (DHET, 2012, 6). During a Parliamentary Monitoring Group (PMG) meeting in October 2012, proponents argued that the SAIVCET would function only as a governance and administrative body, leaving TVET colleges primarily with the focus on academic and teaching responsibilities (PMG, 2012). The DHET Ministerial Task Team (2012) set six primary roles, which would guide the functions of the SAIVCET (DHET, 2012: 7-8). The six primary roles are; applied research; upskilling of TVET lecturers, instructors and trainers; curriculum innovation and design; monitoring and evaluation from a systemic view; co-ordination and linkages, especially between the public and private sectors and between the current FET (TVET) colleges, TVET providers and higher education; and advocacy (DHET, 2012: 7-8). 1 The Department of Higher Education and Training (DHET) in 2012 introduced the term ‘TVET’ to replace the previously used term ‘FET’ (Further Education and Training) in South Africa’s educational system. This was in order to align South Africa with international frameworks. In addition. The Minister of Higher Education and Training, Blade Nzimande therein announced in 2014 that all FET colleges, not just public FET colleges change their names to identify as TVET colleges (Odendaal, 2015). 2 The DHET was established in 2009 to integrate both the skills system, which was previously with the Department of Labour, and to integrate the TVET Colleges and Universities, which previously fell under the Department of Education (DHET, 2016: 16). 8 Furthermore, the Green Paper provided an extensive list of 13 responsibilities that expand on the six primary roles, which would be achieved by the SAIVCET, along with 12 additional functions adopted from the FET Colleges Amendment Bill, 30 May 2012. The functions include developing long-term capacity curricula for FET (TVET) colleges and adult education colleges and the continuous improvement of FET(TVET) programmes. Further, that the SAIVCET serves as a centre of excellence for research and innovation for FET (TVET) Colleges; and to advise the minister on vocational and continuing education at national level. In addition, that the SAIVCET functions to develop resource materials and training for programmes, guidance, and capacity building for teaching staff; to promote dialogues between colleges, employers and SETAs, councils and training institutions; to conduct and promote labour market research; and to publish a research journal on further education and training and skills development (DHET, 2012: 23). As ambitious as the proposed responsibilities appear, they speak to the crucial role the SAIVCET is meant to play in supporting TVETs in the country, and to realize the outcomes of its impact translate towards growing the economy. The DHET Task Team contemplated the governance structure of the SAIVCET to consist of a board, a chairperson and up to ten ordinary members, who are appointed by the Minister for a period of four years, renewable from nominations by the institute (DHET, 2012: 9). The first members of the Board were meant to be nominated by the public, and thereafter, existing Board members were to nominate the future Board members. By all accounts, however, the Board was never constituted (DHET, 2016, 21). In October 2016, the Presidential Commission on Higher Education and Training published a Ministerial Committee/ Task Team Report (DHET: 2016), which was to assess the progress of SAIVCET since its inception. The report notes that the rationale for the SAIVCET is “upgrading the technical knowledge and pedagogical skills of existing staff in TVET and community colleges, and promoting the professionalization of lecturers, instructors and trainers” (DHET, 2016: 19). In addition, the SAIVCET is supposed to promote excellence in research, foster dialogue and linkages between higher education institutions, and establish an autonomous monitoring and evaluation unit in college management and student performance (DHET, 2016: 19). Although the SAIVCET is mentioned in the White Paper on Post-School Education and Training (WP- PSET) in 2014, it was noted to have faced formidable funding difficulties in the fiscal framework of 2014/15. Despite these challenges, the National Skills Fund (NSF) provided a grant to the institute (DHET, 2016: 21). In addition, even though the institute did not have a fully constituted Board and had not embarked on the recruitment processes, the Swiss and German governments signaled support for its establishment (DHET, 2016: 21). There is a significant role played by the international community in the motivation for the establishment of the SAIVCET, and the guiding comparative governance structures of the international TVET support entities for the SAIVCET, the discussion of which is on Chapter 2 of the literature review of this research. 9 Both the NDP and the White Paper on Post-School Education and Training (WP-PSET) have embraced the National Skills Development Plan 2030 (NSDP) which focuses on radical improvement in education and skills development (NSDP, 2017, 2019). These objectives also formed part of previous policy platforms such as the New Growth Path 2011 (NGP), the Industrial Policy Action Plan 2, 2011, the Skills Accord 2010, the National Skills Development Strategy 3, 2010, and the Human Resource Development Strategy for South Africa 2009 for 2010 to 2030. More recently, in the 2020/21 DHET Annual Performance Plan, the SAIVCET is still presented as a planned initiative and projected for implementation in the period 2020 – 2025 (DHET, 2020: 10). The performance plan maintains that colleges need to evolve into institutions that can produce highly responsive mid-level skills demanded in the labour market. While the Swiss government had previously committed to the unit, the recent 2020/21 DHET Performance Plan held that only the German government would be supporting the South African government in the implementation of SAIVCET (DHET, 2020: 10). Three objectives were envisaged in the implementation of SAIVCET. Firstly, “the sectorial coordination and cooperation to implement governance and policy through the facilitation of cooperation agreements between the public and private sectors that build on existing initiatives and take forward new initiatives” (DHET, 2020: 10). Second, “the private sector engagement assisting partner organizations and to promote systematic stakeholder dialogue” (DHET, 2020: 10). And lastly, the “implementation of reformed vocational and technical skills development to support the provision of demand-oriented skills development to youth by promoting on-the-job or work-based training approaches, the training of vocational teaching personnel, and strengthening the quality of artisan training” (DHET, 2020: 10). This research examines the extent to which the institute has accomplished the six primary roles and fulfilled the purpose behind its establishment to support TVET colleges in South Africa. The six primary roles of the SAIVCET are 1) applied research; 2) upskilling of TVET lecturers, instructors and trainers; 3) curriculum innovation and design; 4) monitoring and evaluation from a systemic view; 5) co-ordination and linkages, especially between the public and private sectors and between the current FET (TVET) colleges, TVET providers and higher education; and 6) advocacy. This study focused on the period since the initiation of SAIVCET from 2012. Studies suggest that there has been limited progress made towards the objectives of developing TVET’s, upskilling individuals and running the SAIVCET accordingly. This research has found that the challenges confronted by the SAIVCET include funding constraints and the lack of establishing governance structures. The research has found that to date, the SAIVCET has not been formally established, and instead, a “SAIVCET Project” which is an informal body was established to fulfill some of the primary roles that were meant to be supported by the SAIVCET. 10 This research drew findings from primary data collection from high-level senior industry and institutional experts with knowledge and expertise in the developments of the NDP, the DHET and the SAIVCET. These senior experts are knowledgeable of the objectives of SAIVCET towards TVETs and the challenges to its implementation. This research further drew findings from secondary data collected through the analysis of major national policy documents and frameworks on the advancement of higher education and skills development. As well as theory on the key concepts of national development and the developmental state; skills and skills development; the good governance framework, the education policy implementation framework, international institutes and regional bodies, and on the six primary roles of the SAIVCET. 1.1 Problem Statement The NDP states that poverty, inequality, and unemployment are the main challenges faced in South Africa. Furthermore, education is necessary to generate higher employment, growth and earnings. At the same time, more rapid economic growth will expand opportunities and resources necessary to improve education (NDP, 2012: 15). Despite this realization, there are shortfalls that remain in education and skills development, particularly regarding the TVET colleges. The NDP states, “The FET (TVET) system is not effective, it is too small and the output quality is poor” (NDP, 2012: 40). In addition, it argues that continuous quality improvement is needed as the system expands, and that the quality and relevance of courses within TVET colleges needs urgent attention: “When quality starts to improve and the employability of graduates begins to increase, demand for FET (TVET) services will rise automatically and so to simply grow the sector without improving on the quality will likely to be expensive and demoralizing for young people, further stigmatizing the system” (NDP, 2012: 40). The above statement points to some of the problems with the TVET system and underscore the significance of further improvements in expanding the system to allow for an inclusive and enabling economy for learners and graduates. The majority of the existing literature identifies the objectives of the national policies to achieve economic growth and development. However, as education and skills development become more vital within the economic transformation of the country, there are few studies on the strategies adopted by SAIVCET for TVET colleges. That is why it is important to research this area to inform the primary roles and objectives of the institute, and the extent to which they have been achieved in supporting TVET colleges. Existing studies are limited in highlighting how the institute has been funded upon its initiation in 2012. Two years into its formation in 2014, the SAIVCET faced funding challenges and was assisted with a grant from the National Skills Fund, which was dedicated to the “SAIVCET Project”, for it to meet some of the primary roles of the SAIVCET in its objectives for TVETs in South Africa. And in the 2020/21 DHET Annual Performance Plan, the SAIVCET is still being presented as a planned initiative for 2020-2025 which maintains that TVETs 11 need to evolve to produce highly responsive skills demanded in the labour market (DHET, 2020). Thus, the importance of this research; as it examines the extent to which the SAIVCET has been effective in achieving its primary roles from 2012, to inform on the impact of intervention policies on TVETs in South Africa. At the core of the NDP is building a developmental state, which builds the capabilities of its people to improve their own lives, while intervening to correct historical inequalities. Chapter 9 of the NDP sets out four objectives which are relevant to TVET colleges, which are aligned to the primary roles of the SAIVCET, to which the goal is to improve and support TVETs for a more skilled and capable citizenry. Most of the literature shows that successes in skills development is intricately linked to the success of the developmental state (Akojee, 2016). Aside from this however, there are studies which point to the shortfalls of the SAIVCET as a support entity for TVETs. Akojee (2016) argues that there are missed opportunities in boosting the effectiveness of SAIVCET. The author adds that SAIVCET is less likely to achieve its intended purposes: “First the establishment of a purely advisory TVET College entity (SAIVCET) and second, the establishment of a skills planning unit, with data- collection responsibility pertinent to skills development, is unlikely to link education, training and the world of work” (Akojee, 2016: 6). Akojee also suggests that the opportunity to merge these entities into one holistic unit “that both defines what TVET should do, and its relationship with the economy has unfortunately been lost”, adding that SAIVCET did not present a strong case of being effective (Akojee, 2016: 6). Hence the importance of this research study, to examine the extent to which the SAIVCET accomplished its primary roles and fulfilled the purpose behind its initiation. The national statistics (Stats SA) general household survey (GHS) ranks higher education learning institutions into three categories: ‘Higher education institutions’; ‘FET/TVET colleges’; and ‘Other colleges’. The GHS 2013, 2019 and 2020 data reveals the concerns about TVET colleges. The attendance figures from 2013 in Higher education institutions were at 4,7 percent, compared to FET (TVET) colleges which were at 2,4 percent, while Other colleges had attained only 0,8 percent attendees (StatsSA GHS, 2013: 16). In 2019 by comparison, there was a slight shift, though the same pattern has remained where 5,8 percent in attendance was seen in Higher education institutions; TVET colleges with 2,8 percent; Other colleges at 1,8 percent. And in 2020, the attendance seen in Higher education institutions was at 6,2 percent, 2,0 percent in TVET colleges, and 1,2 percent in other colleges. These comparisons indicate and confirm the shortfalls of TVETs in advancing enrolling scholars and advancing impactful skills for employment, and economic development. Figure 1.1: Percentage of persons who are attending educational institutions in 2013 (Source: 2012-13 General Household survey) 12 Figure 1.2: Percentage of persons who are attending educational institutions in 2019 (Source: 2018-19 General Household survey) Figure 1.3: Percentage of persons who are attending educational institutions in 2020 (Source: 2019-20 General Household survey) 13 Table 1.1.1: Discussion of attendance figures from StatsSA, 2013, 2019 and 2020 Higher education institutions TVET and FET Other colleges 2013 4,7% 2,4% 0,8% 2019 5,8% 2,8% 1,8% 2020 6,2% 2,0% 1,2% The above table 1.1.1 indicates the attendance figures from TVET/FET colleges and other colleges are significantly lower to the attendance levels from Higher education institutions. In 2019, TVET colleges attained growth in an attendance of 2,8 percent compared to 2,4 percent in 2013. However, the gap in attendance between TVET colleges and Higher education institutions in 2013 was at 2,3 percent, and in 2019, the gap grew by 7 percentage points. This is an indication of the low impact made by TVET colleges in South Africa and motivates the need for institutional support towards TVET colleges. Furthermore, in the year 2020, TVET attendance decreased by 8 percentage points compared to 2019. Through the analysis of national policy framework on higher education and skills development, the SAIVCET and its objectives for TVET colleges, this research examines the extent to which the SAIVCET has been able to support TVET colleges and drawing on expert recommendations to address these challenges. 1.2 Research Question To what extent has the SAIVCET managed to achieve its primary roles in supporting TVET colleges in South Africa? 1.2.1 Research Sub-Questions - What are the primary roles of the SAIVCET in supporting TVET colleges in South Africa? - What are the findings and solutions to challenges met by SAIVCET in achieving its primary roles? 14 1.3 Research Purpose The purpose of this research is to examine the extent to which the SAIVCET has managed to achieve primary roles, in supporting the TVET colleges as part of the of NDP’s strategies towards economic growth. 1.4 Research Objectives - To examine primary roles, of the SAIVCET in supporting TVET colleges in South Africa - To explore and present expert findings and solutions to challenges met by SAIVCET in achieving its primary roles. 1.5 Summary of chapters This research report is introduced with a discussion of the role of the National Development Plan and its objectives towards economic growth, with an emphasis on higher education and TVET colleges. The first chapter of the introduction provides the foundation of this understanding, to the NDP, TVET colleges and the SAIVCET. The introductory chapter further discusses the purpose of this study, the problems at hand to the research subject and presents the research question, purpose, and objectives. Chapter 2 presents the literature review of this research study. The literature reviewed contributes to the assessment and analysis of the role of the SAIVCET in supporting TVET colleges. The literature discusses the concepts of development, the developmental state, skills development, the Good governance framework, the Education policy implementation framework, and draws comparisons from studies of TVET support entities in international countries. The literature further compares South Africa’s experiences on TVETs and skills development to other regional and international institutions such as the African Union (AU), the BRICS, and United Nations (UN). Chapter 3 presents the methods taken to conduct the research and provides the findings that support the research questions and problem statement in Chapter 1, and the literature reviewed in Chapter 2. This chapter explains the use of the qualitative survey research approach. Further, this chapter presents the research tools of semi-structured interviews and questionnaires, adopted in the study and their implementation. The purposive sampling of the selected participants is also explained in this chapter, and the phases of the data collection and the data analysis, as well as of the conceptual framework is explained. Chapter 4 presents the data collected during the fieldwork. This includes the semi-structured interview questions and answers, as well as those of the questionnaires. The participants who contributed to this study are senior and high-level past and present government experts and officials, and relevant selected members of the DHET. The chapter further presents the research questions, research objectives and themes which are used to analyse the data findings in Chapter 6 of this paper. 15 Chapter 5 presents the body of this research study, with the analysis of the data findings, which inform the recommendations, and conclusions of this research. The chapter presents the findings, analysis, and discussion of the data from the semi-structured interviews and the questionnaires. Chapter 6 as the final chapter, concludes the relevance of this study, and presents the analytical recommendations and conclusions which can be drawn from the data. 1.6 Conclusion Chapter one of this research study has introduced the objectives of this research; to examine the extent to which the SAIVCET achieved its six primary roles in supporting TVET colleges in South Africa. Firstly, the research discusses the role of national and international policies to the advancement of higher education, skills development, and economic growth. The National Development Plan 2030 which is set as the most inclusive and holistic plan for the country’s economic and social development is discussed, particularly its focus on higher education and skills development as the driving force for job creation and economic growth. The NDP’s establishment of the SAIVCET is discussed, as its aim is to support “public further education and training colleges and the wider skills development system” (DHET, 2012, 6). The governance structure of the SAIVCET is discussed upon its establishment in 2012. Discussion is held of the important examination of the six primary roles in order to assess the impact of the SAIVCET. The shortfalls experienced by DHET towards TVETS and the SAIVCET are recognized and discussed in this chapter, drawing from comparative analysis of data presented by StatsSA where the low impact made by TVET colleges in South Africa is shown. It is held that these trends present the indication and motivation of the needed institutional support mechanism such as the SAIVCET towards TVET colleges. As the literature suggests that there has been limited progress made towards the objectives of developing TVET’s, upskilling individuals and running the SAIVCET accordingly. This chapter finds the challenges confronted by the SAIVCET, which include funding constraints and unestablished governance structures. It is further found that to date, the SAIVCET has not been formally established, and instead, a “SAIVCET Project” which is an informal body was established to fulfill some of the primary roles, which were meant to be supported by the SAIVCET. 16 Chapter 2: literature review 2.1 Introduction This chapter presents the literature reviewed for the purposes of informing this research, which contributes to the assessment and analysis of the role of the SAIVCET in supporting TVET colleges. The literature discusses the concepts of development and the developmental state, using studies from the HRDCSA (2014), Lin (2011), Akojee (2010), Bhorat, Cassim & Tseng (2016) and Gumede (2018). The literature further assesses development to skills development, using studies by Lolwana, Ngcwangu, Jacinto, Millenaar, and Martin (2015), Winch (2011), Mayhew and Keep (2010) and Motala, Vally and Spreen (2011). In addition, the literature discusses the good governance framework, using findings by Schacter (2000), Addink (2012), and Khanna (2016). The Education policy implementation framework is also discussed, using Viennet and Pont (2017). Furthermore, the literature draws comparisons from studies of TVET support entities in Germany, India, Switzerland, the European Union, South Korea, Chile, Australia and China, with studies and reports by Deissinger (2000), Kuehn (2019), Shuo (2023), Li (2021) and Antje Barabasch, Sui Huang & Robert Lawson (2009). The literature further compares South Africa’s experiences on TVETs and skills development to other regional and international institutions such as the African Union (AU), the BRICS, and United Nations (UN). 2.2 Understanding Development and Skills Development in South Africa This section will address postulations about the developmental state in South Africa and its links to national strategies encompassed in the commission’s policy strategies and objectives for TVET’s in the NDP (2012) and the Human Resource Development Council of South Africa (HRDCSA) (2014). Lin (2011), Akojee (2010), Bhorat, Cassim & Tseng (2016) and Gumede (2018) provide some useful understanding of development in South Africa’s context that is relevant to analyses of TVET colleges and skills development. In addition, the HRDCSA (2014) report raises important questions about the development state and South Africa’s development path. Development policy assessment of the TVET colleges in South Africa The discourse on TVETs is linked to major policy strategies the South African government adopted to build a developmental state (HRDCSA, 2014). The NDP presents South Africa’s aspiration of a developmental state that can eradicate poverty and reduce inequality. The plan emphasizes the importance of public service delivery because there is a risk that “South Africa’s developmental agenda could fail because the state is incapable of implementing it” (NDP, 2012: 44). The NDP stresses the importance of capability, in that “alongside hard work and effort, capabilities and the opportunities that flow from development enable individuals to live the lives to which they aspire. A 17 developmental state builds the capabilities of people to improve their own lives, while intervening to correct historical inequalities” (NDP, 2012: 17). Capability is crucial to a development state in fulfilling all its objectives. As the NDP states: “a developmental state tackles the root causes of poverty and inequality, and a South African developmental state will intervene to support and guide development so that benefits accrue across society (especially to the poor)” (NDP, 2012: 44). The plan further notes the importance of building consensus for long-term and sustainable national objectives over the short-term “sectional concerns”. The Commission warns, “Policy instability is a concern. While there are cases where policy must change, government often underestimates the disruptive effect of major policy adjustments on service delivery” (NDP, 2012: 44). To achieve the aspiration of a capable and developmental state, the plan sets out three objectives: (i) The need to enhance Parliament’s oversight role, to stabilize the political administrative interface, professionalize the public service, upgrade skills and improve coordination. (ii) The need for a more pragmatic and proactive approach to managing the intergovernmental system to ensure a better fit between responsibility and capacity. And (iii) equally, that the state needs to be prepared to experiment, to learn from experience and to adopt diverse approaches to reach common objectives. The Commission sets these objectives to remedy the “uneven and often poor performance of the public service and local government” (NDP, 2012: 44). This section will present perspectives from authors who highlight South Africa’s incapacity to implement policy strategies and plans. Lin (2011) argues that “long-term sustainable and inclusive growth is the driving force for poverty reduction in developing countries and for convergence with developed economies” (Lin, 2011: 194). He assesses the evolution of development thinking, from a post-World War II global perspective and suggests a framework that would enable developing countries to achieve “sustainable growth, eliminate poverty, and narrow the income gap with the developed countries” (Lin, 2011: 194). This framework aligns strongly with that of the NDP, the NGP and the NSDP. The TVET colleges Technical Task Team for the HRDCSA (Human Resource Development Council of South Africa) Secretariat compiled a 2014 report to contribute to the work of the HRDCSA Technical Working Group and Council. Within the report, international comparisons are used to articulate the purpose of TVET colleges. The paper therein argues for the reconceptualization of the role and purpose of TVETs (HRDCSA, 2014). From its comparative analysis, the report concluded that the success in vocational education is built on understanding that “each state of development requires a TVET approach that prepares the country for the next state of its developmental path” (HRDCSA, 2014). This report is crucial to understanding the role of TVET colleges and their enhancement to contribute greater to economic growth and development. The report adds that “to increase returns on investment, demand-driven approaches to vocationalisation need to be 18 developed relevant to the stage of economic development, the type of the economy and regional specifics” (HRDCSA, 2014). Using the best practices from India, Switzerland, Australia, the European Union, Chile, South Korea, and Germany, the HRDCSA report recommends customized best practices for South Africa’s TVET system which should consider the “South African economic development phases, social-economic development challenges and learner and community expectations” (HRDCSA, 2014). For purposes of further comparative study and analysis to this research, the institute of China has been included in the assessment, noting China’s significant role and relations with South Africa and as Africa’s largest trading partner, encapsulated in groupings such as the Forum on China-Africa Cooperation (FOCAC), the BRICS and other bilateral and multilateral formalities. The HRDCSA report calls for a TVET system that is based in a developmental state and aimed at creating opportunities for helping learners (youth and adult) “to acquire skills, knowledge and values for lifelong learning and to secure sustainable livelihoods” (HRDCSA, 2014). The report found that the curriculum of the TVET should address the needs of the learners, industry, and society, and that by creating job-related skills, it would not only be the objective of the TVET college sector, but also create employment, reduce poverty, and contribute to socio-economic inclusiveness. It highlights the need for TVET colleges to go beyond the “rigidly narrow” economic development approach and adopt a broader developmental agenda (HRDCSA, 2014). Akojee (2010: 261) argues, “Success in skills development is intricately linked to the success of the development state”. This statement captures the importance of the TVET colleges in South Africa being rooted within the paradigm of a developmental state. If TVETs were successful in the advancement of skills development in the country, they would influence the success of a development state, where individuals would be capable to improve their own lives, and the opportunities that flow from the development would correct historical inequalities (NDP, 2012: 17). Assessing the role of TVET colleges in the country’s economic transformation and developmental framework necessitates an outline of the history of TVET colleges. The inherent rational of TVET colleges has been linked to the process of industrialization and economic development (HRDCSA, 2014; UNESCO, 2012. Over the years, the evolution of TVET systems gradually grew to human development (HRDCSA, 2014; Tikly, 2013). The HRDCSA report explains that the demand for technical education for white youths of the country birthed the surge of TVET colleges, further from the late 1800s, with industrial development (HRDCSA, 2014; Smuts, 1937). The TVET was linked to the expansion of “mining, railways, harbors and small engineering workshops in urban centres” (HRDCSA, 2014: 33). Increasingly, the TVET system came to reflect a “strong general and technical educations divide focusing on apprenticeship training” (HRDCSA, 2014: 33). It was in the year 2000 however, that a decline was seen in apprenticeship training, following the establishment of Sector Education and Training Authorities (SETA’s). 19 The HRDCSA 2014 report emphasizes TVETs as vital to human capital, sustainable development, social justice, and economic transformation, themes that are central to the White Paper (HRDCSA, 2014: 8-15). Gumede (2018) argues that South Africa has performed poorly regarding inclusive development, which “remains elusive” (Gumede, 2018: 200). He argues that one cause of the inappropriate development policies is the legacy of colonialism and the ‘neo-imperial’ order (Gumede, 2018: 200). Further, Gumede (2018) emphasizes relations between the state and capital, which according to him favors the private sector at the expense of human development. He proposes re-conceptualizing the concept of development to suit the country’s needs. The HRDCSA report confirms the consensus that the TVET college sector is “not meeting the needs of the economy and society as a whole” (HRDCSA, 2014; 22). This, however, has not discouraged efforts to improve the sector, as evidenced in the NDP, NSDP and SAIVCET, which seek to improve TVET colleges. The report notes that the challenges to TVET college sector are interrelated and cannot be explained in isolation. It identifies the major challenges of unemployment, inequality, and poverty, and suggests that the TVETs should address these challenges by coordinating with the developmental mandate of government (HRDCSA, 2014: 22). The HRDCSA explains how each of the challenges affects the role of TVET colleges directly. This report offers insights in enhancing the TVET colleges. 2.3 Understanding skills and skills development in South Africa Theories of development and their application to South Africa present a lens to understand the formulation of policy strategies. This further deepens understanding of how the South African government accorded priority to education and skills development strategies. Lolwana, Ngcwangu, Jacinto, Millenaar, and Martin (2015) have contributed to understanding South Africa’s strategies of skills and skills development. Skills development can be understood from the theoretical aspects to technical and manual work. It also denotes expert knowledge, and or scientific applied and proven knowledge. The term can also be used to explain the intervals between when one gains new knowledge and training upon becoming an expert or professional. Winch (2011) argues that the concept as it is used in the labour market explains the mastering or performance of a certain type of task within work objectives. Lolwana et al., (2015) link this understanding to the work which is performed during employment and learnership or internship programmes which encompass the transition from schooling to employment (Lolwana et al., 2015: 15). On the other hand, the concept of skill can be seen as an end to a means. Or rather as a “social and economic panacea” (Mayhew and Keep, 2010) or a “solution to meet the demands of the labour market” (Lolwana et al., (2015: 15), where the point is to gain expertise and knowledge that enables one to navigate through society. 20 McGrath (2002) in Lolwana et al., (2015) argues that due to globalization, the different notions of ‘skills’ have had diminishing implications for researchers, statisticians and labour in data sorting and bargaining for remuneration (Lolwana et al., 2015: 15) due to the elusiveness which has come with the different and variant meanings of the concept of skill. In South Africa, Motala, Vally and Spreen (2011) hold that the focus on skills shortage causes paralysis, and has diminished any possible outlook for economic advancement, and that the lack of skills is the main cause for lack of productivity, and lack of being able to compete on an international level with other economies (Motala et.al., 2011: 251). It can be deduced that Motala et. al., bring the understanding that if the main focus was on the accumulation of skills rather than the lack of skills, then there would be progress to the continued advancement of skills. Most of the studies on South African policy strategies on skills development do not adequately define the concept of skill. The NDP 2030 (2012); the SAIVCET (2012); and the NGP (2011); the NSDP 2030; discuss the concept of skills broadly and apply it to the various contexts, depending on who the receiver of the ‘skill’ is. This distortion very well emphasizes the concerns raised by Motala et al., (2011) on the paralysis in the thinking of the county’s area of skills, and the argument by McGrath (2002) on the effects of globalization on the concept and understanding of skills development. This presents an opportunity for further research and recommendations on the amendments and revisions to existing and new policies. Bhorat, Cassim & Tseng (2016) conducted a study on the interactions between education, employment and the economy and found various linkages and relations. In the study of the relationship and linkages between higher education and economic growth in South Africa, the authors found that education from University institutions contribute to economic growth, while other post-secondary education including TVET colleges “do not productively contribute to economic growth” (Bhorat et al., 2016: 313). This means that there is an increase of skills opportunities for employment towards degree holders, rather than certificate-holders. Bhorat et al., (2016) adds that the issue is the South African labor market, which has an increasing number of youth with educational qualifications (Bhorat et al., 2016: 318). Bhorat et al., (2016) find two factors to high unemployment in South Africa. Firstly, that the labour market is overfilled with peoples with very low levels of education, and meanwhile the economy is biased towards skilled positions (Bhorat., 2017: 314-315). Secondly, that the poor quality of education and schooling has a detrimental effect to accessing of effective employment opportunities (Bhorat et al., 2016: 314-315). This literature confirms the findings from 2013, 2019 and 2020 by Stats SA on the comparative attendance figures from Higher education university institutions, TVET Colleges and Other Colleges, as shown in the introduction of this research study. 21 2.4 Good governance framework The concept of good governance is of importance to this discussion, as it prescribes what is pertinent within effective implementation of policies such as the SAIVCET. Furthermore, the concept of good governance supports and is arguably a platform to achieving skills, economic development and the effective realization of a developmental state. Within the context of educational organisations, Khanna (2016), defines good governance as “the most important factor in promoting development and eradicating deficiencies existing in the overall working of the organization, as such it relates mainly to achieving the assigned goals of development” (Khanna, 2016: 22). The author’s claim thereby reiterates the importance of good governance towards the effectiveness of educational organizations such as the SAIVCET. In the study of ‘A conceptual framework for achieving good governance at open and distance learning institutions’, Khanna (2016) adopts a conceptual framework to attaining good governance within open and distance learning institutions (ODLIs). The paper explores seven good governance principles to which the author expands to the application of its conceptual framework. While Schacter’s (2000) World Bank study on Sub-Saharan Africa finds effective managerial elements essential to good governance, as power, accountability and relationships, Addink (2012) holds that the elements to good governance are “properness, transparency, participation, effectiveness, accountability and (economic, social and cultural) human rights” (Addink, 2012, Khanna, 2016). Moreover, Khanna (2016) develops seven principles for good governance as “effective and efficient performance, transparency, accountability, participation, leadership, consensus orientation and fairness” (Khanna, 2016: 26). Consolidated, the three authors’ (Schacter, 2000, Addink, 2012, Khanna, 2016) elements and principals to good governance are applicable to this research and its examination of the extent to which the SAIVCET accomplished its primary roles in supporting TVET colleges. Particularly as the concept of good governance prescribes principles and elements of what is necessary for effective implementation of policies such as the SAIVCET. For the purposes of this research, the seven basic principles adopted by Khanna (2016) will be explored and applied in assessing the role of the SAIVCET. Although the author expands the seven basic principles to the good governance framework into eight good governance practices, the focus for the conceptual analysis will be through the seven basic principles. Albeit the seven basic principles will be discussed at length, the inclusion of the eight good governance practices will not be overlooked in the discussion and conceptual analysis, as they present evidence that can be used in the assessment and examination of the SAIVCET. The eight good governance practices include, “Focusing on organisations’ purposes and outcomes; performing effectively well-defined functions and roles; promoting values for the organization and demonstrating the values of good governance through behavior. Furthermore, the practices include making well-informed and transparent decisions with full information, advice and support; managing effectively – the risks, the conflicts and the conflicts of interest; enhancing capacity and capability of all players of governance in 22 the organization; assigning clear responsibilities and accountability; improving integrity while working faithfully with loyalty and devotion” (Khanna, 2016: 25). It is noteworthy that although Khanna’s (2016) study assesses open and distance learning institutions, the good governance basic principles presented can be widely applied to the assessments of other studies within the higher education organisations. The study holds validity and credibility for this research as it draws its findings within the context of good governance in educational organisations (Khanna, 2016: 22). Furthermore, this is motivated by the relative findings of challenges that are presented by the author. The challenges include, “lack of an appropriate business and educational model, making the study material or open contents developed difficult to follow. The second challenge is the lack of any clear quality assurance mechanism, which results in unclear standards and by consequence, poor quality of distance education; and the final challenge is the lack of support from the relevant governing bodies which are exhibiting poor participation brought about by a lack of appropriate human and infrastructure capacity” (Khanna, 2016: 24). The challenges observed to the ODLIs by Khanna (2016), present similar experiences to the challenges observed by the SAIVCET. Moreover, educational systems across the globe are confronted by challenges of a comparable nature, through an interconnected and interrelated world, thus it becomes constructive to conduct regional as well as international comparisons in the effort of drawing assessments and applying lessons, solutions and recommendations. As in the case of the three challenges confronted by the ODLIs in India (Khanna, 2016), this research has found through the data collected that the SAIVCET alike experienced challenges of lacking appropriate business, educational and governance model, additionally, lacking clear monitoring and evaluation mechanisms and, lastly of lacking the funding support from relevant government bodies and stakeholders. Thus the applicability, validity and credibility of the study by Khanna (2016) to this conceptual framework analysis. 2.5 Education policy implementation framework In the Organisation for Economic Co-operation and Development (OECD) ‘Education Policy Implementation: A literature review and proposed framework’ working paper, Viennet and Pont (2017) provide analytical support for the effective education policy implementation processes for education systems. The OECD is an international body comprising of 38 countries committed to democracy and the market economy (OECD, 2023). As the paper (Viennet & Pont, 2017) is meant for education policy makers, practitioners as well as their cabinets at their various levels it becomes applicable, valid and credible to this research, and the examination of the SAIVCET, its policy implementation and role towards TVET colleges in South Africa. The OECD paper becomes more applicable to South Africa, as the country became one of five key partners to the OECD in 2007, along with Brazil, China, India and Indonesia (OECD, 2023). Key partners play a significant role in the OECD’s work ensuring sustained and comprehensive partnership. Additionally, more recently, in 2023, 23 South Africa’s Minister of Finance, Enoch Godongwana and OECD Secretary General Mathias Cormann signed the Memorandum of Understanding for Co-operative Activities and Joint Work Programme. The agreement will focus on the development of small, micro ad medium enterprises, the promotion of trade and investment as well as to improve skills of workers in South Africa (OECD, 2023). As South Africa deepens its collaboration with the OECD, policy makers in the country gain access and expertise to the good policy practices and recommendations by the OECD, which in turn, benefit from the exposure into South Africa’s policy perspectives (OECD, 2023). It is found further that no less than 450 education reforms have been adopted by OECD countries between 2008 and 2014 (OECD, 2015, Viennet & Pont, 2017), which presents a platform of practical policy teachings and lessons, from planning to implementation. The authors’ explain the complexities in implementing policies within education systems, building on literature and country case studies, and further recommendations to education policy implementation, which is defined “as a purposeful and multidirectional change process aiming to put a specific policy into practice and which affects an education system on several levels” (Viennet & Pont, 2017: 3). The assessment (Viennet & Pont, 2017) presents a strong conceptual framework to this research and its objectives to examine the SAIVCET, its primary roles in supporting TVET colleges in South Africa, and to explore and present expert findings and solutions to challenges met by the SAIVCET. The Education policy implementation framework thereby contributes extensively to this research conceptual analysis. The OECD paper further presents the broader context to which education policy implementation needs to be understood, in order to appreciate that it is not simply or merely a matter of strictly implementing decisions, but rather that contextual analysis needs to be considered. It is held that “implementation is purposeful only to the extent that the process is supposed to change education according to some policy objectives; secondly, that it is multidirectional because it can be influenced by actors at various points of the education system. And lastly that it is contextualized in that institutions and societal shocks and trends, such as in culture, demography, politics and economy – affect the education system and the ways in which a policy is shaped and translates in the education sector” (Viennet & Pont, 2017: 6). That requires the understanding that various considerations need to be made to the context of the implementation process, understanding the numerous factors, which may influence its interruptions, delays and or failures. Education policy implementation is a complex, evolving process involving a number of stakeholders, and thus “can result in failure if not well targeted” (Viennet & Pont, 2017: 6). In fact, the authors sternly and fundamentally reflect on the range of reasons that can prevent effective implementation. The reasons include: “a lack of focus on the implementation processes when defining policies at the system level; a lack of recognition that the core of change processes require engaging people; and the fact that the implantation process need to be revised to adapt to new complex governance systems” (Viennet & Pont, 2017: 6). This presents fundamental knowledge contribution to the assessment of the SAIVCET and its implementation 24 challenges, particularly as it remains presently projected in the DHET 2020-2025 Strategic Plan, even though it was established through the Green Paper for Post-School Education and Training in 2012. Eleven years later, the SAIVCET is still yet to be formerly established. The challenges experienced and expert solutions sought within SAIVCET, are guided by key elements within good governance frameworks and Education policy implementation frameworks, and will be discussed further within the conceptual analysis of this research. Drawing to actionable solutions to the varying factors that hinder effective implementation, the authors propose a generic framework, which places four dimensions that should be taken into account to ensure an effective education policy implementation. The four dimensions for education policy implementation are, “smart policy design; inclusive stakeholder engagement; a conducive institutional, policy and societal context; and a coherent implementation strategy to reach schools” (Viennet & Pont, 2017: 6-7). The first dimension for education policy implementation of smart policy refers to policies which are justifiable and offer a solution to an existing problem, and it must be within the means of the organization to implement the policy and establish concrete steps as to how the policy will be implemented. The OECD report cautions of how policies fail if there are no considered plans to how they can be achieved. This is done using the example of a policy requesting the adoption of new high technology equipment in schools, which however falls outside of the budgets of the schools, as they are unable to afford the upgrades. This policy is therefore under threat to fail in implementation, unless there is national or local level or stakeholder support to fund the initiative. The second dimension for education policy implementation of inclusive stakeholder engagement refers to an important aspect within policy implementation, which is the crucial engagement of stakeholder partners to ensure the effective implementation of the policy. When this is achieved, the policy process is guaranteed a solid implementation and long-term benefits. The third dimension for education policy implementation is of a conducive institutional, policy and social context. This refers to the recognition of the “existing policy environment, the education governance and institutional settings and external context” (Viennet & Pont, 2017: 7). Moreover, it is crucial to ensure that policies are not redundant to existing policies, that they meet the governance of the education sector and all external contexts are considered. The final dimension for education policy is of “a coherent implementation strategy to reach schools “(Viennet & Pont, 2017: 6-7). This refers to ensuring that all concrete steps and measures are taken to bring about all aspects of the policy coherently across all schools. In the case of the SAIVCET, this would be the effective operationalization of the institute to support all TVETs in South Africa. The four dimensions are discussed in their applicability to the SAIVCET under the conceptual analysis in Chapter 5 of this research. 25 2.6 International comparisons of TVET policies and support institutes This section will discuss the comparable TVET support institutes from a global spectrum, assessing eight countries to draw out key lessons from each. Since the understanding of the SAIVCET is limited in existing literature, drawing lessons from long standing international TVET support institutes fills the existing knowledge gap in this area. This study will further explore lessons from the international TVET support institutes to understand the challenges faced by SAIVCET. The TVET support institutes assessed include the BIBB support institute in Germany, notable also that Germany is supporting South Africa in its initiation of SAIVCET. Also included is the CIVTE of China, the NITTTR of India; the SFIVET of Switzerland; the CEDEFOP of the European Union; the KRIVET of South Korea; SENCE of Chile; and the NCVER of Australia. Some of the findings from the international study and country comparisons is borrowed from the Task Team on SAIVCET (2012) as they provide support to advance the implementation of vocational education and training support institute in South Africa. The criteria used by the Task Team on SAIVCET, is of support institutes which are organized and may be located outside of a central national government department; provide support and capacity building of staff, curriculum development, monitoring and evaluation, research, and data analysis, and that which have been in operation for at least five years (DHET, 2012: 26). The Task Team notes it assessed 17 support institutes across the world, where seven were specifically detailed for their signifying factors and relevance to South Africa. The seven countries to which the Task Team assessed the TVET support institutes are Germany, India, Switzerland, the European Union, South Korea, Chile and Australia. The assessment of China’s TVET institute is included in this research for purposes of further comparative analysis, noting the role of China on the global economies and African nations, within its Forum on China-Africa Cooperation (FOCAC), BRICS, and other bilateral and multilateral groupings. Drawing comparative assessments on international TVET institutions is sufficient to inform the grounds to which the SAIVCET could establish in order to be successful in fulfilling its primary roles to TVETs. However, as the purpose of this research is to examine the extent to which the SAIVCET has supported the TVETs, only a top layer assessment of the international institutes is drawn. This realizes the opportunity for a global in-depth comparative study of governance and policy frameworks of international TVET institutes. 2.6.1 BIBB support institute in Germany The South African model of higher education has distinct similarities to that of Germany, particularly in three cases. Firstly, the German higher education system is entrenched in the tradition of universities held up as the preferred higher education learning institutions (Deissinger, 2000: 607) much like South Africa where the general standard and culture of higher education and success is embedded in the universities. Secondly, there is a national distinction between higher education institutions or universities, and TVET colleges. In Germany there is a clear distinction between universities and polytechnics, which refers to institutions that emerged from specializing in practice related education (Deissinger, 2000: 608), in South 26 Africa, polytechnics would be the equivalent of technical and vocational colleges or otherwise TVETs. Dessinger (2000) argues that as a result, the vocational institutions are affected by the differentiation in the status and denomination of higher education institutions. Graduates entering the civil service from vocational institutions are presented with a lower entrance salary and are “normally barred from the highest career positions in public institutions” (Deissinger, 2000: 608). Thirdly, and significantly, only one-third of higher education institutions in Germany are recognized as universities, while others bear titles such as “polytechnics including public administration colleges; theological colleges; colleges of art and music; colleges of education; and vocational academies” (Deissinger, 2000: 608). The German Federal Institute for Vocational Education and Training (BIBB) is a research institution, which works to address challenges faced by TVET, stimulate innovation in national and international systems of TVET, and develop new practice-oriented solutions for initial and continuing vocational education and training (DHET, 2012, 32). BIBB is highly regarded for its dual system of secondary schooling, which operates on both an academic track and on a vocational track. The vocational track takes up the largest group of learners in the upper secondary level at approximately 53 percent trained for training occupation. After the dual system, most participants take up employment opportunities as skilled workers (DHET, 2012: 320). That is where the success of the dual system correlates to the economic growth of Germany. BIBB actively participates in academic research dedicated to vocational education and training and contributes to inform the system in theoretical development (DHET, 2012: 32). The research generated by BIBB’s is interdisciplinary and cooperates with institutions of higher education and enables the field of academic research to access its research output and data while cooperating with international partners and consulting worldwide (DHET, 2012: 32). Furthermore, beyond research activities, BIBB advances in development and continuing training occupations, management, and supervision of national and international TVET programmes, supporting in-company vocational training materials and concepts for qualifying company trainers (DHET, 2012: 33). BIBB works with federal and state ministries, employer organizations, trade unions, professional associations, and chambers responsible for vocational training, where BIBB is also significant for its policy formulation and advice. Germany TVET system has been at the center of international recognition due to its contribution to boosting its economy. Notably, the UNESCO-UNEVOC International Centre, is located at the United Nations Campus, in Bonn, Germany and is financed by UNESCO and the German government. The UNESCO- UNEVOC is the global network for TVET institutions, otherwise known as the International Centre for Technical and Vocational Education and Training, and is one of seven UNESCO institutes and centres working in the field of education. 27 2.6.2 CIVTE institute in China The Central Institute for Vocational and Technical Education, Ministry of Education of China (CIVTE), is a national research institution that specializes in the field of TVETs. The institute was established in 1990 in collaboration between the governments of Germany and China in the TVET sector. The institute is run on a “consistent engagement in policy-making consultancy, coordinating curriculum development and relevant research programmes among Chinese TVET institutions and practitioners” (UNESCO-UNEVOC, 2023). Furthermore, the institute aims to conduct research on improvements to TVET teaching capacity and to deliver TVET teachers training and leadership training programmes nationwide (UNESCO-UNEVOC, 2023). China’s education sector has not been boastful for a long time, for decades, China has held a population lacking skills, and the country lacked an educated workforce. The Chinese government recognized this as a significant bottleneck for its transition to an innovative power. Recently, in 2021, the Chinese government initiated rigid policies to reform the education system, and in 2023, China made its vocational education reform a major part of its national goals (Shuo, 2023). Other literature points this reform to the noticeable outcomes of the German education system (Antje, Sui & Robert, 2009). Scholars, Antje et al., (2009) note that German and Chinese scientists and critical development agencies have since 1997 worked in collaboration to introduce new schools and training programmes according to the German model, with the exception of the dual system of Germany – which has not taken hold in some parts of China (Antjie et al., 2009: 5-8). In 2022, the Communist Party of China Central Committee and the State Council, China’s Cabinet, issued a new guideline on TVET education sector with a newly revised vocational education law (Shuo, 2023; CIVTE, 2022). The guideline is set to boost the capacity of “vocational schools and increase the quality, adaptability, and appeal of the education” (Shuo, 2023). The Vocational Education Law of the People's Republic of China was revised and passed at the 34th meeting of the Standing Committee of the Thirteenth National People's Congress on April 20, 2022, and came into effect in May 1, 2022 (CIVTE, 2022). The guideline was further recognized by Congress, which made it the first to be issued by central authorities on vocational education since the 20th Communist Party of China National Congress in October 2022, this according to Chen Ziji, director of the Ministry of Education's Department of Vocational Education (Shuo, 2023). The Congress thereby placed significant emphasis on the importance of vocational education. Noting further how it had been given less regard in the overall education system. Chen held in a news conference that, “since the Congress also stressed the importance of education, technology and talent in building a powerful country, deepening the reform of modern vocational education is an ever more challenging and important task” (Shuo, 2023). 2.6.3 NITTTR support institute in India The National Institute for Technical Teacher Training and Research (NITTTR) was established in 1966 and leads India’s professional development of TVET teachers and trainers (DHET, 2012: 29). The institute’s primary focus is supporting TVET’s engineering sector by developing lecturers within the sector and trainers at 28 350 colleges, 850 polytechnics and numerous universities (DHET, 2012: 29). The institute conducts research, assists in the building of teaching and learning materials, and develops curriculum to meet the demands of employers. The private sector has representation in the governing body of the NITTTR sector while the All- India Council for Technical Education (AICTE) provides support for employers on inputs to quality assurance, curriculum, and accreditation to the TVET and engineering qualification in India (DHET, 2012: 30). A World Bank study (2000/5) warned that India’s scientific and technical manpower development system has deficiencies in fulfilling the potential for economic prosperity, some of which resonate in South Africa (DHET, 2012: 29). The study found deficiencies in the physical infrastructure, over-centralisation, lack of autonomy and accountability of institutions, whereby most have limited autonomy on appointments and admissions, curriculum programmes and student evaluation and financial management, all which hinder quality provisioning (World Bank, 2005: 54 in DHET, 2012: 29). 2.6.4 SFIVET support institute in Switzerland The Swiss Federal Institute for Vocational Education and Training (SFIVET) is characterized by three factors: it has acquired participation at high levels by the private sector, where 30 percent - which is deemed as a higher employer rate than in most countries - of all companies in Switzerland are employing apprentices (DHET, 2012: 27). Secondly, the SFIVET, maintains high quality participation to the economy, whereby more than 80 percent of youth after completing the compulsory basic education, undergo apprenticeships. This leads to a youth employment rate of 95 percent, which is significant and has maintained Switzerland’s position within the World Economic Forum’s annual Competitiveness Index in the top three of the biannual World Skills contests (DHET, 2012: 27). Third characteristic to Switzerland’s TVET system is a sophisticated level of articulation between training programmes and qualifications, with multiple exit and re-entry points whereby qualifications can easily be portable from different institutions and programmes (DHET, 2012: 28). Furthermore, the SFIVET is significant for its professional development of TVET teachers and trainers, as its responsible for initial and continuing training of TVET educators and conducts research and development to the institutions, influenced by policy development, the institution often serves a channel to input into curriculum and training programmes for industry and professional bodies (DHET, 2012: 28). 2.6.5 CEDEFOP support institute in the European Union The European Centre for the Development of Vocational Training (CEDEFOP) is significant for its support to the development of coherent and compatible vocational education and training policies across European Union (EU) member countries. CEDEFOP primarily operates as a research and advisory body to governments to assist in the policy development on TVET providing research reports, policy papers, comparative studies of qualifications, national statistical data; the CEDEFOP has an overarching function over all EU member states. The SAIVCET Task Team found this function to be lacking in South Africa; “the provision of consistent policy 29 advice based on a strategic, long-term system-wide view” (DHET, 2012: 34). The differences that can be understood from this function in terms of structure and governance, CEDEFOP is autonomous and governed by government representatives, employees, and the state whom each are members of the European Union. 2.6.6 NCVER support institute in Australia The National Centre for Vocational Education and Research (NCVER) was established in 1981 and significant for its applied research as one of the premier research centres on TVET globally, as it funds research, builds capacity for research, disseminates research findings, and holds briefing sessions widely (DHET, 2012: 31). The NCVER provides information and research to a wide scope of stakeholders, federal, state and Commonwealth departments of education and training, international agencies, institutions of research and education, councils for industrial skills, employment employer-employee and community organisations (DHET, 2012:31). The Australian TVET system is regarded as one of the most sophisticated globally due to three aspects: that it is industry led as employers and industry members define the required outcomes from training; that it is integrated with the system and jointly managed by state and federal governments; and that is flexible to the needs of clients (DHET, 2012: 31). The South African Task Team on SAIVCET found that the Australian NCVER an example of “how an institute can support national TVET system by enabling government to make evidence-based policy decisions and create well-informed policies and regulatory environments” (DHET, 2012: 32). 2.6.7 SENCE support institute in Chile The Chilean National Council for Vocational Education and Training (SENCE) is significant for its systemic coordination as both “apex and support” entity for TVETs in Chile. The defining features of the institute are its decentralized set-up and how it is based in a highly privatized TVET system that is dominated by private market needs for employer training (DHET, 2012: 33). Different from other institutes in other countries, SENCE is a regulatory, administrative, and financial body, which manages the national training system (DHET, 2012: 33). SENCE expands entrepreneur training programmes and activities, and through private agencies allocates funding for training courses. The SENCE is a tripartite body that represents government, employers and unions, which seek to advance the economy towards development and towards the “knowledge economy” (DHET, 2012: 33). The challenge within the Chilean TVET sector is in identifying a single unit or entity that will be inclusive of all the work needed to promote and develop the TVET sector (DHET, 2012: 33). Notwithstanding also advances in curriculum quality assurance and provides information and data about the TVET system. 30 2.6.8 KRIVET support institute in South Korea The Korean Institute for Vocational Education and Training (KRIVET) was established in 1997 to focus on the employability of TVET graduate and address the industry labour shortages (DHET, 2012: 30). It collaborates with the Prime Minister’s office and the ministries of Education, Science and Technology and Labour. The functions of the institute change with the demands of the economy. At the time of the report, the institute was focused on five main elements. The first element is to support policies that lead to knowledge-based society. Followed by the element to support demand-driven vocational development competency system, which maintains linkages between education, training and employment. Thirdly, to support establishment of organizational, individual and social learning networks for social integration. Followed by the element to provide for the development and dissemination of career learning information. Lastly, to act as a global hub for projects on research on human resource development (DHET, 2012: 31). The South African Task Team on SAIVCET found the Korean institute of particular importance because of its engagement between the public TVET system and employers to maintain the chain between education, training institutions, and employing companies. Furthermore, because KRIVET was instrumental in the transition of South Korea from an industrialized manufacturing economy to a knowledge-based economy, it has contributed to the government’s objectives of building a ‘development state’ (DHET, 2012: 31). Table 2.4.1 below presents the international TVET institutes and their primary roles. The table is taken from the DHET Ministerial Task Team report on the establishment of the SAIVCET, published in 2012. The report was assessing and motivating for the establishment of the SAIVCET to support TVETs in South Africa. Thereby doing so, the report took analysis of existing international institutions and their effectiveness within their economies. The primary roles presented in this table are of the international institutes and do not specifically speak to the six primary roles of the SAIVCET, however, there is an interrelatedness which can be seen within the international primary roles and the SAIVCET primary roles. It must be noted, that as this report was compiled in 2012, some of the data on these institutes and their primary may have changed and been updated. 31 Table 2.4.1 International TVET Institutes and their Primary Roles (DHET, 2012: 37) The purpose of presenting the above table is to present the primary roles by way of comparison, which were achieved by international institutes at the time which the SAIVCET was being assessed for feasible implementation in South Africa. What is evident from the table is that the most successful institutes in terms of the number of primary roles achieved, is the German BIBB and the India NITTTR, which both attained six scores of ‘yes’, in achieving their primary roles. This is followed by the South Korean KRIVET which attained 32 five counts of ‘yes’ in achieving its primary roles. This table will be discussed further in Chapter 5 of analysis of data and the SAIVCET Six Primary roles. 2.7 Regional (AU 2063) and international (BRICS) TVET objectives to skills development Studies reveal that international best practices on the development and transformation of the TVET institutions have influenced many national efforts. In fact, Akojee (2016) shows that South Africa’s education and skills development trajectory has been highly influenced by the international community (Akojee, 2016: 3). He adds that although South Africa may be presented favorably on the international front, it is still faces many implementation challenges. In addition to adhering to the NDP, South Africa’s TVET objectives are also aligned with regional and international institutional policy objectives, including the African Union (AU) Agenda 2063, the continental BRICS cooperation targets and the global UN’s Agenda 2030. The African Union’s AU Agenda 2063 makes reference to skills development, education and the TVET system to realize the objective of ‘inclusive growth and sustainable development (African Union, 2015). This is confirmed by Objective 1.2 of a “well educated citizens and skills revolution underpinned by science, technology and innovation”, and Objective 1.2.1 of “education and science, technology and innovation driven skills revolution” (African Union, 2015). In reference to the TVET system, Akojee (2016) questions the recommendation that “all secondary school students without access to education have free access to TVET education by 2063” (African Union, 2015: 135). The author positions this as a problematic, in that it could pose dangers than the desired solution where other options have failed. This desired solution, according to Akojee (2016), ignores the challenges of the TVET system which is operated on a supply-driven basis, but invariably undermines its position as an institution of choice rather than last resort (Akojee, 2016: 4). Notwithstanding this clause, the document has underlined the significance of TVET for development and alignment with the labour market in the promotion of skills and entrepreneurship (African Union, 2015: 135). South Africa plays a major developmental role in Africa and the emerging economies. Following the 6th BRICS Summit, Fortaleza, Brazil, July 2014, the BRICS adopted the Building Education for the Future: Recommendations for cooperation that underscored the role of TVET’s and skills development in four of the 12 recommendations (Akojee, 2016: 3). These recommendations relate to the need to develop labour market information systems and capacity for skills analysis and forecasting and strengthen the links between companies and TVET institutions; and facilitate workplace learning at the secondary level (UNESCO, 2015: 3-4). Furthermore, the documents emphasizes the need to gather data which would be crucial to the labour market under the TVET/LM Observatory; and the recognition of the relationship between the TVET and the labour market (Akojee, 2016: 4). In terms of the UN’s Agenda 2030 objectives to skills development, within the 17 Sustainable Development Goals (SDGs) and 169 associated targets are objectives towards TVET systems. The objective of SDG 4 is to 33 promote lifelong learning. More specifically, SDG 4.3-4 affirms that by 2030, members will ensure the “equal access for all women and men to affordable and quality technical, vocational and tertiary education, including university; and by 2030, substantially increase the number of youth and adults who have relevant skills, including technical and vocational skills, for employment, decent jobs and entrepreneurship” (UN, 2015: 12). 2.8 Conclusion This chapter presented the literature reviewed in this research, which contributes to the assessment and analysis of the role of the SAIVCET in supporting TVET colleges. The literature discussed, assessed the concept of development, and the development state as adopted in the NDP (2012), the HRDCSA Report (2014) along arguments from authors, Lin (2011), Akojee (2010), and Gumede (2018). The understanding of development in the context of South Africa is discussed, as well as its linkages to the nations NDP policy aims to establishing a developmental state that is capable to reduce poverty and eradicate inequality. The HRDCSA (2014) maintains the requirements in establishing TVET at the centre of economic growth and development, as the report requests for a TVET system located within a developmental state, aimed at producing opportunities for youth and adult to acquire skills, knowledge and values to secure sustainable livelihoods. Lin (2011) is used to discuss the evolution of development thinking, while Akojee (2010) finds the linkages in the successes of the development state, to that of skills development. Gumede (2018) discusses the shortfalls of South Africa in becoming a developmental state. Bhorat, et al.,(2016) is discussed within the historical understanding of South Africa and their relevance to the current realities. Further, the authors are discussed in the understandings of concepts of skills, unemployment, access and equity. The chapter further breaks down theoretical meanings and understanding to the concept of skills and skills development. Winch (2011) argues that the concept of skills explains a mastering of a performance of a task or work, while Lolwana et al., (2015) link this understanding to work which is performed in employment, learnership or internship programmes, and in transition from schooling to employment. Mayhew and Keep (2010) discuss the concept of skills as an end to a means, to gain knowledge or expertise in order to navigate society. The co-existence of various theories to the concept of skills is found to have diminishing effects to researchers, statisticians, labour, and bargaining for remuneration, and data sorting by McGrath (2002). While Motala et al., (2011) highlight the paralysis brought by the focus of skills shortage to skills development. Literature by Deissinger (2000), Kuehn (2019), DHET (2012) The literature further assesses development to skills development, where studies by Lolwana, Ngcwangu, Jacinto, Millenaar, and Martin (2015), Winch (2011), Mayhew and Keep (2010) and Motala, Vally and Spreen (2011) are used in discussion. In addition, the literature discusses the concept of good governance under the good governance framework, and the elements and principles which can be applied to the assessment of the SAIVCET, using findings by Schacter (2000), Addink (2012), and Khanna (2016). The Education policy implementation framework is also discussed, using Viennet and Pont (2017) where elements to effective policy 34 implementation and factors to policy hindrances and failures are discussed. Furthermore, the literature draws comparisons from studies of TVET support entities in international countries, including Germany, India, Switzerland, the European Union, South Korea, Chile and Australia. Studies by Deissinger (2000), Kuehn (2019), Shuo (2023), Antje, Sui & Robert (2009) and Akojee (2016) is used to discuss the comparative analysis and assessments of international TVET institutions to inform international experiences to the examination of the SAIVCET. Lastly, regional and international bodies such as the AU, BRICS, and the UN are discussed in their aligned objectives to skills development and education. This literature will be analysed further in Chapter 5, together with the primary data findings from the semi-structured interviews and questionnaires. 35 Chapter 3: Research Methodology 3.1 Introduction This chapter presents the methods taken to conduct the research and provides the findings that support the research questions and problem statement in Chapter 1, and the literature reviewed in Chapter 2. This chapter presents the selected research approach, which is the qualitative survey research approach. The qualitative survey research approach is the most effective for this study as it makes use of questionnaires or interviews to gather and assess data. Further, this chapter presents the research tools of semi-structured interviews and questionnaires, which are adopted in the study and their implementation. The purposive sampling of the participants is also explained, and the phases of the data collection and analysis process are presented. This chapter further presents the process of analysis, explaining the thematic analysis taken in this research, as well as the conceptual analysis. The impact and limitations of the global COVID-19 pandemic, feasibility and positionality of the research is discussed. Furthermore, the discussion confirms the validity, reliability and dependability of the research study. 3.2 Research Approach This research adopts a qualitative survey research approach to examine the extent to which the SAIVCET attained its primary roles in supporting TVET colleges in South Africa. Wagner, Kaulich and Garner (2012) write that “surveys are used to gather data from large groups of people in a relatively short period of time using questionnaires or interviews” (Wagner, Kaulich, Garner, 2012: 22). This is the most suitable research design for this research as it will assess data and capture responses from respondents who will provide information on the role of SAIVCET in supporting TVET colleges, and how they are positioned to support skills development. 3.3 Research tools and their application The research tools used in conducting this study are semi-structured interviews (Annexure 2) and questionnaires (Annexure 3). The data from these tools informs the primary findings of this study. Secondary data is generated from desktop research using existing literature, national databases, national policy strategy documents and reports on education and skills development, higher education departmental databases, and frameworks such as Statistics SA presented in Chapter 2 of the literature review. The literature further presents the conceptual framework, which is used in the data analysis. A triangulation approach is thus realised in this research, as the assessment and