The Antimicrobial Activity and Essential Oil Composition of Medicinal Aromatic Plants Used in African Traditional Healing Sandy van Vuuren A thesis submitted to the Faculty of Health Sciences, University of the Witwatersrand, in fulfilment of the requirements for the Degree of Doctor of Philosophy Johannesburg, 2007 ii Declaration I, Sandy van Vuuren, declare that this thesis is my own work. It is being submitted for the Degree of Doctor of Philosophy, at the Department of Pharmacy and Pharmacology, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg. It has not been submitted before for any degree or examination at this or any other University. ???????????. Signature ???????????.. Date iii Abstract A study on the essential oil chemistry and microbiological activity of South African indigenous medicinal plants with the aim of establishing a scientific rationale for their anti-infective properties was undertaken. For the purpose of this study, nine medicinal aromatic plants were selected. The hydrodistilled essential oil was analyzed by gas chromatography combined with mass spectrometry (GC-MS) and various techniques were used to document the antimicrobial activity. Disc diffusion studies on Myrothamnus flabellifolius indicated highest activities against the fungal test organisms Cryptococcus neoformans and Aspergillus niger with radial inhibition zones of 8 mm and 10 mm respectively. The highest antimicrobial activity noted in the minimum inhibitory concentration (MIC) assay was for C. neoformans (2 mg/mL). Time-kill studies demonstrated the death kinetic progression on M. flabellifolius essential oils where the killing rate was greatest for Candida albicans. Osmitopsis asteriscoides, a plant used traditionally for cuts and swellings showed highest disc diffusion antimicrobial efficacy against Staphylococcus aureus (3 mm) and C. neoformans (3 mm). The MIC study indicated highest susceptibilities (4 mg/mL) for Escherichia coli and Staphylococcus epidermidis. Death kinetics for the three organisms studied demonstrated that the killing rate was greatest for C. albicans. The role of the two major constituents (1,8-cineole and (-)-camphor) act synergistically to enhance antimicrobial activity. Disc diffusion assays undertaken on Artemisia afra showed highest activity against Candida tropicalis (5 mm). In the MIC assay the highest susceptibility was against Serratia odorifera (4 mg/mL). Time-kill assays on Artemisia afra showed a concentration dependent bactericidal activity, with evidence that the major constituents independently and in combination were not responsible for the overall activity of the plant. Lippia javanica, a plant used to treat coughs, colds and bronchitis, indicated highest susceptibility against the respiratory pathogen Klebsiella pneumoniae (5 mm) with the disc diffusion assay. The MIC assay indicated highest susceptibilities (4 mg/mL) against C. neoformans and E. coli. Death kinetic assays for three test organisms showed that the killing rate was the greatest for K. pneumoniae. The time-kill study for L. javanica in combination with A. afra demonstrated that the oils in combination act synergistically against K. pneumoniae. The antimicrobial activity of the essential oils and extracts were determined for Helichrysum cymosum subsp. cymosum where the extracts demonstrated at least a six times greater MIC efficacy than the essential oils. Using column iv chromatography, the antimicrobially active compound was isolated from H. cymosum subsp. cymosum and identified as helihumulone. The traditional use of plants as a treatment for infectious diseases is not always restricted to a single part of the plant as was noted in the study on Croton gratissimus var. subgratissimus, where the leaf, bark and root extracts were investigated singularly and combined in various ratios to establish possible interaction. The MIC and fractional inhibitory concentration (FIC) results indicated variable efficacies for the plant combinations. The greatest synergistic profile was noted for C. neoformans in the leaf and root combination (MIC 0.4 mg/mL and FIC of 0.4). Further isobologram combination studies were thereafter conducted on varying ratios of leaf and root extracts, indicating greatest synergy for Bacillus cereus, Enterococcus faecalis, C. albicans and C. neoformans. While seasonal variation had very little impact on the MIC results obtained from Heteropyxis natalensis, the ratio of the two major compounds (1,8-cineol and limonene) fluctuated on a monthly basis. Moderate antimicrobial activity (3.0-16.0 mg/mL) was found for most pathogens with higher sensitivities for C. neoformans. The geographical variation of H. natalensis essential oil indicated similar profiles for Gauteng, Nelspruit and Waterberg samples. The Lagalametse sample, however, showed distinct variation both chemically and microbiologically where efficacy was higher than in all other samples. The impact of the enantiomeric configuration was investigated for limonene in combination with 1,8-cineole with (+/-)-limonene in combination with 1,8-cineole having the most significant synergistic ratios against Pseudomonas aeruginosa. The antimicrobial activities of the non-volatile and volatile fractions of Tarchonanthus camphoratus and Plectranthus grandidentatus, singularly and in combination demonstrated that the volatile constituents contribute to the total efficacy of the plant. Isobologram representation of the combination of various ratios of T. camphoratus and P. grandidentatus essential oil and non-volatile extracts devoid of essential oils present a predominant synergistic profile for all pathogens studied. A comparative study on five indigenous oils (M. flabellifolius, O. asteriscoides, H. natalensis, A. afra and L. javanica) was undertaken with five popular commercial oils (Lavendula angustifolia, Thymus vulgaris, Melaleuca alternifolia, Mentha piperita and Rosmarinus officinalis). The highest antimicrobial activity was noted for Thymus vulgaris in the MIC assay, followed by M. flabellifolius, O. asteriscoides and M. alternifolia. With the time-kill assay, M. flabellifolius showed the most rapid cidal effect against all three pathogens tested. The comparative evaluation of commercial essential oils with indigenous oils validated the use of South African aromatic plants for their anti-infective properties. v Publications arising from this study* ? AM Viljoen, MJ Klepser, E Ernst, D Keele, E Roling, SF van Vuuren, B Demirci, KHC Ba?er and B-E van Wyk. The composition and antimicrobial activity of the essential oil of the resurrection bush, Myrothamnus flabellifolius. South African Journal of Botany, 2002, 68, 100-105 (abstract, pg 266). ? AM Viljoen, SF van Vuuren, B Demirci, KHC Ba?er and B-E van Wyk. Osmitopsis asteriscoides (Asteraceae) - The antimicrobial activity and composition of the essential oil of a Cape-Dutch remedy. Journal of Ethnopharmacology, 2003, 88, 137-143 (abstract, pg 267). ? AM Viljoen, S Subramoney, SF van Vuuren, B-E van Wyk, KHC Ba?er and B Demirci. The composition, geographical variation and antimicrobial activity of Lippia javanica (Verbenaceae) leaf essential oils. Journal of Ethnopharmacology, 2005, 96, 271-277 [recipient of best publication award, ICPPS conference, 2006] (abstract, pg 268). ? SF van Vuuren, AM Viljoen, RL van Zyl, FR van Heerden and KHC Ba?er. The antimicrobial, antimalarial and toxicity profiles of helihumulone, leaf essential oil and extracts of Helichrysum cymosum (L.) D. Don subsp. cymosum. South African Journal of Botany, 2006, 72, 287-290 (abstract, pg 269). ? AM Viljoen, SF van Vuuren, T Gwebu, B Demirci and KHC Ba?er. The geographical variation and antimicrobial activity of African Wormwood (Artemisia afra Jacq.) essential oil. Journal of Essential Oil Research, Special Edition, 2006, 18, 19-25 (abstract, pg 270). ? SF van Vuuren and AM Viljoen. A comparative investigation of the antimicrobial properties of indigenous South African aromatic plants with popular commercially available essential oils. Journal of Essential Oil Research, Special Edition, 2006, 18, 66-71 (abstract, pg 271). ? SF van Vuuren, AM Viljoen, T ?zek, B Demirci and KHC Ba?er. Seasonal and geographical variation of Heteropyxis natalensis essential oil and the effect thereof on the antimicrobial activity. South African Journal of Botany, 2007, in press (abstract, pg 272). *Appendix B vi Conference proceedings relating to this thesis ? AM Viljoen, B-E van Wyk, KHC Ba?er, B Demirci and SF van Vuuren. The essential oil composition, medicinal uses and antimicrobial activity of the resurrection bush, Myrothamnus flabellifolius 31st International Symposium on Essential Oils, Hamburg, Germany, 2000. [poster] ? T Pelele, AM Viljoen, SF van Vuuren, B Demirci and KHC Ba?er. African wormwood ? essential oil composition, geographical variation and antimicrobial properties of a coveted traditional herbal remedy. The 33rd International Symposium on Essential Oils, Lisbon, Portugal, 4-7 September, 2002. [poster] ? SF van Vuuren, AM Viljoen and ME Klepser. The antimicrobial activity of medicinal aromatic plants used in African traditional healing with special reference to method variability and essential oil composition. RAU Inter-University Post Graduate Symposium, 30 October, 2002. [awarded a medal for best PhD podium presentation] ? S Subramoney, SF van Vuuren, AM Viljoen, B Demirci and KHC Ba?er. Antimicrobial properties and geographical variation in essential oil composition of fever tea - Lippia javanica (Verbenceae). The 7th Conference of the International Society of Ethnopharmacology jointly with the South African Association of Botanists, University of Pretoria, 8-11 January, 2003. ? SF van Vuuren, AM Viljoen, E Ernst, B Demirci, T ?zek and KHC Ba?er. The antimicrobial activity and death kinetics of the essential oil and chemical components of the South African endemic, Osmitopsis asteriscoides. The 7th Conference of the International Society of Ethnopharmacology jointly with the South African Association of Botanists, University of Pretoria, 8-11 January, 2003. [awarded first prize for best ethnobotany poster] ? LT Gwebu, SF van Vuuren, AM Viljoen, B Demirci and KHC Ba?er. The antimicrobial activity and essential oil chemistry of African wormwood (Artemisia afra). The South African Association of Botanists 30th Conference, Durban, 18-22 January, 2004. [podium presentation] ? SF van Vuuren, AM Viljoen, RL van Zyl and FR van Heerden. Biological activities of leaf essential oils and extracts of Helichrysum cymosum subsp. cymosum. The South African vii Association of Botanists 30th Conference, Durban, 18-22 January, 2004. [awarded first prize for best Ethnobotany poster] ? SF van Vuuren and AM Viljoen. A comparative investigation of the antimicrobial properties of indigenous South African and commercially available essential oils. The 34th International Symposium on Essential Oils, Messina, Italy, 29 September ? 2 October, 2004. [poster] ? SF van Vuuren, AM Viljoen, RL van Zyl, E Njenga and M Braithwaite. Some variables to be considered in pharmacognostic studies using South African medicinal plants as a demonstration model. Indigenous Plant Use Forum, Grahamstown, 27-30 June, 2005. [podium presentation] ? SF van Vuuren and AM Viljoen. Phyto-synergy: examples from indigenous aromatic medicinal plants used in antimicrobial therapy. University of Johannesburg Postgraduate Symposium, 2 November, 2005. [awarded a medal for best PhD podium presentation] ? SF van Vuuren and AM Viljoen. Exploring the Antimicrobial Activity of Indigenous Aromatic Plants. Agribusiness in Sustainable Natural African Plant Products. International Aromatic Plants and Essential Oil Mini-Symposium. Stellenbosch, 27 February - 1 March 2006. [podium presentation] ? SF van Vuuren and AM Viljoen. The biological activity of medicinal aromatic plants and their constituents. Indigenous Plant Use Forum, Botswana, 3-6 July, 2006. [podium presentation] ? SF van Vuuren and AM Viljoen. Aromatic plants and their constituents as a model to study phyto-synergy. The 37th International Symposium on Essential Oils, Grasse-Opio, France, 10- 13 September, 2006. [podium presentation] viii Publications submitted for review ? SF van Vuuren and AM Viljoen. In vitro evidence of phyto-synergy between two plants (Lippia javanica and Artemisia afra) and for plant part combinations (Croton gratissimus Burch. var. subgratissimus) in corroboration with their ethnobotanical use. Submitted to Journal of Ethnopharmacology. ? SF van Vuuren and AM Viljoen. The antimicrobial efficacy of limonene enantiomers and 1,8-cineole. Submitted to Flavour and Fragrance Journal. ? SF van Vuuren, AM Viljoen and KHC Ba?er Tarchonanthus camphoratus and Plectranthus grandidentatus; Antimicrobial activity and pharmacological interaction of the non-volatile and volatile fractions singularly and in combination. Submitted to South African Journal of Botany. ix Dedication To my husband Vernon for his continual support and encouragement, and my children Kim and Darrian. May this inspire them to continue learning. x Acknowledgements First and foremost I would like to acknowledge and thank my supervisor Professor Alvaro Viljoen, who has played a pivotal role in my career as both a supervisor and mentor. As supervisor, his incessant enthusiasm, generous knowledge, guidance and support imparted to me have been invaluable. As mentor, he has been instrumental in establishing collaborative ties and creating a research niche area for me within the phytomedicinal field. For this I am extremely grateful. Furthermore, I would like to express my gratitude and appreciation to the following people who have assisted me in various ways in the completion of this study: ? My sincerest thanks go to Prof. Ba?er, Dr Demirci and Dr ?zek from the Department of Pharmacognosy, Faculty of Pharmacy, Anadolu University in Turkey, for assisting with the GC-MS analysis of the essential oils. ? Grants: University Research Committee, Medical Faculty Research Endowment Fund (WITS) and the National Research Foundation (Thuthuka) for financial assistance. Without this, the study would not have been possible. ? Plant collectors: Antonio De Castro for the collection of O. asteriscoides and selected H. natalensis samples and Jan Vlok for the collection of H. cymosum subsp. cymosum samples. ? The staff at the Johannesburg Botanical Garden is thanked for their generosity in permitting the collection of H. natalensis seasonal samples, and my special thanks to Andrew Hankey at the Walter Sisulu Botanical Garden whose consistent helpfulness in hosting my many collecting visits is greatly appreciated. ? The Department of Pharmacy and Pharmacology, University of Witwatersrand, for allowing me the time and capacity to follow my dream. ? Dr. Robyn van Zyl for her theoretical advice in the construction of the isobolograms. Furthermore, her valuable collaboration on the determination of toxicity profiles for all oils is greatly appreciated. ? Prof. Fanie van Heerden, for her valuable expertise in the NMR and MS analysis of H. cymosum subsp. cymosum samples. xi ? Robertet (France) for the generous provision of high quality commercial essential oils. ? Paul Steenkamp is gratefully acknowledged for assistance with the HPLC analyses for the bark, leaf and root extracts of C. gratissimus var. subgratissimus. ? Dr. Denise Lindsey for her guidance in confocal microscopy. ? The staff at the Witwatersrand Health Sciences Library for their assistance in literature acquisition. ? Photographic contribution of all laboratory procedures and plants were very patiently provided by Prof. Viljoen. ? To all my academic peers and fellow students within the botany field, for their inspiration, encouragement, motivation and hospitality in welcoming me into their world of plants. ? Last, but not least, my husband Vernon, for all his steady, unwavering support throughout this study. xii Table of contents Page Declaration???????????????????????????? ii Abstract?????????????????????????????. iii Publications arising from this study?????????????????? v Conference proceedings relating to this thesis?????????????.. vi Publications submitted for review??????????????????.. viii Dedication????????????????????????????.. ix Acknowledgements????????????????????????? x Table of contents?????????????????????????.. xii List of figures??????????????????????????? xix List of tables???????????????????????????.. xxvii Abbreviations??????????????????????????? xxxii Chapter 1: Overview of the use of aromatic plants and their essential oils to treat microbial infections. 1.1 Introduction?????????????????????????. 1 1.2 A historical perspective ????????????????????. 2 1.3 Present use of antimicrobials and the impact on disease???????? 4 1.4 Ethnomedicinal plants as antimicrobials?????????????? 5 1.5 Essential oils as antimicrobials ?????????????????. 6 1.6 The South African perspective ?????????????????.. 8 1.7 Thesis structure???????????????????????... 10 1.7.1 Study objectives???????????????????????. 12 xiii Chapter 2: Myrothamnus flabellifolius Welw., antimicrobial efficacy determined by disc diffusion, minimum inhibitory concentration and time- kill methodology. 2.1 Introduction????????????????????????? 13 2.2 Botanical description?????????????????????.. 14 2.3 Distribution?????????????????????????. 14 2.4 Medicinal uses???????????????????????? 14 2.5 Methods. ?????????????????????????? 15 2.5.1 Chemical aspects??????????????????????? 15 2.5.2 Antimicrobial aspects?????????????????????. 17 2.6 Results and discussion????????????????????? 22 2.6.1 Essential oil chemistry????????????????????? 22 2.6.2 Antimicrobial activity?????????????????????. 25 2.7 General conclusions?????????????????????? 31 Chapter 3: Osmitopsis asteriscoides (P.J. Bergius) Less., the antimicrobial efficacy (disc diffusion, minimum inhibitory concentration, time-kill) and role of the major essential oil constituents. 3.1 Introduction?????????????????????????. 32 3.2 Botanical description?????????????????????.. 32 3.3 Distribution?????????????????????????. 33 3.4 Medicinal uses???????????????????????? 33 3.5 Methods??????????????????????????.. 34 3.5.1 Chemical aspects??????????????????????? 34 3.5.2 Antimicrobial aspects ????????????????????? 35 3.6 Results and discussion????????????????????? 37 3.6.1 Essential oil chemistry????????????????????? 37 3.6.2 Antimicrobial activity ????????????????????.... 39 3.7 General conclusions?????????????????????? 47 xiv Chapter 4: The antimicrobial activity of Artemisia afra Jacq. ex Willd essential oil and the role of the major constituents, singularly and in combination. 4.1 Introduction?????????????????????????. 48 4.2 Botanical description?????????????????????.. 49 4.3 Distribution?????????????????????????. 49 4.4 Medicinal uses???????????????????????? 50 4.5 Methods??????????????????????????.. 50 4.5.1 Chemical aspects??????????????????????? 50 4.5.2 Antimicrobial aspects?????????????????????. 51 4.6 Results and discussion????????????????????? 53 4.6.1 Essential oil chemistry????????????????????? 53 4.6.2 Antimicrobial activity ????????????????????? 55 4.7 General conclusions?????????????????????? 63 Chapter 5: Lippia javanica (Burm.f.) Spreng, the antimicrobial activity and an in vitro synergy study when combined with Artemisia afra to treat K. pneumoniae infections. 5.1 Introduction????????????????????????? 65 5.2 Botanical description?????????????????????. 66 5.3 Distribution????????????????????????? 66 5.4 Medicinal uses???????????????????????? 66 5.5 Methods??????????????????????????.. 67 5.5.1 Chemical aspects??????????????????????? 67 5.5.2 Antimicrobial aspects?????????????????????. 68 5.6 Results and discussion????????????????????? 68 5.6.1 Essential oil chemistry????????????????????? 68 5.6.2 Antimicrobial activity.????????????????????? 71 5.7 General conclusions?????????????????????? 78 xv Chapter 6: Helichrysum cymosum (L.) D. Don subsp. cymosum, antimicrobial activity of the essential oil, extract and isolated bioactive compound helihumulone. 6.1 Introduction?????????????????????????. 80 6.2 Botanical description?????????????????????.. 80 6.3 Distribution?????????????????????????. 81 6.4 Medicinal uses???????????????????????? 81 6.5 Methods??????????????????????????.. 82 6.5.1 Chemical aspects??????????????????????? 82 6.5.1.1 Isolation of antimicrobial compound???????????????. 87 6.5.2 Antimicrobial aspects?????????????????????. 87 6.6 Results and discussion????????????????????? 87 6.6.1 Essential oil chemistry????????????????????? 87 6.6.2 Elucidation and identification of the isolated compound???????? 90 6.6.3 Antimicrobial activity ????????????????????? 91 6.7 General conclusions?????????????????????? 93 Appendix: Helichrysum cymosum subsp. cymosum ?????????.. 95 Chapter 7: Croton gratissimus Burch. var. subgratissimus, the antimicrobial activity of the essential oil and extracts, with evidence of synergy for plant part combinations. 7.1 Introduction????????????????????????? 98 7.2 Botanical description?????????????????????.. 98 7.3 Distribution?????????????????????????. 99 7.4 Medicinal uses???????????????????????? 99 7.5 Methods??????????????????????????.. 100 7.5.1 Chemical aspects??????????????????????? 100 7.5.2 Antimicrobial aspects?????????????????????. 101 7.6 Results and discussion????????????????????? 103 7.6.1 Essential oil chemistry????????????????????? 103 xvi 7.6.2 The HPLC analysis of the leaf, bark and root extract?????????. 106 7.6.3 Antimicrobial activity..????????????????????? 109 7.4 General conclusions?????????????????????? 119 Chapter 8: A seasonal and geographical study of Heteropyxis natalensis Harv. essential oil and effect of stereochemistry on antimicrobial activity. 8.1 Introduction?????????????????????????. 121 8.2 Botanical description?????????????????????.. 122 8.3 Distribution ????????????????????????? 123 8.4 Medicinal uses???????????????????????? 123 8.5 Methods??????????????????????????.. 123 8.5.1 Chemical aspects??????????????????????? 123 8.5.2 Antimicrobial aspects?????????????????????.. 126 8.6 Results and discussion????????????????????? 128 8.6.1 Essential oil chemistry????????????????????? 128 8.6.2 Antimicrobial activity ????????????????????? 140 8.6.3 The enantiomeric influence on microbiological efficacy???????? 145 8.7 General conclusions?????????????????????? 152 Chapter 9: Tarchonanthus camphoratus L. and Plectranthus grandidentatus G?rke, antimicrobial activity and pharmacological interaction of the non- volatile and volatile fractions. 9.1 Introduction????????????????????????? 154 9.2 Botanical description?????????????????????. 156 9.3 Distribution????????????????????????? 156 9.4 Medicinal uses???????????????????????? 157 9.5 Methods??????????????????????????.. 158 9.5.1 Chemical aspects??????????????????????? 158 9.5.2 Antimicrobial aspects?????????????????????. 160 9.6 Results and discussion????????????????????? 162 xvii 9.6.1 Essential oil chemistry????????????????????? 162 9.6.2 Antimicrobial activity..????????????????????.. 168 9.7 General conclusions?????????????????????? 180 Chapter 10: A comparative investigation of the antimicrobial properties of indigenous South African aromatic plants with popular commercially available essential oils. 10.1 Introduction????????????????????????? 182 10.2 Botanical description and distribution??????????????? 183 10.3 Medicinal uses???????????????????????? 185 10.4 Methods??????????????????????????. 186 10.4.1 Chemical aspects??????????????????????? 186 10.4.2 Antimicrobial aspects?????????????????????. 187 10.5 Results and discussion????????????????????? 187 10.5.1 Essential oil chemistry????????????????????? 187 10.5.2 Antimicrobial activity.????????????????????? 190 10.6 General conclusions?????????????????????? 195 Chapter 11: A review of the methods used to study the antimicrobial activity of aromatic plants. 11.1 Introduction????????????????????????? 197 11.2 Plant collection and essential oil isolation?????????????. 198 11.3 Equipment?????????????????????????.. 199 11.4 Chemical evaluation of essential oils???????????????. 199 11.5 Effect of solvents, media selection and additions??????????.. 199 11.6 Reference standards?????????????????????? 200 11.7 Pathogen selection??????????????????????.. 200 11.7.1 The Gram-positive test organisms????????????????. 200 11.7.2 The Gram-negative test organisms???????????????? 202 11.7.3 The fungal test organisms???????????????????. 205 xviii 11.8 Inoculum??????????????????????????. 206 11.9 Disc diffusion assay?????????????????????? 208 11.10 Minimum inhibitory concentration (MIC)?????????????. 210 11.11 Bio-directed fractionation (bio-autographic assays)?????????.. 214 11.12 Time-kill analysis??????????????????????? 214 11.13 Method variation???????????????????????. 217 11.14 Validation of various methodologies???????????????.. 218 11.15 Interactive combination studies?????????????????.. 219 11.16 Summary?????????????????????????..... 223 Chapter 12: General discussion, conclusion and further recommendations. 12.1 General discussion??????????????????????? 225 12.2 Thesis summary???????????????????????? 225 12.3 Future trends?????????????????????????. 234 12.4 Conclusion?????????????????????????? 238 References????????????????????????????. 240 Appendix A. Raw MIC data (mg/mL) for isobolograms ???????????????? 262 Appendix B. Publications arising from this study??????????????????? 265 xix List of figures Page Figure 1.1 and Figure 1.2 Egyptian hieroglyphic depictions of essential oils used for anointing and medicinal purposes. Figure 1.1 depicts an Egyptian with an incense burner preparing oils for inhalation. Figure 1.2 illustrates the administration of oils for the enhancement of body processes??????.. Figure 1.3 A schematic outlay of the study protocol for the antimicrobial investigation of aromatic plants?????????????????? 11 Figure 2.1 Aromatic foliage of Myrothamnus flabellifolius?????????. 14 Figure 2.2 Myrothamnus flabellifolius in habitat?????????????. 14 Figure 2.3 The geographical distribution of M. flabellifolius in South Africa (SAN BI)????????????????????????????? 15 Figure 2.4 Clevenger apparatus used for distillation of plant material?????. 16 Figure 2.5 A diagrammatic representation of the steps undertaken for each oil concentration carried out at all time intervals????????????... Figure 2.6 Death kinetic method as detailed clockwise: aseptic addition of M. flabellifolius into culture media; incubation in shaking waterbath; layout of plates for dilution; plating out of successive dilutions????????..... 22 Figure 2.7 Chemical structures for major compounds identified in the essential oil of M. flabellifolius?????????????????????... 25 Figure 2.8 Time-kill expressed in Log10 reduction of S. aureus exposed to M. flabellifolius essential oil within the first six hours?????????...... 29 Figure 2.9 Time-kill expressed in Log10 reduction of P. aeruginosa exposed to M. flabellifolius essential oil over 24 hr????????????????. 30 Figure 2.10 Time-kill expressed in Log10 reduction units of C. albicans exposed to M. flabellifolius essential oil within the first six hours????????. 30 21 2 xx Figure 3.1 The leaves and flowers of Osmitopsis asteriscoides???????.. 33 Figure 3.2 The geographical distribution of Osmitopsis asteriscoides in South Africa (SANBI)???????????????????????? 33 Figure 3.3 Chemical structures for major compounds identified in the essential oil of O. asteriscoides?????????????????????... Figure 3.4 Death kinetic studies of S. aureus with exposure to the essential oil of O. asteriscoides as seen over a 24 hour period???????????? 41 Figure 3.5 Death kinetic studies of P. aeruginosa with exposure to the essential oil of O. asteriscoides as seen over a 24 hour period?????????... 42 Figure 3.6 Death kinetic studies of C. albicans with exposure to the essential oil of O. asteriscoides as seen over a 24 hour period??????????? 42 Figure 3.7 The confocal scanner laser images (2 ?m) of the control (having no essential oil) and 0.5% O. asteriscoides over 24 hr??????????. 43 Figure 3.8 Death kinetic studies of S. aureus with exposure to the essential oil (0.5%) of O. asteriscoides over five hours?????????????.. 44 Figure 3.9 Time-kill plot for O. asteriscoides essential oil (1%), 1,8-cineole, (+)- camphor, (-)-camphor, 1,8-cineole and (-)-camphor tested on Candida albicans (ATCC 10231).???????????????????...... Figure 4.1 The leaves of Artemisia afra????????????????... 49 Figure 4.2 The geographical distribution of Artemisia afra in southern Africa (SA NBI).????????????????????????????. 49 Figure 4.3 Chemical structures for major compounds identified in the essential oil of A. afra?????????????????????????.. Figure 4.4 The death kinetics of K. pneumoniae on exposure to A. afra essential oil at concentrations 0.063%-0.75% over a 24 hr period????????.. 58 Figure 4.5 The death kinetic study of K. pneumoniae on exposure to A. afra essential oil showing bactericidal activity within one hour???????.. 58 Figure 4.6 The death kinetics of C. neoformans on exposure to A. afra essential oil at concentrations 0.063%-0.75% over a six hour period???????. 58 45 55 38 xxi Figure 4.7 The death kinetic representation for the various major compound combinations together with A. afra (0.5%) essential oil tested against K. pneumoniae ?????????????????????????. Figure 4.8 The CFU?s observed when performing the compound combination time-kill assay tested against K. pneumoniae ????????????.. Figure 5.1 The aerial leaves and white flower heads of Lippia javanica???? 66 Figure 5.2 The geographical distribution of L. javanica in South Africa (SANBI). 66 Figure 5.3 Chemical structures for the major compounds identified in the essential oil of L. javanica????????????????? ??... Figure 5.4 Time-kill plot of L. javanica essential oil showing death kinetics of K. pneumoniae (NCTC 9633) represented over the first four hours of a 24 hr test period??????????????????????????. 74 Figure 5.5 Time-kill plot of L. javanica essential oil showing death kinetics of C. neoformans (ATCC 90112) represented over the first eight hours of a 24 hr test period??????????????????????????.. Figure 5.6 Time-kill plot of L. javanica essential oil showing death kinetics of B. cereus (ATCC 11778) represented over four hours of a 24 hr test period?... 75 Figure 5.7 Time-kill plot of L. javanica and A. afra independently and in combination for 0.25% essential oil against K. pneumoniae (NCTC 9633) represented over 48 hr?????????????????????.. 77 Figure 6.1 Helichrysum cymosum subsp. cymosum in habitat????????. 81 Figure 6.2 Geographical distribution of H. cymosum subsp. cymosum in South Africa (SANBI)???????????????????????? 81 Figure 6.3 Bio-autographic assay of the crude acetone extract of H. cymosum subsp. cymosum against S. aureus????????????????? Figure 6.4 Follow-up isolation of the biologically active compound by assay- guided fractionation using S. aureus as a test pathogen????????... 84 61 62 74 84 70 xxii Figure 6.5 Schematic representation of the bioactivity guided fractionation procedure??????????????????????????.. Figure 6.6 Chemical structures for major compounds identified in the essential oil of H. cymosum subsp. cymosum ................................................................. Figure 6.7 The HPLC profile of H. cymosum subsp. cymosum with the major peak identified as helihumulone?????????????????............ 90 Figure 6.8 The NMR carbon spectra (13C) for helihumulone.................................. 96 Figure 6.9 The NMR carbon spectra (1H) for helihumulone .................................. 97 Figure 7.1 The leaves and fruit of Croton gratissimus var. subgratissimus............. 99 Figure 7.2 The geographical distribution of Croton gratissimus var. sub gratissimus in southern Africa (SANBI)??????????????... 99 Figure 7.3 The leaves, bark and root of C. gratissimus var. subgratissimus........... 100 Figure 7.4 Isobologram depicting antagonism, synergy and an additive effect where the relative ratio of Y is plotted to the relative ratio of X?????. Figure 7.5 Chemical structures for major compounds identified in the essential oil of C. gratissimus var. subgratissimus ??????????????. Figure 7.6 The C. gratissimus var. subgratissimus HPLC chromatogram for root (red), bark (green) and leaf (blue)?????????????????. Figure 7.7 The MIC (mg/mL) of C. gratissimus var. subgratissimus essential oil (EO), and leaf, bark and root extracts???????????????... Figure 7.8 - Figure 7.17 The antimicrobial efficacy of the Gram-positive test organisms (B. cereus, S. aureus, S. epidermidis, B. subtilis and E. faecalis respectively) against the leaf, bark and root extract independently and in a 1:1 combination with the adjacent isobologram of leaf and root combination?????????????????????????.. Figure 7.18 - Figure 7.23 The antimicrobial efficacy of the Gram-negative test organisms (K. pneumoniae, P. aeruginosa and E. coli) against the leaf, bark and root extract independently and in a 1:1 combination with the adjacent isobologram of leaf and root combination?????????????? 86 89 103 106 107 110 115 116 xxiii Figure 7.24 - Figure 7.27 The antimicrobial efficacy of the yeasts (C. albicans and C. neoformans) against the leaf, bark and root extract independently and in a 1:1 combination with the adjacent isobologram of leaf and root combination?????????????????????????.. Figure 8.1 and Figure 8.2 Heteropyxis natalensis (Figure 8.1) and leaves with small inconspicuous flowers (Figure 8.2)?????????????? Figure 8.3 The geographical distribution of H. natalensis in southern Africa (SANBI)??????????????????????????? Figure 8.4 Chemical structures for major compounds identified in the essential oil of various H. natalensis samples????????????????. Figure 8.5 and Figure 8.6 The TLC chromatograms indicating similar profiles for plant A, sampled monthly (Figure 8.5) and Figure 8.6 representing similar profiles for three individual plants within a population?????... Figure 8.7 The monthly variation of limonene and 1,8-cineole recorded for three individual H. natalensis plants at the same locality??????????. Figure 8.8 Dendrogram constructed from the essential oil data matrix (Table 8.4) for H. natalensis???????????????????????? Figure 8.9 The MIC plate for E. faecalis showing uniform microbial inhibition for selected H. natalensis samples????????????????? Figure 8.10 Dendrogram constructed from the microbial MIC data in Table 8.6 for H. natalensis???????????????????????? Figure 8.11 Isobologram plots for S. aureus (ATCC 12600) when exposed to the combination of (+)-limonene with 1,8-cineole, (-)-limonene with 1,8-cineole and a racemic mixture of limonene with 1,8-cineole. The 1:1 ratio as determined from the raw data is presented as a square?????????.. Figure 8.12 Isobologram plots for P. aeruginosa (ATCC 9027) when exposed to the combination of (+)-limonene with 1,8-cineole, (-)-limonene with 1,8- cineole and a racemic mixture of limonene with 1,8-cineole??????... 118 122 123 135 136 136 139 141 144 149 150 xxiv Figure 8.13 Isobologram plots for C. neoformans (ATCC 90112) when exposed to the combination of (+)-limonene with 1,8-cineole, (-)-limonene with 1,8- cineole and a racemic mixture of limonene with 1,8-cineole??????... Figure 9.1 The leaves of Tarchonanthus camphoratus with woolly fruits??...... Figure 9.2 The geographical distribution of Tarchonanthus camphoratus in Africa (SANBI)???????????????????????? Figure 9.3 The inflorescence of Plectranthus grandidentatus???????.... Figure 9.4 The geographical distribution of Plectranthus grandidentatus in South Africa (SANBI)???????????????????????? Figure 9.5 The soxhlet apparatus???????????????????. Figure 9.6 Chemical structures for major compounds identified in the essential oil of T. camphoratus?????????????????????? Figure 9.7 Chemical structures for major compounds identified in the essential oil of P. grandidentatus????????????????????... Figure 9.8 The comparative MIC (mg/L) for the volatile constituents (EO), non- volatile constituents (NV) and dried combined (DC) constituents for T. camphoratus?????????????????????????. Figure 9.9 The antimicrobial efficacy of the Gram-positive test organisms (S. aureus, B. cereus and E. faecalis respectively) against varying concentrations of the non-volatile (NV) and volatile (EO) constituents of T. camphoratus????????????????????????? Figure 9.10 The antimicrobial efficacy of the Gram-negative test organisms (E. coli, P. aeruginosa and K. pneumoniae respectively) against varying concentrations of the non-volatile (NV) and volatile (EO) constituents of T. camphoratus?????????????????????????. Figure 9.11 The antimicrobial efficacy of the yeasts (C. albicans and C. neoformans respectively) against varying concentrations of the non-volatile (NV) and volatile (EO) constituents of T. camphoratus????????... 151 156 156 157 157 160 165 167 170 172 173 174 xxv Figure 9.12 The comparative MIC (mg/L) for the volatile constituents (EO), non-volatile constituents (NV) and dried combined (DC) constituents for P. grandidentatus????????????????????????????? Figure 9.13 The antimicrobial efficacy of the test organisms S. aureus, K. pneumoniae and E. faecalis against varying concentrations of the non- volatile (NV) and volatile (EO) constituents of P. grandidentatus????.. Figure 10.1 Lavendula angustifolia (lavender)........................................................ Figure 10.2 Thymus vulgaris (thyme)...................................................................... Figure 10.3 Melaleuca alternifolia (tea tree)........................................................... Figure 10.4 Rosmarinus officinalis (rosemary)?????????????... Figure 10.5 Mentha piperita (peppermint)???????????????.. Figure 10.6 Chemical structures for the major compounds identified in the commercial oils of L. angustifolia, T. vulgaris, M. alternifolia, M. piperita and R. officinalis???????????????????????... Figure 10.7 A comparative death kinetic study of S. aureus, exposed to 0.5% essential oil from five commercial and five indigenous plants over a 24 hr period???????????????????????????? Figure 10.8 A comparative death kinetic study of K. pneumoniae, exposed to 0.5% essential oil from five commercial and five indigenous plants over a 24 hr period?????????????????????????... Figure 10.9 A comparative death kinetic study of C. albicans, exposed to 0.5% essential oil from five commercial and five indigenous plants over a 24 hr period???????????????????????????? Figure 11.1 and 11.2 Agar with seeded test organism where the diameter of the zone of inhibition is measured (Figure 11.1) and where the radius of the zone of inhibition is measured (Figure 11.2)????????????? Figure 11.3 Death kinetic studies of K. pneumoniae exposed to the essential oil of C. gratissimus var. subgratissimus over 24 hr???????????. Figure 11.4 Death kinetic studies of B. cereus exposed to the essential oil of P. grandidentatus over 24 hr???????????????????? 177 178 184 184 184 184 184 189 192 193 194 209 215 216 xxvi Figure 11.5 Death kinetic studies of K. pneumoniae exposed to the essential oil of H. natalensis over 24 hr??????????????????? Figure 11.6 The isobole of the non-volatile constituents and volatile constituents combined in different ratios demonstrating the different profiles (antagonism, synergy and additive) dependent on the ratio studied (Table 11.6)????????????????????????????.. Figure 12.1 Outline of thesis: The antimicrobial activity and essential oil composition of medicinal aromatic plants used in African traditional healing???????????????????????????... 225 216 223 xxvii List of tables Page Table 2.1 Plant collection data for M. flabellifolius????????????. 16 Table 2.2 Microbial organisms with corresponding reference numbers and acceptable MIC ranges for controls (ciprofloxacin for bacteria and amphotericin B for yeasts)???????????????????? Table 2.3 The essential oil composition and integration percentage of M. flabellifolius as determined by GC-MS............................................................ Table 2.4 Zones of inhibition (measured in mm from disc edge to margin of culture growth) and MIC (mg/mL) of M. flabellifolius essential oil???? 26 Table 3.1 Plant collection data for O. asteriscoides????????????. 34 Table 3.2 Acceptable MIC ranges for ciprofloxacin antibiotic control????? 35 Table 3.3 Essential oil composition of O. asteriscoides........................................... 37 Table 3.4 Disc diffusion and MIC assays of O. asteriscoides essential oil???. 40 Table 3.5 The confocal cell viability (%) of S. aureus cells when exposed to 0.5% O. asteriscoides over 4 hr and 20 min?????????????. 44 Table 3.6 The MIC of O. asteriscoides essential oil and major constituents against C. albicans??????????????????????????. 45 Table 4.1 Plant collection data for A. afra???????????????? 50 Table 4.2 Acceptable MIC ranges for controls (ciprofloxacin for bacteria and amphotericin B for the yeast)??????????????????... Table 4.3 Essential oil composition of A. afra??????????????. 53 Table 4.4 Disc diffusion (mm from edge of disc) and MIC (mg/mL) of A. afra essential oil?????????????????????????... Table 4.5 MIC (mg/mL) determination for the major compounds and essential oil of A. afra??????????????????????????... 60 19 23 51 56 xxviii Table 4.6 The CFU/agar plate obtained for the various major compound combinations together with A. afra essential oil tested against K. pneumoniae. Table 5.1 Plant collection data for L. javanica........................................................ 67 Table 5.2 Essential oil composition of L. javanica.................................................. 68 Table 5.3 Disc diffusion (mm from edge of disc) and MIC (mg/mL) of L. javanica essential oil??????????????????????????. 72 Table 5.4 The CFU on agar plate obtained for 0.25% essential oils against K. pneumoniae of L. javanica and A. afra independently and in combination?. .. Table 6.1 Plant collection data for H. cymosum subsp. cymosum???????. 82 Table 6.2 Acceptable MIC ranges for ciprofloxacin control????????? 87 Table 6.3 Essential oil composition of H. cymosum subsp. cymosum...................... 88 Table 6.4 Zones of inhibition (measured in mm from edge of disc) of the acetone extract and essential oil of H. cymosum subsp. cymosum ?............................ 91 Table 6.5 MIC (mg/mL) for H. cymosum subsp. cymosum essential oil, acetone extract and helihumulone against ten pathogens???????????.. 92 Table 6.6 Correlation of NMR chemical shift data 13C and 1H for helihumulone with literature values obtained by Bohlmann et al. (1979)???????.. 95 Table 7.1 Plant collection data for C. gratissimus var. subgratissimus ????... Table 7.2 Essential oil composition of C. gratissimus var. subgratissimus???. Table 7.3 The HPLC quantification of leaf, bark and root compounds of C. gratissimus var. subgratissimus ??????????????............... Table 7.4 The MIC values (mg/mL) for the leaf, root and bark C. gratissimus var. subgratissimus extracts, singularly and in combination with the FIC*1.???????????????????????????? Table 7. 5 Raw data for the isobologram construction of B. cereus?????? 60 76 101 104 107 111 112 xxix Table 8.1 Collection data for H. natalensis harvested in the Johannesburg Botanical Garden???????????????????????.. Table 8.2 Collection data for H. natalensis sourced from various localities??... Table 8.3 Raw data for the isobologram construction of S. aureus??????. Table 8.4 Essential oil composition as determined by GC-MS for H. natalensis samples (seasonal and geographical variation study)?????????... Table 8.5 The mean MIC (mg/mL) for selected H. natalensis essential oils for January ? December, 2004???????????????????... Table 8.6 The mean MIC (mg/mL) for H. natalensis essential oils selected from different localities???????????????????????. Table 8.7 The mean MIC (mg/mL) for the major constituents limonene and 1,8- cineole independently, and in combination with FIC (in brackets), determined for 1:1 combinations?????????????????. Table 9.1 Plant collection data for T. camphoratus and P. grandidentatus???. Table 9.2 Raw data for the isobologram construction for the volatile (EO) constituent interaction with non-volatile constituents of T. camphoratus against E. faecalis???????????????????????. Table 9.3 Raw data for the isobologram construction for volatile (EO) constituent interaction with non-volatile constituents of P. grandidentatus against S. aureus???????????????????????????... Table 9.4 Essential oil composition of T. camphoratus??????????... Table 9.5 The essential oil composition of P. grandidentatus (Maistry, 2003)?? Table 9.6 The mean MIC (mg/mL) for the essential oil (EO) and plants that have undergone soxhlet extraction (NV, FC, DC) for T. camphoratus1 and P. grandidentatus2???????????????????????? Table 10.1 A summary of the major compounds and therapeutic use for the five indigenous and five commercial essential oils????????????. 124 125 127 129 142 143 147 158 161 161 163 166 169 189 xxx Table 10.2 The MIC (mg/mL) of the five indigenous and five commercial oils?????????????????????????????. Table 11.1 The MIC (mg/mL) for oil samples when tested with a varying inoculum density ranging from 0.1-30 mL: 100 mL (24 hr culture: broth ratio)????????????????????????????.. Table 11.2 The MIC (?g/mL) for controls when tested with a varying inoculum density ranging from 0.1-30 mL: 100 mL (24 hr culture: broth ratio)???. Table 11.3 The mean MIC (mg/mL) for plant samples exposed to K. pneumoniae in microtitre plates that have been sealed in comparison to the uncovered microtitre plates???????????????????????? Table 11.4 The classification of the FIC index in accordance with the corresponding authors?????????????????????.. Table 11.5 The relative ratios of the volatile and non-volatile constituents of T. camphoratus?????????????????????????. Table 11.6 The raw data for the volatile and non-volatile constituents of T. camphoratus?????????????????????????. Table 12.1 The highest antimicrobial activities found for all plants in this study????????????????????????????.. Table 12.2 Summary of the major oil constituents obtained from all plants in this study??????????????????????????.......... Table 12.3 The antimicrobial properties of 1,8-cineole as determined by corresponding authors...................................................................................... Table 12.4 The toxicity profiles for the eight essential oils studied (van Zyl, publication in preparation)???????????????????? 191 207 208 211 221 222 222 228 230 231 235 xxxi Table A1 Raw MIC data (mg/mL) for isobolograms (Chapter 7) where C. gratissimus roots and leaves were combined????????????? Table A2 Raw MIC data (mg/mL) for isobolograms (Chapter 8) where (+), (-) and the racemic form of limonene was combined with 1,8-cineol????. Table A3 Raw MIC data (mg/mL) for isobolograms (Chapter 9) where the volatile and non-volatile constituents for T. camphoratus were combined?.. Table A4 Raw MIC data (mg/mL) for isobolograms (Chapter 9) where the volatile and non-volatile constituents for P. grandidentatus were combined.. 262 263 264 264 xxxii Abbreviations AACHRD- African Advisory Committee for Health Research and Development ADCAV- Plant collection by Antonio De Castro and Prof. Alvaro Viljoen ATCC- American Type Culture Collection CONC- Concentration CFU- Colony forming units DC- Combined volatile and non-volatile constituents that have been prepared from dried plant material DD- Disc diffusion DMSO- Dimethyl sulfoxide EO- Essential oil EMRSA- Epidemic methicillin resistant Staphylococcus aureus ESCMID- European Society of Clinical Microbiology and Infectious Diseases EX- Extract FC- Combined volatile and non-volatile constituents that have been prepared with fresh plant material FIC- Fractional inhibitory concentration FID- Flame ionization detector g- Gram GC- Gas chromatography GC-MS- Gas chromatography combined with mass spectrometry HPLC- High performance liquid chromatography hr- Hour IC50- The half maximum efficacy ICU- Intensive care unit INT- p-Iodonitrotetrazolium violet IU- International units JHB BG- Johannesburg Botanical Garden JV- Plant collection by Jan Vlok MIC- Minimum inhibitory concentration min- Minutes xxxiii mg- Milligram mL- Millilitre mm- Millimetre MRSA- Methicillin resistant Staphylococcus aureus NCCLS- National Committee for Clinical Laboratory Standards NaCl- Sodium chloride NCTC- National Culture Type Collection NHLS- National Health Laboratory Services NMR- Nuclear magnetic resonance spectroscopy NV- Non-volatile constituents PB- Plant collection by Priscilla Burgoyne PDA- Photodiode array detector R f - Distance travelled by spot from base line with respect to solvent front. RRI- Relative retention index SABS- South African Bureau of Standards SANBI- South African National Biodiversity Institute Spp- Species STI- Sexually transmitted infections SVV- Plant collection by Sandy van Vuuren TMD- Thermabeam mass selective detector TIC- Total ion chromatogram TLC- Thin layer chromatography tr- Trace ?L- Microlitre UV-Ultra violet VRE- Vancomycin-resistant Enterococcus faecalis WSBG- Walter Sisulu Botanical Garden WHO- World Health Organization.