1 The crisis of trade union representation in post-1973 unions and the role of the full-time shop steward (FTSS): A case study of NUMSA at BMW Rosslyn Plant Tshwane South Africa. PhD Candidate: Musawenkosi Hemelton Malabela Student No: 0317435t Supervisor: Prof Sarah Mosoetsa University of the Witwatersrand Sociology Department 2 A thesis submitted to the Faculty of Humanities, University of the Witwatersrand, Johannesburg, in fulfilment of the requirements for the degree of Doctor of Philosophy (Sociology). Johannesburg, 2023 Declaration I declare that this is my own unaided work. It is submitted for the degree of Doctor of Philosophy at the University of the Witwatersrand, Johannesburg. It has not been submitted before for any other degree or examination in any other university. Ethic clearance number: H16/07/22 Musawenkosi Hemelton Malabela__________________________________ (Name of candidate and Signature) Date 22 December 2023 3 PhD Abstract Full-time shop stewards (FTSSs) are elected trade union shop stewards paid by the employer to do full-time union work. This is a peculiar arrangement in the South African industrial landscape which draws from the German model of workers’ councils. These FTSSs were first negotiated in the early 1980s at Ford and Volkswagen (VW) in South Africa. The main reason for these FTSSs was, as noted by Gomomo (1985), to deal with production pressures and disruptions caused by ordinary shop stewards, who, from time to time, would be pulled from the production line to attend to trade union business. The employer offered these positions as a tool for addressing this dilemma. This benefitted the trade unions that were growing exponentially and did not have money to hire organisers to service every organised and non- organised workplace. The s served to augment the role of the organisers; they became a de facto organiser. This study, through in-depth interviews, document analysis, focus groups, ethnography and participant observation, explores the contradictory role of FTSSs through the case study method at BMW. The findings highlight the significance of the FTSSs in building the power of the trade union at the shopfloor level and the potential they have in building a strong, vibrant and militant trade union movement on the ground or branch level. The evidence shows that, if not properly managed, FTSSs’ positions can be used for upward social mobility by self-interested individuals. This is because of the benefits and resources attached to these positions, which accord incumbents some level of social status. Hence these positions are highly and fiercely contested. For these positions to yield positive outcomes, FTSSs ought to be accountable to the rank-and-file members through regular meetings for feedback and mandate takings, and regular 4 elections ought to be institutionalised. Notions of career pathing of FTSSs need not be entertained as they will open space for the institutionalisation of upward social mobility of FTSS. Although upward social mobility is one of the options for an FTSS, those who are not re-elected to office face social downgrading, which includes going back to the production line. This comes with a huge personal loss and has a psychological impact as they lose the benefits associated with these positions and the social status that comes with it. The thesis turns Michels’ (1958) notion of ‘iron law of oligarchy’ on its head as it shows that FTSSs should act as a countervailing force against the development of oligarchic tendencies in the workplace. Because accountable FTSSs suffocate the development of oligarchic tendencies in the trade union. The thesis argues that accountability is a pain of democracy—it should be embraced and promoted, and regular elections of FTSSs should be encouraged and institutionalised as a countervailing force to the development of oligarchic tendencies. This will promote the worker control principle, which is the cornerstone of these post-1973 trade unions. The thesis further argues that the FTSS falls into the trap of being a tool of management if not properly managed. They become a communication bridge of management or information brokers1 (see Malabela, 2012) by communicating production schedules. Borrowing from Tony Lane's (1974) thesis of shop stewards being the man with two masters, it argues that the FTSS is the man with three masters. The three masters are the workers who elected them, the second one is the employer who pays their salary, and finally, the trade union who they represent and on whose card they were elected. I posit that all these masters have different expectations: the 1 See Malabela, 2012 5 first is to represent them against the employer, the second is to maintain labour peace and avoid unnecessary strikes and stoppages, and the third is to build a strong workplace organisation. In the final analysis FTSSs are an important and integral part of South African industrial relations—and benefit both the employer and the trade union. The trade union needs to develop clear policies to manage FTSSs, so that the positions are not abused for upward social mobility and to hold them accountable. Accountability occurs through regular general meetings with workers to solicit mandates and report back, and FTSS elections should be institutionalised. Trade unions ought to benefit a great deal from FTSSs only if these positions serve the intentions of the trade unions and build a vibrant workplace organisation that serves the interest of the rank-and-file. 6 List of abbreviations AMCU Association of Mineworkers and Construction Union BEC Bench Executive Committee BGM Branch General Meeting BMW Bayerische Motoren Werke (in English Bavarian Motor Works) CCMA Commission for Conciliation Mediation and Arbitration COSATU Congress of South African Trade Unions FOSATU Federation of South African Trade Unions FTSS Full-time shop steward GDP Gross Domestic Product HR Human Resource ICU Industrial and Commercial Workers’ Union IR Industrial Relations LOB Local Office Bearers LOB Local Office Bearers LSSC Local Shop Steward Council MAWU Metalworkers and Allied Workers Union MICWU Motor Industry Combined Workers Union NAAWU National Automobile and Allied Workers Union NALEDI The National Labour and Economic Institute NBF National Bargaining Forum NEC National Executive Committee NOB National Office Bearers NIHSS National Institute for Humanities and Social Sciences NUM National Union of Mineworkers NUMSA National Union of Metalwokers of South Africa OB Office Bearers 7 OCCB Organising, Campaigns and Collective Bargaining PEC Provincial Executive Committee PPE Personal Protective Equipment POPCRU Police and Prisons Civil Rights Union REC Regional Executive Committee ROB Regional Office Bearers SACTU South African Congress of Trade Union SADTU South African Democratic Teachers Union SAFTU South African Federation of Trade Unions SAHUDA South African Humanities Deans Association SATAWU South Africa Transport and Allied Workers Union SS Shop Stewards SSC Shop Steward Council TUCSA Trade Union Council of South Africa UMMAWOSA United Metal, Mining and Allied Workers of South Africa VW Volkswagen 8 List of tables: Table 1 Union Staff-NALEDI SOA Report 2012 Table 2 Daoly Schedule for the FTSS Table 3 The Three Matsers of the FTSS 9 Table of Contents PhD Abstract ............................................................................................................................ 3 List of abbreviations ................................................................................................................ 6 List of tables: ............................................................................................................................... 8 Dedication ............................................................................................................................... 14 Acknowledgements ................................................................................................................ 15 Umdeni ..................................................................................................................................... 15 The siblings ................................................................................................................................ 17 The Wife: Her Majesty ............................................................................................................... 18 The Wits Department of Sociology: ............................................................................................ 19 Society, Work and Politics Institute (SWOP) ................................................................................ 21 The NIHSS Mentors .................................................................................................................... 21 The NIHSS Coterie/Cohort .......................................................................................................... 22 The Employers ........................................................................................................................... 22 The Friends ................................................................................................................................ 23 The Supervisor ........................................................................................................................... 24 The funder ................................................................................................................................. 25 Chapter 1: Introduction ........................................................................................................ 27 Introduction .............................................................................................................................. 27 Problem statement .................................................................................................................... 32 Structure of the thesis - Chapter outline ..................................................................................... 36 Chapter 2: Historical context and background................................................................... 42 Introduction .............................................................................................................................. 42 A brief history of the rise of the black trade union movement in South Africa .............................. 43 The rationale for FTSS: FTSS as an organiser ................................................................................ 46 Bayerische Moteren Werke (BMW) South Africa ......................................................................... 49 The NUMSA FTSS policy ............................................................................................................. 51 The sins of incumbency and social distance................................................................................. 53 Romanticising of worker control and internal democracy ............................................................ 55 10 The ‘we didn’t struggle to be poor’ syndrome: Transformation of the apartheid workplace regime and shop stewards ..................................................................................................................... 57 Chapter 3: Literature review and theoretical framework—From worker control to upward social mobility: The rise of the FTSS movement .................................................. 59 Introduction .............................................................................................................................. 59 The rise of the shop stewards and full-time shop stewards’ movement ....................................... 60 Upward social mobility in South African trade unions post-1994 ................................................. 66 Social status, social capital and FTSS as a stratum in the workforce ............................................. 71 Conclusion .............................................................................................................................. 81 Chapter 4: Research Methodology: Qualitative research methodology using ethnography ............................................................................................................................ 83 Introduction ............................................................................................................................ 83 Rationale for the thesis .......................................................................................................... 85 Qualitative research method ................................................................................................. 86 The National Union of Metalworkers of South Africa (NUMSA) and BMW case studies ................ 87 Ethnography and participant observation: A day in the life of a full-time shop steward .................................................................................................................................................. 88 Sampling.................................................................................................................................... 91 Full-time shop stewards ............................................................................................................. 92 Current and former union officials .............................................................................................. 94 Expert and key informant interviews: trade union activists and officials, as well as labour scholars and researchers ......................................................................................................................... 95 Research instruments ................................................................................................................ 96 Pep talk meetings ...................................................................................................................... 96 Local shop steward council meetings .......................................................................................... 98 Quarterly general meetings ........................................................................................................ 99 Life history interviews .............................................................................................................. 101 In-depth semi-structured interviews ......................................................................................... 103 Insider-outsider: Building repo from a researcher to a comrade (insider): A reflection from the field ................................................................................................................................................ 106 Data analysis ........................................................................................................................... 107 Ethical considerations .............................................................................................................. 108 11 Chapter 5: FTSS a Paradox of Victory: The Challenging Roles of Full-Time Shop Stewards ................................................................................................................................ 110 Introduction ............................................................................................................................ 110 A day in the life of a Full-Time Shop Steward ............................................................................ 119 The daily schedule of meetings .................................................................................................. 120 Table 2: Daily Schedule of Meetings for the FTSS ......................................................................... 120 Chapter 6: FTSS and membership disconnect and its implication ................................. 131 Introduction............................................................................................................................. 131 Shop stewards as the central pillar of workplace organisation ...................................................... 131 Production requirements and pressures ..................................................................................... 132 FTSSs as union organisers .......................................................................................................... 135 Unlimited time off for full-time shop stewards ............................................................................ 140 FTSS as the man with three masters ........................................................................................... 143 Table 3: The three masters of the FTSS ...................................................................................... 145 The FTSS Master: ..................................................................................................................... 145 Expectations from the FTSS: ..................................................................................................... 145 Traits: ...................................................................................................................................... 145 Chapter 7: Full-Time Shop Steward: A class-in-the-making .......................................... 165 Introduction ............................................................................................................................ 165 Goodbye machines, hello freedom: FTSS an escape from the toil of capitalist production .......... 167 Identity formation: FTSS as office workers - from the machine (shop floor) to the office: ........... 171 FTSS and upward social mobility: It is given that FTSS will become the first to be considered for development and promotion by employers ............................................................................... 178 Cars as a source and symbol of social status and power ............................................................ 195 Education Benefits for FTSSs: Education and training opportunities for FTSSs ............................ 204 Career pathing for FTSS and the life after being a FTSS .............................................................. 208 Conclusion ............................................................................................................................... 217 Introduction ............................................................................................................................ 220 Democracy in action: The 2019 FTSS election stalemate ............................................................ 222 Social downgrading: The pain of an FTSS returning to the production line ................................. 229 The shock of returning to the production line ........................................................................... 237 “Di a bowa daar”: The intensity and toughness of the production line work ........................... 242 12 Career pathing and soft landing of FTSSs .................................................................................. 244 “You know how bad it is that you leave a leadership position”: The impact of social downgrading. ................................................................................................................................................ 246 Resignations and early retirement of FTSSs who are not re-elected for fear of going back to the production line ........................................................................................................................ 249 The promise of career pathing of FTSS is ‘basically dangling a carrot for them (FTSSs) to sell out.’ ................................................................................................................................................ 253 Conclusions ............................................................................................................................. 262 Chapter 9: Shop floor Democracy and Accountability: A painful outcome .................... 265 Introduction ............................................................................................................................ 265 Separation of powers and accountability: The BMW FTSSs arrangements disregard NUMSA’s FTSS Policy....................................................................................................................................... 267 Lack of accountability can lead to the bureaucratisation of the union at the workplace and branch level. ....................................................................................................................................... 273 General meetings are a central tool for accountability. ............................................................. 279 Petitions as an accountability platform ..................................................................................... 285 FTSSs as information brokers for management (i.e., tools of management) ............................... 289 Accountability a pain of democracy .......................................................................................... 293 Conclusion ............................................................................................................................... 295 Chapter 10: Conclusion ....................................................................................................... 298 Introduction ............................................................................................................................ 298 The rise of the FTSS and their contradictory roles...................................................................... 299 FTSS and the (crisis) of trade union representation ................................................................... 301 FTSSs at BMW .......................................................................................................................... 302 Role of an FTSS: FTSS as an organiser with unlimited time-off ................................................... 303 FTSS is a class in-the-making..................................................................................................... 304 The sin of incumbency: Perks or resources or tools of trade ...................................................... 305 Accountability is a necessary pain of democracy ....................................................................... 309 Reference List ....................................................................................................................... 315 Appendices: ............................................................................................................................. 325 NUMSA FTSS bios and background information ........................................................................ 325 List of interviews: ..................................................................................................................... 327 13 14 Dedication This thesis is dedicated to my late father, Malavi Willie Malabela, who departed on 10 January 2017 after a long struggle with kidney failure. To Mama, Nana Athalia Malabela, who continues to be my pillar of strength. To my loving wife Makhosazana Malabela, you are the best thing to ever happen to me. To our firstborn son Ntsako Liam Malabela, who was born months after the submission of the thesis, this one is for you. May you draw inspiration in it in search of your own greatness, Mhlaba. 15 Acknowledgements Ignorance is the curse of the God; knowledge is the wing wherewith we fly to heaven. (William Shakespeare: Henry VI Pt 2) In search of knowledge, I pursued a PhD. Embarking on a PhD is a lonely, challenging journey that requires resilience, discipline, and absolute commitment and tests one's character. There have been moments of excitement and joy on this journey, but at times, it has been a sad and difficult one where many breaking points were reached and throwing in the towel seemed like the better option. All these moments were met with generous support and encouragement from many individuals and organisations, making the journey worth travelling. Sociology teaches us that we are the product of the social institutions around us through the process of socialisation. These institutions include the family, school, church and so forth. I would like to pay homage to some of these institutions and people who helped shape my life and supported me through this PhD journey. Umdeni First and foremost, I would like to thank my parents for everything that they have done for me since birth, nurtured me and taught me the importance of education. My late father, in particular, used to say to us when growing up, Anginoshiyela lifa mine mara eskolweni ngila niyakhona nonke, loosely translated, “I won’t leave you any inheritance but will take you to school.” Ngiya bonga Mhlaba daBuga aka Juluka, Mapantsula. It is unfortunate that as I finish this journey which you saw me undertake, you are not here to witness its end, just like the Biblical Moses who led the children of Israel and never saw the promised land. In all the nooks 16 and crannies of the universe, continue being a great ancestor looking over us. This thesis is dedicated to you and your lovely wife, our mother, who continues to nurture and guide us as our living parent. To my mother, as I write this, tears run down my face as I reminisce about the love and support you have given us, your children, and me in particular. I have no words to thank you for all your sacrifices. I couldn’t ask for a better Mama—you are simply amazing, and I love you. You are a remarkable, strong African woman—who, from the early stages of our lives, provided a conducive environment for us to study and learn. You went to great lengths to make sure that there was minimal interference to our learning both at school and home. You are a courageous woman, and you made it a point that we excel at school. You would say, angikatali sidomu when we didn’t do well at school as a matter of encouragement. This thesis is dedicated to you largely to thank you for believing in us and the sacrifices you have made for us. When the going got tough, you reminded me, ngeke ngife ngikakuboni in a red gown [I will not die without seeing you in a red gown]. These are the words that carried me through, and at times, I thought I should be slow so that you would live longer. Thank you for the words of wisdom and encouragement, even when times were very hard, and I was in ICU after contracting COVID-19. You would not end your call without reminding me that I have a PhD to finish, so I must continue the fight against COVID-19 and come back to finish the work that I have started. I am indeed grateful to you, and thank the gods for giving me you. They say, “A son’s first love is his mother.” Indeed, mine is you because you gave me unconditional love first and nurtured me. Ngiyabonga laThemba shengatsi Simakadze angasigcinela wena andzise 17 umkhawulu wakho akubusise uze ugcoshiswe tibusiso. I love you dearly, my Dear Mama sofa silahlane! The siblings BoMhlaba ngiyabonga kakhulu to my older sibling Gugu Malabela-Mnisi ngiyabonga Sester and my two younger brothers Mlungisi Malabela and Bonginhlahla Malabela inkomo boMadala. You have been with me through thick and thin and supported me when no one could have. Your prayers and financial support in times of difficulties indeed carried me through. I remember Bonginhlahla, when frustrated by the slow pace would say, Gcedza phela nawe kunini, [Finish man, it’s been long now]. Finally, Madala, I have delivered. I guess you can call me ‘Mr Delivery’ as you affectionately call people who deliver on their promises and work. My heart is full of gratitude for everything you have done for me and the sacrifices that you made for me when I had to come to university for my undergraduate. I know it wasn’t easy, but you endured it for my sake. I am indeed grateful and thank you from the bottom of my heart. Let’s continue being united as our parents taught us and indeed siyaphambili. To my nieces Tinstwalo and Phumelelo Mnisi, who always ask me, “Why do you stay kaGogo for a long time?” Because to them, when schools are closed, all of us must come home and be with them. They just did not understand my forever absence on big holidays; I always promised them that they would understand one day when they attended a big school. They have grown to understand what a PhD is, and I promise I will be with you every big holiday henceforth, bomshana. To my other niece, Tinyiko Malabela, and nephew, Mikhenso, I hope one day you will also understand why I was always away and did not even make it to your birthdays. 18 I would also like to thank my uncles and aunts, who also supported me in different ways and prayed for me in difficult moments, and understood when I couldn’t make it to important family events as I was consumed by the work of this PhD. Malume Mzwandile Themba, bobabe lomcane George and Pat Malabela, Babe Marcus Mdhuli, Anti Delani Sibeko, Mamcane Bongi and Linda Themba. Mbuso and Dumisane Tshela also deserve a special mention. Thanks bomnaka for the video calls on big holidays when I was stuck in Jozi doing my PhD work I really felt the love. Ngibonge kakhulu tinini tami. The Wife: Her Majesty To my beautiful and intelligent wife, Makhosazana Malabela, thank you. Love. Your understanding, love, and support throughout the PhD journey carried me, even when your friends warned you, “Be careful. People who do a PhD sometimes go mad!” You laughed it off, and we are here now, so thanks for keeping me sane. You made the journey so easy to navigate when I had to leave the house and rent a room in Ga-Rankuwa for fieldwork, and you understood when I had to spend many long nights at Wits and spend many weekends on the PhD. You also understood when I forgot our 2023 anniversary (which is 19 and 20th of December) because I was working on the PhD on both days. Your understanding humbled me, and you made a light moment of it, “Finish, I want my husband back.” Indeed this was the last lap and I will make it up to you henceforth. You took care of me when I couldn’t even take care of myself because I was fatigued. In the lowest moments of my COVID-19 diagnosis, you were always by my side and even drove me home to go see my Mama and family. This PhD is dedicated to you and our unborn child Ntsako. Thank you maMthembu omuhle! Love you to the sky and back! 19 The Wits Department of Sociology: The Department of Sociology at Wits has been my home from undergraduate to PhD. I know no one but this department. First from the stewardship of Edward Webster when I came to Wits as an undergraduate student and who later became my first supervisor for this PhD. To Roger Southall, who was my MA supervisor when he was HOD and Devan Pillay, Sam Kariuki and now Michelle Williams, under whose stewardship I now finish my PhD. I am indeed indebted to this department that shaped my academic career, allowed me space to grow, and gave me absolute support. Michelle Williams, I am really thankful for your help at the tail end of my PhD and the financial support that the department offered me towards editing the thesis. Thanks for your words of encouragement every time we bumped into each other as there was a point I avoided coming to Wits because of the question, “When are you finishing your PhD?” You made jokes about it, and you continued to encourage me that it will be done, and indeed, now it is done. I am also grateful to the teaching staff in the department. with whom I worked as a tutor and who have mentored me throughout. They include Shireen Ally, Bridget Kenny, Ben Scally, Devan Pillay, the late Rajohane Matshedisho, David Dickinson and many others who have since left the department. To Paul Stewart and Eddie Webster (the Sociology Madala as he calls himself), I am sincerely grateful for holding my hand in the infancy stage of the PhD as co-supervisors. I am indebted to you for your intellectual guidance when I was still trying to make sense of the PhD. The administrative staff has been simply amazing to all of us and I would like to thank them for their generosity, patience and humble hearts. Sedzani Malada, Ingrid Chunilall, Mme 20 Josephine Mashaba and past administrator Laura Bloem you have made the journey administratively seamless with your constant support whenever one needed assistance. You were always willing to go the extra mile and made us feel at home as part of the department personnel and not just as a student. Sedzani always says, “You are our business that’s why we are here.” She has a solution for everything; thanks, Sedz; it is sad that we bid you farewell. The Department of Veterinary at UP is indeed welcoming a great asset farewell. And indeed, we felt at home and part of Wits Sociology throughout and will remain after the PhD. Thank you very much; your efforts and your hard work are recognised and appreciated. I am grateful for everything you have done for me. NgesiSwati batsi “indlela ibutwa kulabaphambili”—in my academic journey, I have had seniors who have been of great help and generous with their time and always offered a helping hand in many more ways than one. I am thankful to these comrades who indeed showed me comradeship. I would like to thank them for their support, encouragement and constant checking up on me and offering a helping hand. Some have been too generous with their time and read my work and gave extensive comments, even availing themselves of consultation; I am indeed indebted to these comrades. They include doctors Themba Masondo, Mbuyiseni Ndlozi, Asanda Benya, Crispen Chinguno, Thabang Sefalafala, Lwazi Lushaba, Tatenda Mukwedeya. Bra Tshepo Moloi deserves a special mention as he is one of the people we looked up to when we were doing our Honours and has been very supportive—ngiyabonga grootman for everything. I am glad our paths crossed. Alex Mashilo also deserves a special mention as he took a keen interest in my work, helped me from the infancy of the project and he continues to play a mentoring role. 21 uMbuso weNkosi, I am very much indebted to him, and I would like to take this opportunity to thank him for all his hard work on this thesis. You are a true inspiration, my dear brother. You went to great lengths to support me in many ways, from commenting on my work to dragging me to Wits when I was about to give up. You are indeed a true friend, and I am very lucky to have you as a brother and friend. Society, Work and Politics Institute (SWOP) SWOP has been my home for many years. I started my engagement with SWOP as a fieldworker in their surveys as an undergraduate, and our relationship has never stopped. I was later offered a Master’s Degree (MA) scholarship and subsequently my first formal job as an Assistant Researcher. I am indeed grateful to the intellectual and academic community it has offered me over the years and would like to thank everyone, past and present. The SWOP experience is a unique one as it nurtures students and offers them a space to workshop and refine their ideas. Thanks to Andris Bezuidenhout, Malehoko Tshoaedi, Karl von Holdt, Christine Bischoff, Prishani Nadioo, Gavin Capps, Sonwabile Mnwana, Andrew Bowman, Tokelo Nhlapo, Mondli Hadebe, Shameen Governor, Lucinda Becorny and many others. The NIHSS Mentors I would also like to convey my sincere gratitude to our NIHSS mentors, professors Gath Stevens, Grace Khonou, Ingrid Palmary, Nhlanhla Maake and Malose Langa, who finally delivered me to the promised land as promised. These mentors were instrumental in my PhD journey as they took their precious time and organised seminars, webinars and writing retreats 22 even under the COVID-19 situation and lockdowns. They kept us sane and going when there was no certainty of the future, and some of us were despondent and discouraged about our future and the PhD in particular. They held our hands and gave us hope. They were also willing to assist at all material times, both in our academic work and even going the extra mile to read and comment on our chapters. These mentors also assisted with some of the administrative issues that we experienced as students. They made it their personal duty to secure our well- being, which is very important, Siyabulela! The NIHSS Coterie/Cohort A PhD is a lonely journey, and thus, a community of friends and comrades is important to keep you going. I have made great friends and we have been each other’s keepers throughout this PhD journey and supported each other. These peers were indeed inspirational in my low moments and breaking points. They kept me going with their support, patience, and encouragement. First are my comrades at NIHSS, Drs Sandla Nomvete, Patricia Ndlovu, Mduduzi Hlozi, Wandell Moore, Kagiso Nkosi and many others. These were truly inspirational, with some even generous enough to read my work and give extensive comments, and we remain comrades, brothers, and sisters—thanks to the National Institute for the Humanities and Social Sciences (NIHSS), for this wonderful cohort. The Employers I am also indebted to the University of Johannesburg Sociology and the Chris Hani Institute (CHI) who offered me employment opportunities while allowing me time to do my PhD work. The CHI gave me time off to attend all the NIHSS writing retreats and every ‘PhD’ Friday off. 23 Thus, I am grateful and would like to thank Sithembiso Bhengu, the CHI Director, for his generosity and leadership. Grace Khunou, Siphelo Ngcwangu, Luke Sinwell, Tina Uys, Pragna Ragunanan, Molefe Radine (The General), Aisha Lorgat, Nomkhosi Gama-Xulu, and Mondli Hlatshwayo, thank you for being great colleagues and for your support and words of encouragement. Babsy Nhlapho also deserves a special mention. He has helped me immensely in this PhD journey, especially when I ran out of PhD funding. He went to great lengths to lobby resources and obtain bursaries for me from different institutions. Ngiyabonga Sgegede sika Mathole. Nongombhili ngaba uma inongo yakho iyinye sithi ufeze khabonina. Mwelase owawela iMpofana no Thukela ungaweli ngamazibuko. Uwela ngezinhlengela zemifula… The Friends Show me your friends, and I will show you your future. (Dan Pena) I have many good friends who, over the years, have sustained me with their friendship, especially in this PhD journey. They have supported me financially, emotionally, spiritually, and otherwise, and I am very much indebted to them. Some had very harsh words for me when I was lagging behind and took forever to finish the PhD. Tebogo Mahule, Sphiwe Milazi, Bongane Ngobe, Musa Mthembu, Castro Ngobese, Mandla Tshabalala, Lebone Mogwere, Dumpie Dube, Charles Malesoela and Tshepo Ndlovu were all were saying “Mshana finish that PhD thing before you become a professional student.” Lesedi Mogane, Given Ngomane and Bheki Mokoena were kinder: “Buti gcendza, we can’t wait to call you Dr Malabela” and would always call to check up on me and supported me all the way. A special thanks also goes 24 to my friends Nokubongwa Mdlalose, Nana Mguni, Bheki Sithole, Lindumuzi Fredrick Mgwenya, Manelisi Moyo and Sendzo Mathebula. Mathebula was indeed a revelation and was kind in his words of encouragement: “General, finish, the grass is greener on the other side’ and we had long conversations about the future—thank you, Thebu. The same goes for Msizi Nyalunga, who was impatient with me; he always said, “Chief, just finish and stop making excuses.” Those were his words of encouragement, and I knew he meant well; thanks, Mfanakithi. To Skhumbuzo Shabangu, who has been a friend for over 30 years—we met in Sunday School and have been together ever since—Thank you very much, my brother, for always being there for me and shouting at me to finish the PhD, Cedza mani nawe. Your frustration with me not finishing quickly was another motivation that kept me going. I express my sincere gratitude to all of you and acknowledge the role you played in my lonely PhD journey nangomso! The Supervisor To my supervisor, Prof Sarah Mosoetsa, I have no words to express my gratitude; you are simply the best. You have been with me from the beginning of this project and have provided a conducive environment for me to be able to do this PhD with very little to no hurdles. You helped me make sense of my own work and gave me absolute guidance while allowing me to own my work. This is rare in many instances, and I am indeed grateful for your mentorship, support and encouragement. You taught me a lot of things, both at a professional and personal level. Thanks for believing in me when no one did, and when I lost hope after my COVID-19 ordeal, I remember your words of encouragement: “I will drag you to the finishing line kicking and screaming. You won’t die on me”. These words really carried me throughout my long 25 COVID-19 days when I suffered panic attacks. Your words of counsel gave me the strength to soldier on and reminded me that I had a great support system and people who genuinely believed in me and my talents. Thanks, Chief! The funder The financial assistance of the National Institute for the Humanities and Social Sciences, in collaboration with the South African Humanities Deans Association (SAHUDA) towards this research is hereby acknowledged. Opinions expressed and conclusions arrived at are those of the author and are not necessarily attributed to the NIHSS and SAHUDA. Lastly, I would love to thank my participants for their generosity with their time for which I am sincerely grateful. The FTSS at BMW who welcomed me and allowed me their time and access to some of their personal documents and file I am thank you very much, nangomso! The Participants: I would like to thank the participants in this study who were generous with their time and participated in this study, some taking time from their busy schedules and accommodating me and agreeing to follow-up interviews; I am really grateful Ningalahli nakusasa. To the workers and FTSSs at BMW who took their valuable time and participated in this study, your participation is invaluable, and this study would not have been possible at all without your participation. To the FTSSs, I am really grateful for your help in this study and for welcoming me into your space and accommodating me in your offices and most in your private lives. Your help in introducing me to the relevant people both within the plant and in the union was of 26 great assistance. I will forever be indebted to you comrades and indeed Aluta Continua, kelebogile tata maCom! 27 Chapter 1: Introduction Introduction In 1982, the National Automobile and Allied Workers’ Union (NAAWU) embarked on a prolonged strike at Volkswagen South Africa (VWSA) in Uitenhage, located in Port Elizabeth (now named Gqeberha). The union sought a weekly wage increment of R2.00. Following the protracted strike, NAAWU and VWSA's management reached a settlement that not only resolved immediate issues but also marked a historic shift in the country's industrial relations landscape. A significant outcome was the introduction of full-time shop stewards (FTSSs), a groundbreaking aspect of the post-1973 trade union movement. Forrest (2011: 26) highlighted that the first FTSS agreement was initially established at Ford, with subsequent adoption by VW. Ford's agreement set a precedent, leading to VW and other companies following suit and offering full-time shop stewards full pay. These FTSSs, elected by the trade union members, received support from the employer in the form of allowances, resources, and facilities to carry out their full-time trade union responsibilities. The late John Gomomo, one of the first FTSSs at VWSA, a founding member of the Congress of South African Trade Unions (COSATU) and its president from 1991 to 1999, recalled that the reason NAAWU and the VWSA management agreed to the formation of the FTSSs was the constant complaints by the company supervisors (Gomomo, 1985). They were unhappy with the unabating disruptions to the production line caused by NAAWU’s senior shop stewards. Whenever there were worker complaints within the plant, NAAWU’s senior shop stewards would abandon the production line to attend to these complaints. This invariably 28 disrupted production. The employers perceived that the FTSSs held the potential to mitigate against disruptions and help foster peace within the plant. NAAWU’s leaders, on the other hand, viewed the FTSS as a mechanism that could be used to build the strength of the trade union, both at branch and local levels. They started negotiating for FTSSs in other plants, where NAAWU was organising. This set a precedent that other trade unions followed, and they, too, began negotiating for FTSSs. Trade unions believed that FTSSs were to augment the role and function of a trade union organiser, which included recruitment, organising, campaigns, and conducting other union activities. This, in effect, turned FTSSs into some form of an organiser of the trade unions. Due to a lack of funding, trade unions could not employ more organisers. For this reason, they took advantage of the agreement between themselves and the employers to elect FTSSs, who assisted the already overstretched organisers who could not service all their workplaces. Worth noting is the deferential role of shop stewards, FTSSs and organisers. The shop stewards are the primary representatives of workers on shop floors as they are directly elected by workers and work side-by-side with the workers. The FTSS, on the other hand, is a secondary shop steward who is directly elected by workers and, in some instances, elected amongst the ordinary shop stewards themselves. They focus on full-time union work situated in the trade union office in the workplace. The organiser is the trade union official appointed by the trade union to organise and service workers. Thus FTSSs were also advantageous for the unions because, unlike ordinary shop stewards, they had unlimited time off to attend to union activities and thus augment the role of the organiser. 29 This then brings in the question of the contradictory role of FTSSs and the question of loyalty, whose interests do the FTSSs serve? Where does the loyalty of FTSSs lie? The employer that pays their salary or the rank-and-file members that elected them? This thesis sets itself the task of understanding this contradiction and explores the FTSS in more detail by asking the questions: What is the role of the FTSS in the post-1973 trade unions? What are the advantages and limitations of FTSSs in promoting worker control and internal democracy? This study is informed by the principal questions: What accounts for the leadership crisis in post-1973 trade unions? Are FTSSs part of the problem? Have they contributed to the crisis of leadership in the trade unions? In addition, the study attempts to address the following sub-questions: • Worker control: What is the role of FTSSs, and how do they enhance the principle of worker control? How does the work of FTSSs enhance the work of the trade union? How are FTSSs different from ordinary shop stewards? • FTSS the man with three masters: Why is there a need for FTSSs? What is unique about them? Who are the masters of the FTSS? • Upward social mobility and the trade union used as a stepping stone versus social downgrading: Are the FTSS positions employed for upward social mobility? What are the perks and resources attached to the position of? Are these perks the reason for the fierce contest for FTSS positions? • Internal democracy and accountability: Does the position of FTSS afford space for the ‘iron law of oligarchy’ and social distance? Are FTSSs un/accountable to their constituency? How do FTSSs account to both members and the trade union? 30 • Social downgrading: What happens to FTSSs who fail to secure re-elections? What are the options available to FTSSs who are not re-elected? Worker control and internal democracy are some of the basic principles that set apart the post- 1973 trade unions and their predecessors. These principles ground these trade unions in the workplace where workers work through shop stewards who are directly elected by members.2 Shop stewards are accountable to their members through mandate taking and report-backs, which arrested the development of oligarchic tendencies in these unions. This is one of the key themes that the thesis explores and gives an account of its continued existence in these post- 1973 trade unions. The introduction of FTSSs in the 1980s presented a predicament for these post-1973 trade unions as it presented a layer of shop stewards who were to do trade union work on a full-time basis. This presented a challenge for worker control and internal democracy and, more sharply, the issue of accountability, which these post-1973 trade unions guarded dearly. Ideally, FTSSs were expected to benefit both the employer and trade unions. However, the relationship between the employer and trade unions is antagonistic in character, even though it involves cooperation between workers and employers in executing production. The post-1973 trade unions established after the 1973 Durban strikes were particularly different from the trade unions that existed before them because they sought to build shop floor structures that would ground the trade union movement in the workplace. Workers were to elect shop stewards who would be their leaders on the ground (see Maree 1982,; Baskin 1990; 2 See Baskin 1990, Friedman 1987, Maree 1982 & 1987 and Webster 1985 31 Friedman 1987; Webster 1985). The workers were to take charge of their own organisation and hold these elected shop stewards accountable through regular mandates and feedback. The worker principle and internal democracy were to guide these trade unions, and thus, workers were to participate in the decision-making process of these unions. The decisions of the unions mirrored the desires and aspirations of the workers and not of the trade union official, who was subject to the direct control of the members (Ibid). This marked a shift in the South African trade union movement, especially for independent black trade unions that emerged after the 1973 strikes. Maree (1987: x) posits that independent trade unions were “unions that emerged in the early 1970s and were free from the control of white unions, from those African unions that appeared content with such controls. Over time the meaning of ‘independent’ broadened out to incorporate trade union autonomy from both the state and employers.” These trade unions were independent, and they were to be truly democratic in the control of their members. The introduction of FTSSs presented a new dimension into the anatomy of these unions, for FTSSs were to be fully paid by the employer while doing full-time union work. This begs the question, are they an organiser accountable to the trade union, or are they workers still accountable to the employer? Thus the contested meaning of the s is explored in this study. This thesis carefully explains the role of both the shop steward and FTSSs and provides a detailed account of the shop steward movement that gave birth to FTSSs. It argues that FTSSs are an excellent avenue to build the strength of the trade union and avoid oligarchic tendencies, as Robert Michels (1958) argued in his seminal work. Michels contended that as democratic 32 organisations grow, they tend to develop oligarchic tendencies. This means that instead of the majority dominating decision-making processes within an organisation, these processes tend to be dominated by an elite few. Michels’s argument applies not only to organisations but also to trade unions. To avoid oligarchic tendencies from developing within trade unions, the thesis asserts that they must adequately manage FTSSs to ensure they are accountable to the trade union members. Lack of accountability may result in FTSSs being a law unto themselves as well as risk being co-opted and turned into tools of management. Furthermore, the thesis demonstrates that FTSSs utilise the social status and prestige attached to this position for upward social mobility and as a stepping stone to lucrative positions. Finally, the thesis asserts that the opposite is also possible for those who fail to secure re-election as they face social downgrading. Problem statement The celebrated German sociologist Robert Michels (1958) memorably argued over a century ago that even though working-class organisations are started on the basic principle of democracy, as they grow, these principles inevitably evaporate, and oligarchy emerges. Michels, (1958: 418) stated: [w]ho says organisation says oligarchy. Every party organisation represents an oligarchical power grounded on a democratic basis. We find everywhere electors and the elected. Also, we find everywhere that the power of the elected leaders over the electing masses is almost unlimited. The oligarchical structure of the building suffocates the basic democratic principle. That which is oppresses THAT WHICH OUGHT TO BE. He called this phenomenon between democracy and oligarchy the ‘iron law of oligarchy’. 33 Trade unions face this quandary because although they are based on democratic goals, they find these difficult to realise in practice. Democracy, however, is a contested concept that can assume different forms. Direct democracy occurs where participation in decision-making occurs through popular assemblies or mass meetings. The election of shop stewards in trade unions is an example of direct democracy. Democracy is also evident in more indirect ways where participation takes place through representatives, for example, in a parliament. In this instance, parliamentarians are elected to represent the interests of their constituency (Pateman, 1970). This thesis seeks to interrogate Michels’ notion of oligarchy and examines, through the lens of FTSS, how oligarch tendencies can be averted at local and branch levels of the trade union, whether it is a law or a tendency. If it is a law it would mean that as organisations grow, they will inevitably be suffocated by oligarchy and dominated by the elite. With the re-emergence of independent trade unions in South Africa after 1973, Maree (1982: 42) argued that the shop steward “rests on the ultimate control by workers of their organisation. This requires that they take part in decision-making on policy and strategic matters affecting the union and that union representatives and officials remain accountable to the rank and file.” In a sense, this is what all trade unions strive to achieve. This was especially the case regarding the unions that emerged after the strikes in Durban in 1973, which emphasised the principle of worker control. The relation between oligarchy and democracy is explored by examining the role and function of the shop stewards, particularly the FTSS. In the wake of the Marikana massacre in August 2012, FTSSs have come under the spotlight. FTSSs were blamed for being too close to management and neglecting workers, thus becoming tools of management (see Chinguno, 34 2012; Hartford, 2012 and Sacks, 2012). Marikana brough to the fore the fault lines of internal democracy within the post-1973 trade unions and the challenge that democratic institutions such as trade union faces an existential crisis under neo-liberalism. FTSSs can be a tool of management, which in turn undermines the democratic principles of the trade union and worker control, much to the frustration of workers who they ought to represent. FTSS, in this context, become a threat to their own organisations as they fail to represent their members, and individual self-interests take over, thus the eruption that occurre. This study seeks to understand the role of the FTSS, whether they contributed to the growing social distance between rank-and-file members and their elected leaders, and whether they have become the bottom layer of managerial bureaucracy on the shop floor. The question of union democracy has been enduring in industrial sociology. Lipset et al. (1972: 163) discussed the changing role of trade unions in the United States. They argued that the position of a union leader comes with a certain price. They experience moving up the status hierarchy, enjoy the “income and prestige of the member[s] of the upper-middle class (North and Hatt, 1949), and often wield more power than the average upper-middle-class person.” Lipset et al. (1972: 163) further noted that higher positions possess some security of tenure. Democracy, on the other hand, implies permanent insecurity for those in leadership and government positions: “The more truly democratic the governing system, the greater the insecurity. Thus, every incumbent of a high-status position of power within a democratic system must of necessity anticipate a loss of position” (Lipset et al., 1972: 163). Hence, ironically, leaders of democratic organisations often thrive on a lack of democracy. 35 A range of questions arise at this point. Is this the case with FTSSs? Do the perks of being an FTSS make them want to retain their positions? Is the high level of contestation for these positions due to the perks associated with this position? Does Lipset et al.’s (1972) argument apply to FTSSs? Do they stifle democracy as it presents greater insecurity for them instead of entrenching democracy? Lipset et al. (1972: 163) warned that “[i]t is hard for the persons in such positions to accept insecurity with equanimity. Once high status is secured, there is usually a pressing need to retain it and protect.” Does this also apply to both male and female FTSSs? These are the questions that the thesis grapples in particular, on the issues around the bureaucratisation of the trade unions, which are linked to Michels’ (1958) notion of the ‘iron law of oligarchy’. Does the failure of union officials to be more responsive to members turn principally around bureaucracy or class mobility? Accordingly, this study investigated how shop stewards negotiate and execute their functions. The literature suggests shop stewards serve both the employer and the workers, which places conflicting demands on them. This thesis seeks to understand the contradictory role of FTSSs, who have to do this job on a full-time basis of representing their members while maintaining labour peace in the workplace, as expected by management who pays their salaries. For this reason, Tony Lane (1974) classified shop stewards as the man with two masters. They are expected to satisfy the employer, who wants labour peace in the workplace, and the workers seeking representations against the employer. Thus, one may ask if FTSS are a problem and a danger to shop floor democracy or not. Do FTSSs lead to bureaucratisation and oligarchy in trade unions because of their character of representing workers on a full-time basis while paid by the employer? These are just some of the questions that this thesis answers. 36 Structure of the thesis - Chapter outline This thesis comprises nine chapters. Chapter 1 is the introductory chapter. The background to the problem and historical context are provided in Chapter 2. BMW is located in the large car assembly industry of South Africa. The National Union of Metalworkers of South Africa (NUMSA) is the union involved in the company. BMW is a critical player in the car assembly industry in South Africa and a significant contributor to the gross domestic product (GDP) of the country. BMW provides an interesting case for this study on FTSS because of the company’s unique arrangement with the trade union. It is the only company in South Africa with an all FTSS Shop Steward Committee (SSC), a first in South Africa. Consequently, I decided to study this company. NUMSA, on the other hand, is a significant player in the labour sphere and the largest trade union in the country. It had over 400 000 members before it declined to 290 000 members, as recorded by the South African Federation of Trade Unions (SAFTU) in its 2022 National Congress report.3 NUMSA has expanded its scope to cover more sectors, including higher learning institutions. The union is the major and almost the only trade union organising in the auto sector. The literature review of the thesis is presented in Chapter 3. A list of theorists that outline the significant themes employed in the thesis is discussed. The themes explored in this thesis include worker control, internal democracy, and democratic rupture. The works of Michels (1958), Maree (1982; 1990; 2017) and Pateman (1970) are explored. The second theme 3 Eye Witness News: https://ewn.co.za/2022/05/24/saftu-s-vavi-numsa-fawu-have-seen-drop-in- membership-in-the-last-5-years https://ewn.co.za/2022/05/24/saftu-s-vavi-numsa-fawu-have-seen-drop-in-membership-in-the-last-5-years https://ewn.co.za/2022/05/24/saftu-s-vavi-numsa-fawu-have-seen-drop-in-membership-in-the-last-5-years 37 engaged in the literature review as a tool of analysis is the modernisation project of trade unions as outlined by Buhlungu (2010; 2012) and Masondo (2012). The modernisation phase that trade unions undergo, including introducing FTSS as part of this project, is studied. The third theme examines the role of the FTSS as a central feature of the post-1973 trade unions by first focusing on the evolution of the shop steward movement that gave birth to FTSS as outlined by Wright-Mills (1948), Beynon (1973), Lane (1974), Webster (1985; 1992), Theron (1990) and Muller (1992). The fourth theme concerns accountability in the trade union movement and draws from the works of Maree (1992), Webster (1992), Buhlungu and Tshoaedi (2009), Sacks (2012) and Chinguno (2012). The final theme examines upward social mobility and how the trade union can be vulnerable and employed for self-interest as a stepping stone for ambitious individuals occupying the FTSS’s office. In this regard, the works of Buhlungu (2000; 2012) and Masondo et al. (2015) are reviewed. In Chapter 4, the methodology of the study is presented. The qualitative methods that were employed in the study are detailed. The research methods employed included document analysis, ethnography, focus groups, life histories and in-depth interviews. These were employed in triangulation and complemented each other and helped me to gain a deeper understanding of FTSS towards answering my research questions. The summary of some of the methods employed is as follows: 38 • In-depth interviews: To gain in-depth knowledge of the phenomenon of FTSS, I interviewed 10 FTSS at BMW, former FTSS, former and current trade union officials, experts, labour historians, and industrial sociologists. • Life histories: To understand the lives and daily experiences of the FTSS and their history of trade union activism. • Ethnography: To study a day in the life of a FTSS, I stayed in the township of Ga- Rankuwa for eight months and went to the BMW workplace almost every day. I also attended trade union activities, including union meetings at plant and local levels, campaigns and strikes. I also socialised with workers and FTSS in the township during the week and on weekends to acquire a first-hand understanding of the daily experiences of FTSS and a complete picture of their work as FTSS. The ethnographic research complemented the other research methods employed in the study. Chapter 5 explores Buhlungu’s (2010) notion of a paradox of victory, arguing that the introduction of FTSS was in itself a paradox of victory as it has yielded two contradictory outcomes. One is promoting availing extra hands for the trade union as FTSS augment the work of organisers, and the second one is the fact that the position opens space for upward social mobility and self-interest. The letter impacts negatively on the trade union as it is reduced to being a stepping stone for self-interested individuals. This is explored through the principle of worker control and internal democracy, which is explained, particularly the principle of worker control amongst the post-1973 trade unions. Worker control is premised on the notion that members should control the union and their officials and elected leaders, including shop stewards and FTSS. 39 Chapter 6 explores the notion of worker disconnect between the FTSS and the workers they ought to represent. A gap is created between workers and FTSS, who see themselves as office workers and hardly connect or visit the production line to engage with workers. Thus, it places emphasis on the issue of having regular general meetings for mandates seeking and reporting back and that trade unions’ decisions should mirror the interests of the workers on the shop floor. Regular FTSS elections need to be institutionalised to maintain worker control and internal democracy. Chapter 7 highlights the resources and perks attached to the position of FTSS. At BMW, these include a BMW car with a petrol card, air-conditioned office, communication facilities, including a laptop and internet access, and other resources as tools of trade. I argue that if not properly managed, these resources attached to the FTSS are likely to be used for self-interest, and FTSS may neglect the trade union objectives and duties. Trade unions must develop tight monitoring structures to use trade union resources or tools of trade so that they are not abused for personal use. It is noteworthy that the resources and perks associated with the FTSS elevate the status of the member occupying the FTSS position. FTSS also enjoy prestige. Thus, the thesis argues that FTSS have become a stratum within the workforce because of the perks and resources attached to this position. These perks include being removed from the production line to an air-conditioned office, receiving a BMW car and being afforded educational opportunities. These FTSS benefits as markers of social status for the FTSS explain the fierce contest among trade union members for this position, notably the prestige this position bestows on the member. 40 In Chapter 8, I explain that despite good intentions from the trade unions, the FTSS position affords self-interested individuals an opportunity for upward social mobility because of the historical fact that both shop stewards and FTSS are a recruitment ground for management, especially for team leaders, foremen, and Industrial Relations (IR) and HR managerial positions. Thus, self-interested individuals can abuse this position for their upward social mobility and employ it as a stepping stone to more lucrative positions. I argue that trade unions should put measures in place to mitigate against this position from being employed for such purposes. Findings from BMW in Rosslyn, in Tshwane, clearly demonstrate that this position not only presents an opportunity for upward social mobility but also that social downgrading is possible for those not re-elected to this position. The latter are forced to return to their old posts in the production line. I contend that social downgrading comes at a significant personal cost. Three options are open to members. First, a member is demoted and is forced to return to their job in the production line. Second, members may resign or retire early to avoid returning to their old jobs. However, after failing to be re-elected, I also demonstrate that some of the FTSS may enjoy a more lucrative opportunity or, as commonly known, have a soft landing when they are offered a less intense job with a better salary. I argue that social downgrading should be understood in the broader context of human development, which is about progress and not regress, thus the member's psychological traumas. Finally, in Chapter 9, the issue of accountability is elucidated. It is contended that accountability is a pain of democracy. I argue that FTSS need to be accountable to members to avoid the development of oligarchic tendencies and that they have to promote worker control 41 in the trade union movement. I contend that failure to do so risks FTSS becoming tools of management, and thus, they could easily be co-opted to the detriment of the trade union movement. Thus, it is imperative that FTSS be accountable to their members to mitigate the risk of them becoming an instrument of management. In this way, they will entrench the principle of worker control, which is the cornerstone of these post-1973 trade unions. 42 Chapter 2: Historical context and background Introduction This chapter aims to establish the historical context and foundation of the thesis by delving into the South African trade union movement, focusing on the black trade union movement that gave rise to post-1973 unions, including NUMSA. It offers insights into the history of NUMSA, the central trade union under examination, and traces the evolution of the shop steward and Full-Time Shop Stewards (FTSS) movement. The emergence of FTSS is elucidated, driven partly by management's response to production disruptions caused by shop stewards being diverted from the production line for union duties. The chapter explores NUMSA's FTSS policies and related documents, comprehensively understanding the union's stance on FTSS. Conversely, trade unions' negotiations for FTSS are outlined, emphasising their role in strengthening the union at the shop floor and local levels. FTSS, intended to complement the organiser's functions, encompass campaign work, recruitment, and overall trade union organisation. Additionally, the historical background of BMW South Africa and the location of the studied FTSS, organised by NUMSA, is presented, emphasising the pivotal role of FTSS in the union's organising machinery. The narrative extends to the challenges faced by FTSS, including issues of upward social mobility, social distance, and accountability. The chapter concludes by critically examining the idealisation of the worker control principle and assessing the continued meaningful role played by FTSS in monitoring post-1994 transformative policies within the workplace. 43 A brief history of the rise of the black trade union movement in South Africa The black trade union movement's evolution is one of defeat and triumph, and its existence today marks the resilience black workers have always had in the fight to have a voice in a system that viewed them as second-class citizens who did not deserve the right to have a voice or representation. The South African trade union movement has a rich history, especially the black trade unions movement dating back over a century, with the Industrial and Commercial Workers Union (ICU) established in 1919 (Baskin, 1990; Forest, 2011). In 1955, following the demise of the ICU, black workers formed the South African Congress of Trade Unions (SACTU). SACTU suffered massive repression by the white government, and their leaders were imprisoned, and some were exiled. Subsequently, the Federation of South African Trade Unions (FOSATU) was born as a breakaway of SACTU, having explicitly critiqued them and their tactics and alliance with the ANC (see Friedman 1987). FEDUSA was established to continue efforts to organise black workers in South Africa. The 1973 Durban strikes catalysed this movement, eventually forming the Congress of South African Trade Unions (COSATU). COSATU, formed in 1985, adopted one of the fundamental principles of FOSATU, which focused on building shop floor structures to sustain the trade union under state repression, which jailed union leaders and led to the subsequent demise of the unions. This shop floor organisation was led by shop stewards elected directly by workers to lead the union on the shop floor. The shop steward movement has carried these unions over the years and is premised on the worker control principle. The worker control principle views workers as the owners of the union and their active participation as central. Worker control is premised on participatory 44 democracy, and membership participation breathes life into the principle and shop floor democracy on which shop stewards are premised. The black trade unions in South Africa developed their shop floor organisation and strength. They started negotiating for recognition and shop floor representation in the form of shop stewards and, later, FTSS. FTSS positions were negotiated to strengthen the work of the trade union on the shop floor as well as the local office of the union, as FTSS were to represent union members on a full-time basis and not engage in any form of work or production while being paid by the employer. The introduction of the FTSS strengthened the union organisation and gave birth to a new stratum of leaders in the union and dimension. Unlike other union workers and officials such as organisers, FTSS were paid by the employer even though they worked full-time on union work. Gomomo (1985) noted that for the employer, the introduction of FTSS was a solution to production disruptions caused by shop stewards who frequently had to leave production to attend to union business. In this sense, FTSS benefited the trade union and the employer for different ends. The National Union of Metal Workers of South Africa: Insimbi Ayigobi (Metal that will not bend) NUMSA has a rich history in South Africa and continues to be one of the militant trade unions in the country. NUMSA was formed in May 1987 when four unions that organised in the metal industries amalgamated, namely: 1. The Metal and Allied Workers Union (MAWU); 2. Motor Industry Combined Workers Union (MICWU); 45 3. National Automobile and Allied Workers Union (NAAWU); and 4. United Metal, Mining and Allied Workers of South Africa (UMMAWOSA). The General and Allied Workers Union (GAWU) and Transport and General Workers Union (TGWU), both COSATU affiliates, handed over their metal workers to NUMSA in adherence to the COSATU principle of one union, one industry4. NUMSA organised workers in the metal sector, including motor components manufacturing, bodybuilding, car servicing, petrol attendance, tyre and rubber and auto assembling (ibid). Over the years, the scope of the union has been increased to include energy, engineering, and related industries. In 2013, the trade union expanded their scope to organise across the value chain, including organising workers over 22 industries and sectors. The 2013 amended Constitution of the union notes that: “The Industries (sic) defined above shall hereinafter be referred to as the metal and related industries, ‘The scope of the union.”5 Notably, these metal and related industries included mining, health care, the IT sector, industrial chemicals, transport, cleaning, security, building and construction, and canteen services. The expansion of NUMSA's scope meant they were encroaching on the scope of other COSATU affiliates. It defied the trade union federation’s principle of one union, one industry of which they had previously been beneficiaries, as highlighted previously. The failure of NUMSA to reverse its decision to expand its scope as requested by COSATU led to their expulsion from the trade union federation on 8 November 2014. Subsequently, they formed another trade union federation, namely, the South African Federation of Trade Unions 4 NUMSA History: https://numsa.org.za/history-2/ 5NUMSA Constitution: https://numsa.org.za/numsa-constitution/ https://numsa.org.za/history-2/ 46 (SAFTU), in 2017, together with the suspended and later expelled former COSATU General Secretary Zwelinzima Vavi. NUMSA, at the time, claimed over 350,000 members and was the largest trade union in COSATU and the country. The trade union continues to have a significant influence and voice in the South African labour space and is regarded as one of the country’s progressive and militant trade unions. Its strength is based on the continued adherence to the worker control principle, which grounds the trade union in the workplace through shop stewards and FTSS. The trade union prides itself on adhering to values that include worker control and democracy.6 NUMSA’s forerunners, UAW and NAAWU, were the first trade unions in South Africa to win the rights of FTSS at the Ford and VWSA plants, respectively (see Masondo, 2003 and Forrest, 2012). This agreement was a game changer in that it transformed the industrial relations landscape in the country and set a precedent for others to start demanding FTSS. Other trade unions that followed this historical agreement started to demand FTSS rights in the workplaces where they organised. The rationale for FTSS: FTSS as an organiser Unlike the employers, trade unions negotiated for FTSS as part of building the trade union machinery at the branch and local levels. The FTSS were to augment the role of the organiser as the trade unions increased in size and did not have the necessary resources to service individual workplaces. The National, Labour and Economic Institute (NALEDI) State of Affiliates (SOA) Report reveals that FTSS has become a central feature in the South African 6 NUMSA Service Charter: https://numsa.org.za/wp-content/uploads/2022/02/NUMSA-Booklet-DPS.pdf https://numsa.org.za/wp-content/uploads/2022/02/NUMSA-Booklet-DPS.pdf 47 Trade Union movement, especially in COSATU affiliates. It details that FTSS, in most instances, are considered part of the organising departments of the trade unions, as noted previously, because they augment the role of an organiser. Thus, in Table 1, the report notes what it represents or illustrates (NALEDI, SOA Report, 2012: 36): “The Table reviews the numbers of staff in various categories of relevance to organising, including local and provincial organisers and organising-related staff.” It is noteworthy that the organising-related staff in Table 1 also include FTSS as part of the personnel relevant to organising because the FTSS perform the organising role of the trade union. The NALEDI SOA Report further notes that: The public sector unions and NUM have more full-time shop stewards than local organisers. In fact, SADTU and POPCRU have no local organisers, and their full-time shop stewards act as organisers. In the case of the public sector, they have negotiated for these FTSS to be seconded full-time to the union. Therefore, they can more effectively act as organisers. (NALEDI, SOA Report, 2012: 36) This provides evidence of the rationale of FTSS augmenting the role of organisers. The NALEDI SOA Report also states: In fact, in SADTU’s case, the FTSS are full-time regional secretaries. NUMSA combines local and provincial organisers and full-time shop stewards, which appears ideal, although the union’s ratio of organisers to members is rather low. (ibid) The low ratio of organisers to members can be attributed to the belief and notion that FTSS augment the role of organisers; hence, there is no need to have more organisers if you have a large pool of FTSS. The evidence from Table 1 supports this notion. Thus, NUMSA has 123 FTSS compared to 94 local organisers. Page | 48 Table 1: Union Staff Numbers (NALEDI SOA Report, 2012: 36-37) Union Membership 2012 No of locals Full Time Shop Stewards Local Organisers Local Administrators Provincial Organisers Provincial Administrators Organising related staff Other staff National staff total staff CEPPWAWU 80 658 32 19 55 14 0 7 0 0 23 99 CWU 18 666 42 17 0 0 5 11 0 0 12 28 CWUSA 1 500 0 0 0 0 0 0 0 0 4 4 DENOSA 74 883 0 12 0 0 13 14 9 5 35 76 FAWU 126 930 44 0 42 13 49 15 9 9 29 166 NEHAWU 260 738 39 65 76 39 9 9 27 9 85 254 NUM 310 382 746 173 0 0 60 27 9 0 85 181 NUMSA 291 025 45 123 94 54 10 42 31 0 65 296 POPCRU 149 339 90 125 0 0 0 9 0 9 25 43 SACCAWU 120 352 60 29 84 18 4 13 17 3 31 170 SACTWU 85 025 30 5 26 20 0 30 3 4 30 113 SADTU 251 276 53 53 9 48 9 9 0 0 47 122 SAMA 7 759 0 0 0 0 0 0 0 0 11 11 SAMWU 153 487 35 60 0 10 44 29 3 2 28 116 SASAWU 7 074 28 1 8 3 0 3 0 0 3 17 SASBO 67 402 28 61 28 0 0 0 0 0 89 117 COSATU 2 191 016 1 274 743 431 240 262 266 108 109 643 1 951 Page | 49 It is evident from Table 1 that trade unions overall have more FTSS than local organisers. Trade unions have almost double the number of FTSS, 743, compared to 431 local organisers. Thus, the significant role of FTSS in organising at the local level of the trade union is worth noting. In the table, it is also clear that FTSS are a central feature of the union’s organising department, mainly developing the trade union in their workplace and in that specific locality, also known as the local. In essence, FTSS augment the role of the organiser as envisaged when they were first negotiated. Thus, overall, trade unions have more FTSS than local organisers as they perform the organising duties of the trade union. FTSS are viewed as part of the staff complement of the trade union organising departments because they do full-time union work and are more accountable to the trade union than the employer. Bayerische Moteren Werke (BMW) South Africa This study was conducted at the BMW plant in Rosslyn, north of the Tshwane Municipality in Gauteng, South Africa. Masondo (2003:39) explained, BMW South Africa was the first BMW plant to be established outside Germany … In 1972 the Munich-based parent company, Bayerische Moteren Werke (BMW), took control of the South African operation. In 1973 BMW South Africa was born as a wholly owned subsidiary of BMW. BMW-SA has been in the country for over 50 years, currently employs approximately 3,500 workers, and can manufacture over 76,000 units annually.7 The BMW plant in Rosslyn was first designed to produce the BMW 3 series. In addition, the famous Gusheshe was manufactured in the plant. In 2018, BMW invested immensely in the South African plant and started making the X3 models in the Rosslyn plant. Most of the vehicles manufactured in the 7 BMW Annual Report 2018: https://www.bmwgroup-werke.com/rosslyn/en/our- plant/history.html https://www.bmwgroup-werke.com/rosslyn/en/our-plant/history.html https://www.bmwgroup-werke.com/rosslyn/en/our-plant/history.html Page | 50 Rosslyn plant are exported to markets in the USA, Great Britain, Japan, Australia, Hong Kong, Singapore, New Zealand, Taiwan, Germany, and Iran (Masondo 2003). BMW Group announced a R6.1bn investment to prepare the Rosslyn facility, and the associates who work there, for X3 production. It is one of the biggest single automotive investments in South African history. In February 2018, Plant Rosslyn produced the last 1 191604 BMW 3 Series cars built over five model generations and 35 years.8 (ibid The BMW-SA Group is an essential player in the country’s automotive industry, contributing significantly to the country’s GDP and creating employment opportunities for our citizens. The company is organised by NUMSA, which has been in the plant since 1978, through its predecessor, the United Automobile Workers Union, which merged with NAAWU (Masondo, 2003). NUMSA’s presence in the plant has matured over the years and they won the rights to FTSS in the plant. The rights of FTSS at the BMW plant in Rosslyn have evolved over the years. The plant is one of the union plants with a unique arrangement and agreement regarding FTSSs, as all the shop stewards are FTSSs. In the early 1990s, the company, in pursuit of production and efficiency, offered the trade union the option to have an all-FTSS committee in exchange for lowering the number of shop stewards in the plant. The employer had argued that ordinary shop stewards who are also engaged in production line tended to disturb the production process in terms of planning and efficiency. Ordinary shop stewards can sometimes be called and pulled out from the production line to go and represent a worker in a hearing or attend to other union activities, which in turn disturbs production, because their replacement is not always readily available. as a replacement for the shop steward in the line is not always available. The employer subsequently offered the trade union the agreement to have an all-FTSS shop steward 8 BMW Annual Report: https://www.bmwgroup-werke.com/rosslyn/en/our-plant/history.html https://www.bmwgroup-werke.com/rosslyn/en/our-plant/history.html Page | 51 committee, ten FTSS and reduced the number of shop stewards in the plant. Both parties agreed on this. Accordingly, it was decided to study FTSS in this plant and how they have contributed to the trade union representation dilemma that was foregrounded in the Marikana massacre. The NUMSA FTSS policy The book Labour Beyond COSATU based on the fifth Taking Democracy Seriously Survey U notes that although the trade unions have negotiated for shop stewards in the workplace, FTSS has become a central feature of these unions (Buzuidenhout & Tshoaedi, 2017). Maree (2017) explained that of all the participants surveyed in 2014, 76.1 % reported having had a FTSS in their workplace. The COSATU Workers’ Survey also confirms the presence of FTSS in workplaces: Overall, two-fifths of COSATU members said they had at least some full-time shop stewards. (COSATU Workers’ Survey, 2012:29) These findings indicate that FTSS exist in workplaces organised by COSATU in South Africa and have become part of the trade union organising machinery in the country. NUMSA, as depicted in Table 1, has more FTSS than organisers. This is due to their emphasis on FTSS organising work for the trade union and building a democratic and vibrant trade union movement at the local level. Thus, the trade union has an articulated policy on FTSS, which states the roles and functions of the FTSS, including ratios and related matters. The NUMSA FTSS policy notes: There should be at least one full-time shop steward (FTSS) for every 250 paid-up members of NUMSA or fewer members as required. Where the Union and its members see the need for a NUMSA FTSS in a particular workplace, the Unions shall, irrespective of the size of the workforce/membership, engage with management to secure this fulltime shop steward in that specific workplace by the provisions of the NUMSA FTSS Policy Full-time. (Shop Stewards Policy 115 of NEC May 1994 as amended CC July 2010) Page | 52 The policy further notes that FTSS would be elected amongst the ordinary shop stewards: Once members have elected part-time shop stewards, NUMSA would call on the membership to elect their full-time shop stewards from amongst the part-time factory shop stewards committee. (ibid) The policy also emphasises the accountability of FTSS to their members by their worker control principle, which places workers and members at the centre of the trade union organisation, specifically, workers as owners of the trade union. The policy’s Rule of Conduct (Shop Stewards Policy 115 of NEC May 1994 as amended CC July 2010), which is in line with its democratic principles, clearly articulates that: • Every full-time shop steward must take instructions from the factory shop stewards committee, the factory general meeting and the REC. • Every full-time shop steward must give a full monthly report to the factory shop stewards committee and the general meeting. • Every full-time shop steward must write a full monthly report on their activities to the local shop stewards council. A copy of this report must be sent to the regional secretary for the REC. • A full-time shop steward must notify the chairperson of the shop steward committee, the senior shop steward and the local union office if they are leaving the plant or will be away from it and must give the reason. Full-time shop stewards can only leave the plant for bona fide union business. If they leave for private enterprise, they must take time off like ordinary workers. • No full-time shop steward can accept an increase in wages a bonus, or any other extra remuneration for being a full-time shop steward. Full-time shop stewards get the expected increases for their normal grades. Page | 53 • No full-time or part-time shop steward can use company transport for any private business. The policy breathes life into the principle of worker control and internal democracy in the trade union and enforces the FTSS to be accountable. This policy serves as a countervailing force against developing oligarchic tendencies among FTSS, rooting them in the workers and enforcing accountability. For trade unions to be genuinely democratic, their FTSS and other elected leaders ought to be accountable to the general membership of the trade union and represent their interests at all material times through regular mandates and reports, hence ensuring the centrality of a democratic and participatory public meeting. Failure to do so will lead to the possibility of abuse of office, positions for self-interest and upward social mobility and erosion of the democratic principles of the trade unions. The development of trade union bureaucracy and the elite few that are unaccountable may lead to the development of oligarchic tendencies. The sins of incumbency and social distance There are debates within unions about the role of FTSS; while they are often viewed as closer to workers in their orientation and experience, there are also significant problems in addressing accountability issues for workers and the union. Of course, trade unions may also experience challenges regarding the accountability of their officials (organisers). It is important to view accountability in relation to workers and union structures from the workplace upwards. (NALEDI, SOA Report, 2012: 38) The accountability of FTSS is sacrosanct in preserving the principle of worker control and internal democracy in the trade unions. Therefore, this thesis seeks to investigate this as there is increasing evidence that FTSS have become a law unto themselves and, thus, the crisis of trade union representation (see Chinguno, 2012, Sacks, 2012; Masondo, 2010). Hence, the focus has recently been on FTSS, especially after what happened in Marikana. The 2012 Page | 54 Marikana massacre, which resulted in the death of 34 mineworkers at the hands of police on 14 August 2014, highlighted the issue of FTSS. Chinguno (2012), Hartford (2012) Sacks (2012), Alexander (2014) and other authors that followed the killings of the mineworkers detailed how NUM FTSS were part of the genesis of the dispute that eventually led to the massacre. The authors argued that the NUM members in the platinum belt in the North-West province had rejected their trade union representative, particularly the FTSS. They opted to represent themselves and engage management directly. The workers and members argued that the FTSS had been co-opted and first represented management interests and then their own and were accordingly rejected. Thus, the increasing gap between members and their representatives, particularly FTSS, may be referred to as social distance. There is consensus among labour scholars and analysts in South Africa that an increasing gap between union leaders and rank-and-file members the former claim to represent has emerged. Byrne et al. (2015) argued that this development permeates all affiliates of the COSATU; This presumably includes the unions that were expelled from COSATU and formed parallel trade unions. I am of the view that this increasing gap is endemic to all trade unions in South Africa across federations. In the process, opportunities for oligarchic tendencies have opened up, undermining longstanding principles of worker control, which are the cornerstone of these trade unions and safely guarded tradition. At its 2012 National Congress, COSATU noted: There is a growing social distance between union leaders and the membership. Different lifestyles and material realities create a leadership that is not fully in tune with what members are facing. (COSATU, 2012: 16)9 9 COSATU Secretariat Political Report of the 11th National Congress 2012: http://www.cosatu.org.za/show.php?ID=6535 http://www.cosatu.org.za/show.php?ID=6535 Page | 55 The federation further admitted that worker control is declining, an important guiding principle of the labour federation. The transition to a democratic dispensation presented a paradox for COSATU. While COSATU’s influence grew, the labour federation was plagued by a chronic loss of organisational power, especially on the shop floor where it mattered (see Adam et al., 1997; Buhlungu, 2010). Loss of organisational power has negatively affected the founding principles of worker control of these post-1973 trade unions. Indeed, worker control has entered into a whirlpool of decline. The notion of social distance captures the emerging reality of material inequalities between rank-and-file members and union leaders. COSATU, in particular, attributed this to full-time unionism. However, others have argued that oligarchic bureaucracy that reduces worker control results from the union leaders’ corruption and material greed (see Byrne et al., 2015). These differing interpretations are not merely analytical but the basis of the dramatic political contestation within unions. Thus, FTSSs present a dilemma of trade union representation at the branch and shop floor level. Thus, this thesis seeks to provide a detailed account of what FTSSs are and how they function as part of the trade union structures, particularly their relation to shop floor democracy within the trade union movement. The BMW plant in South Africa was employed as the case study. It is noteworthy that although the principle of worker control is the cornerstone of these trade unions, it has been more formal than practical at times, thus leading to the trap of over-romanticising it. Romanticising of worker control and internal democracy Webster (1985) noted that the agreements negotiated by the Metal and Allied Workers’ Union (MAWU) in the 1980s were too complex. The shop stewards did not easily comprehend legal documents, and organisers with minimal education levels had to rely on a white organiser who was often a lawyer: “The complexity of the agreement entered into with management could make the accountability of the negotiating committee to the rank-and-file formal rather than Page | 56 real” (Webster, 1985: 248). This highlights that even though worker control was seen to be at its pinnacle during the 1980s, in some instances, it was formal rather than real or practical. Certain decisions were made without rank-and-file participation because of their complexity. In an interview with Webster (ibid), John Stanwix, a white MAWU organiser, explained the intricacies of agreements and how there was a lack of participation by black shop stewards and organisers: The kind of agreements we discussed in the Transvaal were absurdly complex. That was the mistake we made. People were struggling to understand the agreements. The shop stewards could not negotiate the agreements, and the African organisers were extremely reluctant to negotiate without the white organisers present. This demonstrates that even though shop stewards and organisers were meant to be accountable, they may have gotten away with some non-accountability because the various agreements they negotiated were just too complex for the rank-and-file. Thus, there was a danger of over-romanticising worker control in the 1980s when the state of unions was assessed, especially when the decline in attendance of union meetings compared to the past was examined. Attendance at meetings meant participation in decision-making. Thus, it is imperative to consider that worker control has shortfalls when accessing the trade union movement and explore ways to make it more practical than lip service. The trade union movement has evolved over the years. Furthermore, FTSSs have become a central feature of the trade unions in South Africa. The democratic breakthrough in 1994, which presented the trade unions with new opportunities and dynamics, has had mixed results. From 1994, the trade unions could organise in a democratic terrain that required new organising and engagement strategies. Buhlungu (1994) and Masondo (2012) noted that the democratic breakthrough opened new avenues of progression and career opportunities for trade union activists, including business, government, and civ