School of Architecture & Planning, University of the Witwatersrand, Johannesburg Ph.D. 2023 Urban Scripting Audio-visual Forms of Storytelling in Urban Design and Planning: The Case of Two Activity Streets in Johannesburg Solam Mkhabela 288060 Supervisor Prof. Paul Jenkins ii Declaration I declare that this thesis is my own unaided work. It is being submitted to the Degree of Doctor of Philosophy to the University of the Witwatersrand, Johannesburg. It has not been submitted before for any degree or examination to any other University. Solam Mkhabela 17 May 2023 iii Abstract South African cities reflect spaces based on Euro-American theories and norms, mapping methods, and design imperatives. At a local level, this imposition’s tool of static diagrams, plans, sections, elevation, and aerials; broader spatial plans with localized frameworks; regulatory plans controlling land use results in spaces hindering socio-economic development, especially for the marginalized, which comprises a predominantly black African and poor cohort. Consequently, current practice must significantly improve a city’s engagement with everyday users. Based on the indicated need, this thesis argues that the first step to effective urban design is accurately ascertaining spatial needs. In responding to current city-making practices that create ineffective spatial outputs, the study introduces Urban Scripting as a novel transdisciplinary and practice-based approach for assessing inhabitable urban locations. Its methodology in city-making processes strategically inserts social narrative to enhance understanding of daily user experiences. In creating accessible ways of exposing urban layer details, the procedures combine Nguni oral tradition (local expertise) with audio-visual (disciplinary knowledge) as a hybrid narrative technique that simultaneously analyzes and produces. Here narrative suggests using story to amplify an evolving discourse unit that writes and communicates spatial imagination. More so, storytelling, framed in and through interaction, finds people and information often missed by conventional mapping and assessment tools, specifically the voices in the ‘twilight zone,’ the space between legal and illegal on-the-ground operations. Transdisciplinary methods structure more critical and empirically on-ground evidence that inductively leads to new ways of thinking and analyzing. Practice-based casework turns space into place, builds an anthology of empirical knowledge to inform city-making methodologies, and shapes appropriate policies supporting subaltern communities. Programmatically and polemically, it explores how a cinematic frame is an inclusive tool within a specific set of urban processes. Ultimately, its enframing application calibrates an empathetic narrative, potentially transforming lives better for an African city in motion. This approach is valuable for practitioners as a firm departure from convention and thrusts Black African knowledge to the forefront, thus acting as a decolonization tool. Tested at two different sites in Johannesburg, Alexandra (formerly a Black dormitory ‘township’) and Orange Grove (once a whites-only area), the approach effectively engaged with spatial users, specifically, the microentrepreneurs whose urban insurgency practiced on the side of the street serves the broader public yet remains unnoticed by spatial practice. Urban Scripting’s methodology better understood the urban spatial challenges and needs at the Johannesburg study sites. For spatial practice site assessment, theory building, and iv practical application, it is an approach that is likely to prove equally effective in communicating bottom-up needs to help imagine and design a fair and democratic city in hundreds of other similar environments in South Africa and indeed, across Africa, where parallel realities exist. v Dedication Dedicated to the lives of Gerald Chungu, David Goldblatt, Michael Sorkin, George Zarkalis, Klaus-Dieter Dörmann, and Thando Mkhabela. Mild men, intensely present and steadfastly insistent on remaining invisible. vi Acknowledgments Urban Scripting has been the product of many voices, eyes, hands, hearts, and histories. It’s been a long journey that we, the visible and invisible, have been part of. It is about places with cruel, violent, and murderous past and present. It’s also the story of Nguni people whose narratives tend to be told by others. In the retelling, we hope to change this. In no particular order, we thank the following people and everyone in the credits for playing their part: Paul Jenkins for encouraging the beginning and being there till the end. Jessica Hallenbeck for opening my academic world to storytelling. Stephen Kirker for working with me on editing chapters into a telling tale. Band A Part, Hiten Bawa, Shorai Kaseke, Aviwe Mandyanda, Leigh Maurtin, Nthabiseng Moela, Khazimuliswa Ndlovu, and Reg for calibrating content, Fred Swart for more than a visual identity, and Jennifer van den Bussche for workshop support and good energy. To my superheroes, Dean “the Falcon” Falconer and Felix “the Bandit” Beresford, for rendering urban space into life for those who cannot see it. Siphokazi Makhaye’s continued guidance and unrelenting ability to support with kindness, Batseba Qwabe, Bongi Mphuti, Pitso Marema, Mabore Seshebe, Lerato Nkosi and Vasentha Naidu for simply being there when we needed them most. My appreciation goes to Mphethi Morojele, Martin Mzumara, and Nnamdi Elleh for giving me the resources and time to complete the work. Finally, this project would not have come to fruition without the welcome it was warmly granted by Alexandra and Orange Grove micro-entrepreneurs and residents. A special thanks to Thando Hopa, Bra Niky, Bra Sam, Sipho, Leigh, Tumelo, Mangaliso, S’phiwe, Konke, Zela, Langa, Vuka, Kuhle, Sibusiso, Vuyo, Lesedi, Mandla, Fungai, Mduduzi, Rachel, Vimal, Joyce, Paddy, Vivien, Nomvula, Tasneem, MD, Iris, Tumi, Elsa, Jabu, Fish, Sophie, Kind, Summer, Maya, Sechaba, and Futhi. I also would like to thank the examiners for their valuable contributions. Thank you to my family, Audrey, Ronnie, Ngo, Knox, Lala, GQ, theDZL, Sula, Thalia, and Ilm, for being there. Thando for all memories without which getting through would have been impossible or worthwhile. Most importantly, Malwande and KiKi for believing in superpowers and keeping on. Thank you. A grant from the Nation Research Foundation has supported this research. vii Study Sites Location Map Johannesburg metropolitan area with the two study sites in relation to the inner city (reproduced from Google Earth). Alexandra lies 12 kilometers from the city center and is a neighbor to Sandton, one of Africa’s wealthiest business precincts. Orange Grove forms a midpoint between Alexandra and Johannesburg’s city center. viii Table of Contents DECLARATION ....................................................................................................................................... II ABSTRACT ............................................................................................................................................. III DEDICATION ...........................................................................................................................................V ACKNOWLEDGMENTS .........................................................................................................................VI 1 LOCATING A NGUNI VOICE .......................................................................................................... 1 1.1 SITUATING: THE SCOPE .............................................................................................................. 1 1.1.1 What is the Problem Statement? ......................................................................................... 1 1.1.2 Addressing the Problem Statement ..................................................................................... 3 1.1.3 Activity Street: A Democratic Palimpsest ............................................................................. 4 1.2 DEVELOPING: A STUDY ............................................................................................................... 5 1.2.1 Core + Sub-Questions .......................................................................................................... 5 1.2.2 Conceptual Framework ........................................................................................................ 6 1.2.3 Assemblage: Narrative Montage .......................................................................................... 7 1.3 DESIGNING: THE PROJECT ........................................................................................................ 10 1.3.1 Background, Midground, Foreground ................................................................................ 10 1.3.2 Sensing the City ................................................................................................................. 11 1.3.3 Rewriting Johannesburg..................................................................................................... 12 1.4 RECOGNIZING: RELATIONAL CONCEPTS ..................................................................................... 13 1.4.1 Argument ............................................................................................................................ 13 1.4.2 Aim + Objective .................................................................................................................. 14 1.4.3 How to read this Research ................................................................................................. 16 1.4.4 Purpose .............................................................................................................................. 17 1.5 EDITING: ABSTRACT THEMES .................................................................................................... 19 1.5.1 Frames ............................................................................................................................... 19 1.5.2 Producing ........................................................................................................................... 20 1.5.3 The Twilight Zone ............................................................................................................... 22 1.6 PRESENTING: FIELD CONTRIBUTION .......................................................................................... 23 1.6.1 Urban Scripting ................................................................................................................... 23 1.6.2 Limitations .......................................................................................................................... 24 1.6.3 Overview............................................................................................................................. 25 2 DEVELOPING: FRAMING ............................................................................................................. 28 2.1 URBAN DESIGN: THE PRIMACY OF STREETS .............................................................................. 28 2.1.1 Local ................................................................................................................................... 28 2.1.2 Context ............................................................................................................................... 29 2.1.3 Everyday............................................................................................................................. 31 2.2 CONTEXTUALIZING THE CITY ..................................................................................................... 34 ix 2.2.1 Colonialism ......................................................................................................................... 34 2.2.2 Capitalism ........................................................................................................................... 37 2.2.3 Apartheid ............................................................................................................................ 39 2.3 READING THE STREET............................................................................................................... 41 2.3.1 Top-Down + Bottom-Up ..................................................................................................... 41 2.3.2 Domination ......................................................................................................................... 43 2.4 LOCATING THE CASE STUDY AREAS .......................................................................................... 45 2.4.1 Opposites in a Perpetual Dance ........................................................................................ 45 2.4.2 Building Up a City Image .................................................................................................... 47 2.4.3 Inside .................................................................................................................................. 49 2.4.4 Alexandra: Reverend Sam Buti Street ............................................................................... 51 2.4.5 Orange Grove: Louis Botha Avenue .................................................................................. 53 2.5 GATHERING THE EVIDENCE ....................................................................................................... 57 2.5.1 Observing ........................................................................................................................... 57 2.5.2 Reading .............................................................................................................................. 59 2.5.3 Framing .............................................................................................................................. 62 3 DESIGNING: SHIFTING ................................................................................................................ 65 3.1 STORYTELLING: PUSHING BACK AGAINST EURO-AMERICAN PLANNING ....................................... 65 3.1.1 Kwesukesukela, Once Upon a Time .................................................................................. 65 3.1.2 Other Knowledge Cultures ................................................................................................. 67 3.1.3 Frame of Reference ........................................................................................................... 69 3.2 LISTENING: A FORM OF KNOWLEDGE SHARING .......................................................................... 73 3.2.1 Listening to the Everyday ................................................................................................... 73 3.2.2 A Sensory Approach .......................................................................................................... 75 3.2.3 A Transformative Paradigm ............................................................................................... 76 3.3 READING: MERGING EUROCENTRIC PLANNING CULTURE AND NGUNI STORYTELLING TRADITIONS 80 3.3.1 Reading the Everyday ........................................................................................................ 80 3.3.2 Locating Voices .................................................................................................................. 82 3.3.3 New Languages ................................................................................................................. 85 3.3.4 Bantfu neTindzawo: People and Places ............................................................................ 87 3.3.5 A Making of . . . .................................................................................................................. 90 3.4 SHIFTS IN THE NARRATIVE TO A LOCAL CONTEXT ....................................................................... 92 3.4.1 Collaborating ...................................................................................................................... 92 3.4.2 Story as Voice .................................................................................................................... 94 3.4.3 Story as Image ................................................................................................................... 96 3.4.4 Contextual Folder ............................................................................................................... 99 3.5 DESIGNING THE SETTING ........................................................................................................ 101 3.5.1 Listening ........................................................................................................................... 101 3.5.2 Testing .............................................................................................................................. 101 3.5.3 Designing Methods and Positions through Walking as Practice ..................................... 102 x 3.5.4 Shifting .............................................................................................................................. 105 4 RECOGNIZING: POSITIONING .................................................................................................. 108 4.1 BUILDING A LIBRARY ............................................................................................................... 108 4.1.1 Reading Realities ............................................................................................................. 108 4.1.2 Narrative Documentary .................................................................................................... 110 4.1.3 Storytelling Methodologies ............................................................................................... 112 4.2 FRAMING: TIME ....................................................................................................................... 114 4.2.1 Stories .............................................................................................................................. 114 4.2.2 Expressions ...................................................................................................................... 119 4.2.3 Narrations ......................................................................................................................... 122 4.3 SHIFTING: CONTEXT ............................................................................................................... 124 4.3.1 Listening to People ........................................................................................................... 124 4.3.2 Reading Places through Narrative ................................................................................... 126 4.3.3 Writing Other Knowledge Cultures ................................................................................... 128 4.4 POSITIONING: ACTIVITIES ........................................................................................................ 131 4.4.1 Time: Foregrounding Stories ............................................................................................ 131 4.4.2 Context: Constructing Hybrid Narratives .......................................................................... 132 4.4.3 Activities: Reaching Understanding ................................................................................. 133 4.5 COUNTERING: RETELLING EGOLI TOOLKIT ............................................................................... 135 4.5.1 Counter-Story ................................................................................................................... 135 4.5.2 Counter-Narrative ............................................................................................................. 137 4.5.3 Urban Scripting ................................................................................................................. 138 5 EDITING: CALIBRATING ............................................................................................................ 141 5.1 SITUATING .............................................................................................................................. 141 5.1.1 Africa ................................................................................................................................ 141 5.1.2 South Africa ...................................................................................................................... 143 5.1.3 Johannesburg ................................................................................................................... 145 5.2 FRAMING WHAT IF…? ............................................................................................................. 150 5.2.1 Continent .......................................................................................................................... 150 5.2.2 Country ............................................................................................................................. 155 5.2.3 City ................................................................................................................................... 160 5.3 SHIFTING ................................................................................................................................ 165 5.3.1 Country ............................................................................................................................. 165 5.3.2 City ................................................................................................................................... 171 5.3.3 Metro ................................................................................................................................ 174 5.4 POSITIONING .......................................................................................................................... 174 5.4.1 City ................................................................................................................................... 174 5.4.2 Metro ................................................................................................................................ 176 5.4.3 Street ................................................................................................................................ 178 xi 5.5 EDITING POINTS OF VIEW ........................................................................................................ 182 5.5.1 Two Screenings [Multiple Audiences] .............................................................................. 182 5.5.2 Alexandra ......................................................................................................................... 184 5.5.3 Newtown ........................................................................................................................... 187 5.5.4 Rewinding to Fast-forward ............................................................................................... 189 6 RE-PRESENTING: NGUNI VOICES TO MAKE STREETS ACTIVE FOR ALL ........................ 193 6.1 [RE] SITUATING VIEWS ............................................................................................................ 193 6.2 [RE] DEVELOPING: FRAMING A STUDY PARADIGM..................................................................... 194 6.2.1 Whose Frame: Revisiting the Problem Statement ........................................................... 194 6.2.2 [Re] Assessing the Core Question ................................................................................... 196 6.2.3 [Re] Structuring the Conceptual Framework .................................................................... 201 6.3 [RE] DESIGNING: SHIFTING URBAN SCRIPTING ......................................................................... 203 6.3.1 From Background to Midground to Foreground ............................................................... 203 6.3.2 Sensing the City from the Ground Up .............................................................................. 204 6.3.3 Rewriting Johannesburg................................................................................................... 204 6.4 [RE] RECOGNIZING: POSITIONING THE SCRIPT ......................................................................... 205 6.4.1 Interrogating the Purpose ................................................................................................. 205 6.4.2 Situating the Purpose through Telling .............................................................................. 205 6.5 [RE] EDITING: CALIBRATING THROUGH PRODUCTION ................................................................ 206 6.5.1 The Drawn Frame: Establishing the Why ........................................................................ 206 6.5.2 The Still Frame: Setting What is ....................................................................................... 211 6.5.3 The Movement Frame: Asking What if? ........................................................................... 213 6.6 [RE] PRESENTING KNOWLEDGE IN THEORY, ACADEMIA, AND PRACTICE .................................... 215 6.6.1 From Foreground to Background ..................................................................................... 215 6.6.2 The Twilight Zone of Knowledges .................................................................................... 216 6.6.3 Whose Knowledge Anyway? ............................................................................................ 217 6.6.4 Framing New Knowledge ................................................................................................. 219 6.7 [RE] PRESENTING URBAN SCRIPTING: MISE EN SCÈNE ............................................................ 219 CREDITS .............................................................................................................................................. 221 BIBLIOGRAPHY .................................................................................................................................. 227 xii xiii TABLE OF FIGURES Figure 1.1 Narrative Structure.................................................................................................... 9 Figure 1.2 Field Casework Process ......................................................................................... 27 Figure 2.1 Scale Matrix ............................................................................................................ 31 Figure 2.2 Fragmented City ..................................................................................................... 36 Figure 2.3 Twilight Sidewalk Bay ............................................................................................. 37 Figure 2.4 Urban Scripting Scales ........................................................................................... 46 Figure 2.5 Alexandra’s Small Grain Texture of Built and Unbuilt Urban Form ....................... 52 Figure 2.6 Orange Grove’s Texture ......................................................................................... 55 Figure 2.7 Sidewalk Bay .......................................................................................................... 57 Figure 2.8 Johannesburg’s morphology [1900—2019] ........................................................... 61 Figure 2.9 Framing Time (timeframing) ................................................................................... 64 Figure 3.1 Locating Fungai ...................................................................................................... 66 Figure 3.2 Inside Storytellers ................................................................................................... 71 Figure 3.3 Shifting Characters (see Credits) ........................................................................... 84 Figure 3.4 Framing Fungai ....................................................................................................... 89 Figure 4.1 Animation Storyboard ........................................................................................... 116 Figure 4.2 Panelization & Timeframing.................................................................................. 118 Figure 4.3 Alexandra Taxi Signal ........................................................................................... 120 Figure 4.4 Positioning Activity ................................................................................................ 137 Figure 5.1 Street Lines: Main Axis ......................................................................................... 148 Figure 5.2 Wide, Long, Full, Close-up ................................................................................... 148 Figure 5.3 3-Thirds Rule and 2.4:1 Aspect Ratio .................................................................. 152 Figure 5.4 Ground Team Notebook ....................................................................................... 155 Figure 5.5 Viewing Inventory ................................................................................................. 155 Figure 5.6 Large-Format-Map at Office and Home ............................................................... 156 Figure 5.7 Page Panel Layout and Panelization ................................................................... 159 Figure 5.8 Recording Animation Voice-Over ......................................................................... 161 Figure 5.9 Johannesburg Metropolitan: Study Sites ............................................................. 165 Figure 5.10 Framing Joyce .................................................................................................... 166 Figure 5.11 Framing Rachel .................................................................................................. 168 Figure 5.12 Paddy’s Morning Routine ................................................................................... 170 Figure 5.13 Church Impression.............................................................................................. 171 Figure 5.14 Aerials and Collages ........................................................................................... 173 Figure 6.1 Bantfu Netindzawo................................................................................................ 195 Figure 6.2 Framing Johannesburg’s Migrant Workers .......................................................... 208 Figure 6.3 Johannesburg Composite..................................................................................... 210 Figure 6.4 Sidewalk Bay ........................................................................................................ 211 Figure 6.5 Aerial view of Reverend Sam Buti Street (Still from I’m a Streetwalker) ............. 213 Figure 6.6 Bra Niky and the Tree ........................................................................................... 214 1 1 Locating a Nguni Voice “The widespread slogan in factual and ‘alternative’ realms may claim ‘the larger the grain, the better the politics,’ but what exclusively circulates in mass media culture is undoubtedly the money image. Money as money and money as capital [is] often spoken of as one, not two. The financial constraints are, however, not only a problem of money but also one of control and standardization of images and sounds. Which truth? Whose truth? How true?” When the Moon Waxes Red, (Trinh T. Minh-Ha 1991:32) 1.1 Situating: The Scope 1.1.1 What is the Problem Statement? This research project took form from a growing awareness that many spaces created by spatial practice conventions needed to be better suited for their users and were appropriated for uses without a design template. Furthermore, it was clear that there needed to be more consistency between the norms and best practice principles defined by academia and what was best for the user. Its genesis is based on a public response to previous fieldwork presenting an urban design framework and shaped on conventional urban practice through an urban design vision.1 A design team presented this vision that the scriptor2 (author) was part of as agents representing the city to Alexandra (Alex) residents, a high-density residential suburb of Johannesburg. The author realized that the ideal image between practice and user of space differs. Therefore, academia and practice could learn and develop standards more attuned to the user by capturing the users’ image of space. In making an image that reflects the city as it is, this study establishes how historical gaps between different knowledge sets related to spatial practice. It argues that these knowledge gaps hamper contemporary urban operations and 1 In the Urban Design Guidance, Cowan outlines the steps needed for ‘Vision,’ stating, “This section comes at the start of the document as a concise statement of its main idea, with illustrations where appropriate. Creating the vision, though, will not be the first step in preparing the guidance. Appraising the site and context, for one, will precede it” (Cowan, 2002:28) 2 A slight modification of Barthes’s term, “scriptor” (Barthes, 1977:145). 2 poorly reflect the city’s image. To respond to this weakness, it investigates ways of making site assessment practices, procedures, and processes more relevant. Johannesburg is the metropolis it is today entirely due to money – its rich bounty of gold- bearing rock formations and the hunger for wealth, power, and survival created it. Alexandra is now located in a prime residential area. It has evolved, with barely any formal intervention, from being a pre-liberation worker dormitory to a chaotic and bustling hub in its own right. From the outset, many residents were skeptical about the urban design team’s presence and their survey methods. Some were confused by the term UDF, thinking it was a political party,3 others were openly hostile, assuming the team represented the city’s attempts to impose further limiting regulation and development in the area. Perhaps the group members were perceived as state agents who sought to instill control and standardization of a reality that was not theirs, as the apartheid authorities once did. The team was there to enable a conventional public participation process to introduce the urban design framework to multiple community stakeholders. Part of the task was establishing dates and venues for Ward Based workshops with Ward Councilors to get the design’s buy-in from the community. This skepticism may have been exacerbated by most of the team being whites who are seldom seen, let alone live in Alex. Also, when engaging those willing to participate, conventional methods were hampered by language and literacy barriers and by some willing participants’ apparent desire to ‘say the right thing.’ This was specifically in response to a local spatial framework that indicated priorities for development and policies and plans to shape the detail of neighborhood physical development using various tools and statutes, some of which included apartheid-era regulatory plans controlling land use. As a result, the fieldwork engagement had little value. Additionally, it was profoundly flawed by its conventional communication practice that relied on form-making methods through static plans, sections, elevations, and aerial drawings, which most community members had difficulty accessing. The simple conclusion from this experience led to this problem statement: Conventional urban practice methods of site assessment and participatory data gathering are ineffective and of little use in imagining and designing a fair and democratic city in environments like Alexandra. There are hundreds of these in South 3 The United Democratic Front (UDF) was a South African anti-apartheid body that existed from 1983 to 1991 and comprised of numerous public organizations including trade unions, students' unions, women's and parachurch organizations (SAHO, 2023). 3 Africa and many similar across the African continent whose occupants deserve better. Unfortunately, this subaltern (Black African) is restricted by impositions – especially on activity streets – that are exclusionary, unidimensional, and based on colonial rationale and thinking. Hence, the discipline should create methods that appropriately engage those currently underserved to provide them with better spaces. Based on the failed communication between the design team’s vision and the community’s inability to comprehend the objective informs the inquiry’s core aim. The aim also extends Trinh T. Minh-Ha’s questions (see epigraph) with a vision of turning space into place – to locate appropriate methods of making different images and sounds that imagine and design a ‘true,’ fair, democratic city. 1.1.2 Addressing the Problem Statement To answer the problem statement, this thesis introduces a site assessment method that fuses elements of modern artistic expression and reclaimed Nguni knowledge into a hybrid tool for urban professionals and academics. Although pitched at spatial practice, other disciplines will also find value in much of this transdisciplinary approach since it provides access to a largely underserved and absent knowledge base. At his inaugural lecture, Professor Mfaniseni Sihlongonyane identified some possible reasons for the author and the team’s experience: although the South Africa of today is much changed in almost every aspect of its human existence and needs, its urban practice approach remains too firmly burdened by a European canon (Sihlongonyane, 2022). There has been little integration of Nguni thinking or knowledge into urban practice because it remains stigmatized, formally excluded, untaught, and challenging to access. After all, institutional libraries are still full of predominantly European word texts. The roots of this divergence lie in “reconstruction thinking” (Bremner, 2010:10) and thinking based on the Congrès Internationale d’Architecture Moderne (CIAM) design ideas. (1933), it shaped a South African city misaligned with the microentrepreneurs operating along activity streets. Therefore, textual knowledge “is far privileged over oral, sign, image, tacit, etc. . . . (while African) . . . concepts are embedded in the knowledge of the African language” (Sihlongonyane, 2022). In Narrating Urban Landscapes, Havik et al. write, “The context in which (landscape) architects and urban designers work today poses new challenges for which conventional planning instruments seem to be unfit” (Havik, 2017:1). These arguments indicate that there is a clash between spatial practice design and end-user needs, which is a result of a gap in the knowledge that defines them These arguments echo the study’s 4 problem statement and call for academia and practice to find appropriate engagement methods to understand and make urban life better. 1.1.3 Activity Street: A Democratic Palimpsest To align conflicting realities pointed out in What is the Problem Statement, engagement strategies must look to a city’s shared foundation for answers. Advancing this thread, Peter Carl argues that this common ground is “an ethical concept that invokes the one thing a city ought to grant – a depth that accommodates with dignity the diversity of its peoples and their histories” (Carl, 2011:38). Hence, Johannesburg’s activity streets provide historiographical perceptions of micro-architectures, space, and use. On their online page, Law Insider defines an activity street as a “major public street that incorporates an existing or planned public transport route, and adjacent land up to one block wide on both sides, used or intended for mixed-use development” (Law Insider, 2022). Activity streets [re]present this common ground which is, for many, a fundamental element of access to opportunity (Mehta, 2014). These streets represent common ground because many urban dwellers use them for travel, sourcing services, and purchasing essential and recreational supplies. This study addresses the problem statement using two Johannesburg activity streets – one in Alexandra and one in Orange Grove – that reveal the everyday life needed to create the city’s new and inclusive urban landscape, one fit for the subaltern/ Black African’s economic practices. The everyday is revealed through building up an image. This image imagines the city differently from its present state. Displayed in making the image is the project’s expression and agency and the argument, aim, objective, and purpose as themes encompassing inquiry’s visual discourse. Its findings, presented in two documentary texts that complement each other, should be read together. One is primarily a word format that reviews the historical and theoretical arguments that define the study and outline the methodology of its response (exegesis). The other is an image composite demonstrating the application of the creative practice methodology (audio-visual storywork). The case study’s production elements and outputs include site analysis and re-imagination. Both documentary outputs retell the history of Johannesburg – then and now: its genesis, evolution, and how it is today – through the lived experience of Black Africans. Examples of this are in the perspective of a https://www.lawinsider.com/dictionary/activity-street 5 tree on a sidewalk or a fortuitous sidewalk extension – they examine causality4 and reveal African/Nguni ingenuity. 1.2 Developing: A Study 1.2.1 Core + Sub-Questions Against this backdrop, and with the concerns raised in the film I’m a Streetwalker (2017),5 the study looks to street voices, especially those surviving at the city’s interstices, to design a just city and shape a dialogue that responds to the research question: ▪ How can local knowledge about activity streets be captured and communicated to enhance social, economic, and cultural inclusion in Johannesburg’s urban planning and design processes? The following sub-questions, with an emphasis on the preliminary site appraisal phase, then aid in creating a new understanding: 1) What is the role of the activity street in South Africa, and how has it transitioned from the colonial era, through apartheid, to the present day? (Role, meaning, and representation: What happens on today’s activity streets, and why). 2) What processes, practices, and knowledge should contribute to the evolution of the activity street as an urban place in South Africa? (Unpacking the planning process as is). 3) What mistakes have arisen from omitting Othered knowledge in the design and representation of streets? (What do official bodies and institutions not understand, and what are the lessons?). 4) How can Othered forms of knowledge be engaged and developed into a ‘shared’ language for diverse stakeholders through audio-visual documentation to better 4 The Contextual Voices Folder (CVF) (see attached 001_URBAN SCRIPTING_CONTEXTUAL FOLDER) contains all the project’s production outputs. It is recommended that these outputs be read and viewed before and in conjunction with the text. This folder will be made publicly accessible after examination. 5 The film’s voicer concludes with: Walking interacts with the desires and the wills of those who cross my path. People who share and fill the space between buildings with their presence and performance. These are single moments. They can occur every morning at the same time. Or surprising déjà vu. Instilling a sense of wonder. I have reinvented myself on the sidewalk, and I am still walking. But, as an urbanist in South Africa, I am concerned. 6 understand their value systems, desires, and needs? (How to close the knowledge gaps?). In this study, the Others are people whose culture, intelligence, knowledge, gender, and right to exist have been historically considered of lesser importance and deviant in all ways by the politics of a colonial, racist, misogynistic, homophobic, right-wing, straight-male gaze and, therefore, never assimilated into mainstream life. However, despite a newly (relatively) liberated South Africa, according to the 2011 City of Johannesburg Local Municipality census, this group, encompassing the vulnerable and poor, continues to comprise most of the city’s inhabitants.6 The above questions situate a dialogue between three linked but poorly connected groups in Johannesburg. The first protagonists in the conversation are primarily the voices of the many actors who make their livelihood through microenterprises. Second, the city agents deployed to design the spaces that harbor the microentrepreneurs’ means of support. Third is the state which shapes policies and represents the city. This three-way discourse between actors (microentrepreneurs), agents, and State organizes hybrid forms (Harrison, 2006; Pieterse, 2013; 2021) to challenge the status quo by blurring top-down/bottom-up, local/settler, professional practice/end-user binaries manifested as knowledge gaps expressed by ineffective urban planning and design realities. Therefore, observing everyday practices addresses the sub-questions that respond to the study’s main research question. 1.2.2 Conceptual Framework In South Africa, the term ‘informal’ is a contentious composite that means different things to different people. To a substantial extent, ‘informality’ in Johannesburg is socially accepted despite nuances of negativity. It can be considered a conflict between an idealized vision of Euro-western norms reflecting a perceived educated modernity versus an uneducated, unfashionable Nguni tradition (see 2.1.3 Everyday). Street entrepreneurs are the actors who epitomize the essential survival nature of economic activities in the colonial city of Johannesburg. Commonly, problematically, and erroneously7 referred to as informal traders, these actors straddle a yet undefined area since they are unregulated by the state and work 6 https://worldpopulationreview.com/world-cities/johannesburg-population; https://www.joburg.org.za/about_/Pages/About%20the%20City/About%20Joburg/Population-and-People.aspx 7 For a richer discussion, see Jenkins’s argument that “there is no true binary, but perhaps more of a sliding scale of levels of formality” in Urbanization, Urbanism, and Urbanity in an African City (2013:227—231). https://worldpopulationreview.com/world-cities/johannesburg-population 7 in spaces not designed for trading. Their work invents ways of operating and surviving in “gray spaces . . . [which are] . . . partially outside the gaze of state authorities and city plans” (Yiftachel, 2011:153). In this study, these spaces, often overlooked by conventional city planning and urban design processes, are dubbed ‘the twilight zone’ and form the surface of its investigation’s focal point. Like Roy (2009), this study defines ‘informality’ as a twilight sector that covers a spectrum of production modes, social conditions, and constantly adapting entrepreneurship. Furthermore, this ‘informality’ engages economic opportunities in constant flux, continually pivoting, and not necessarily regulated, documented, or determined by the state. Accordingly, this ‘twilight zone’ aligns with Yiftachel’s “gray space” concept: “The identification of ‘gray spacing’ as a ceaseless process of ‘producing’ social relations by-passes the false modernist dichotomy between ‘legal’ and ‘criminal,’ ‘oppressed’ and ‘subordinated,’ ‘fixed’ and ‘temporary.’ As such, it can provide a more accurate and critical lens … to analyze the making of urban space in today’s globalizing environment, marked by growing mobility, ethnic mixing, and political uncertainty” (Yiftachel, 2011:153). For this study, this is a sector that can be seen “as a mode of production of space defined by the territorial logic of deregulation” (Roy, 2009:8), one that “refers to developments, enclaves, populations, and transactions positioned between the ‘lightness’ of legality/approval/safety and the ‘darkness’ of eviction/destruction/death. Gray spaces are neither integrated nor eliminated.…” (Yiftachel, 2011:153). These practices occur in the twilight zone and are home to an overlooked “urban intelligence” (Amin & Thrift, 2017:17) expressing “Black Ingenuity” (Sanders, 2022:206) that brings into being “places of the possible” (Lefebvre, 1996:156) and offers opportunities for a new spatial [re]description (Amin & Thrift, 2002; Simone & Pieterse, 2017). 1.2.3 Assemblage: Narrative Montage In providing better descriptions of Johannesburg’s twilight activities, the study works at the intersection of culture, language, and semiotics to produce signs, sounds, symbols, and words, which operate through conceptual and material artistic frames as a communication practice. The communication style interweaves Nguni orality and Euro-American-based practice thinking. Composing montage is a hybrid language that paints pictures with various texts using a conceptual, artistic, and creative assemblage to collect and mix words and images into spatial grammar, and through this, unmasking the city’s palimpsest. 8 Pragmatically configured to engage wider and non-specialist audiences, this model provides a communicating approach and narrative structure salient to the telling of a story, collages Saussure’s (1959) [post]structuralist linguistics, Barthes’s (1972) semiotics, Chatman’s (1982), Genette’s (1983), Webster and Mertova’s (2007) narrative theories with Nguni storytelling traditions. The narrative structure has two threads, further consolidated in Chapters 2—4. First, it divides Egoli into the ‘what’ of the narrative (story). Next, it considers the ‘way’ (discourse). Combined, it gathers word-image (Fig. 1.1) as a way of “knowledge production . . . (by) thinking in, through and with art” (Borgdorff, 2010:44). Narrative operates a three-concept lens, framing, shifting, and positioning, calibrating an audio-visual storytelling process as the methodology tested in the study’s casework. The need for this type of approach is unrestricted to urban practice. However, its value as an assessment tool was first recognized in the later stages of the previous millennium: “Profound social changes and perceived problems with traditional social research practices combined in the 1980s to produce what is now called the ‘narrative turn,’ the increasing interest in professionals inside and outside academia in understanding the centrality of stories in the activities and processes of meaning-making” (Loseke, 2022:xiii). Producing an image underpinned by assemblage that links to Loseke’s theory, three actions inspire this writing process. First, explored in Chapter 2, framing (time) presents itolo (yesterday) - how and what strategies brought on the Johannesburg of today (namuhla). Framing time uses history (such as the gold discovery) and laws (like the Land Act of 1913) to read, reimagine (Sandercock, 2003b; Havik & Sioli, 2021), and recreate hybrid urban spaces (Harrison, 2006; Pieterse, 2021) within timeframes defined by relevance. And next, examined in Chapter 3, shifting (context) stages namuhla (today) because of itolo’s (yesterday) influences. 9 Figure 1.1 Narrative Structure Shifting context showcases portions of the city as they are through forensic casework documentation of the street (such as Alexandra and Orange Grove Fieldwork Notes (2017)) from multiple scales and mediums. In this way, shifting listens to the subaltern, assesses situations, and re-centers their identity (Ngũgĩ wa Thiong’o, 1993; Mbembe & Nuttall, 2008). Finally, considered in Chapter 4, positioning (activities) looks to the possibilities of kusasa (tomorrow) informed by today (namhlanje). Positioning activities uses collages like in Calibrating Stories (2022) to write multiple perspectives from the framing and shifting processes and constructs through film trajectories that fulfill user activity needs (Pieterse, 2013; Amin & Thrift, 2017). Collectively these movements constitute a calibrating framework to compose nonlinear sequences of events that have, are, and might occur. Materially putting things together aids Africans to see themselves, speak again, and find their way back. Therefore, calibrating describes and speaks through building up an image of street spaces, using drawing, photography, and other survey work. An anthology of Johannesburg expresses this image story termed Retelling Egoli (see Table_1). Image creation is discovering local knowledge of “what is” and what local people think about this. With the intent for proactive change, this image-creation process must 10 engage with the imagination of what can “become.” An art-based practice-led making process signifies the research aims, values, and content. Consequently, as projects in their own right, compositions reflect contextual realities and seek a communicative expression that speaks and writes with greater fluency, persuasiveness, and accessibility. For improved engagement, the image moves into storytelling to understand and disseminate the existing dynamics and considers how these might develop. It is a reflection that means both understanding what those with the local knowledge (and right to express this) already imagine can happen – and also means stimulating this with exposure to other possible imagined “realities” – that is, urban planning and design “visions.” Most importantly, the objective here is to express and reinforce other imaginaries. 1.3 Designing: The Project 1.3.1 Background, Midground, Foreground Sandercock argues that: “In order to imagine the ultimately unrepresentable space, life and languages of the city, to make them legible, we translate them into narratives. … Let’s liberate and celebrate and think about the power of story. And let’s appreciate its importance to the 21st-century multicultural planning project, as a way of bringing people together to learn about each other through the telling and sharing of stories” (Sandercock, 2003b:182-183). Building on Sandercock’s (2003b) observations above, this study develops a storytelling approach consisting of framing, shifting, and positioning, which is applied to imagine and describe a city more appropriate for the future needs of its residents. The tripartite model embraces the argument put forward by Borgdorff (2010:61) that to understand and discover city life is “more directed at a not-knowing, or not-yet knowing, creating room for that which is unthought, that which is unexpected – the idea that all things could be different.” Its approach advances Borgdorff’s argument to craft a communication practice for a site assessment’s introductory phase. As previously mentioned, street application manifests a clash between prospects of the top-down form of what should be and the actual bottom-up user realities in Johannesburg. In other words, specialist perspectives overwhelm grounded experience and hamper the current planning/design process when revealing urban contexts. Working in complex environments like Johannesburg – where historical residues remain embedded on the landscape – engages the argument that: 11 “This kind of planning work, involving dialogue and negotiation across the gulf of cultural difference, requires its practitioners to be fluent in a range of ways of knowing and communicating, from storytelling to listening to interpreting visual and body language” (Sandercock, 2000:25—26). It is also an entirely appropriate template for Johannesburg, as it is: “…very relevant to the new complexities of nation-building and community development in multicultural societies. It is perhaps the best model in situations where direct, fac[e]-to-face meetings are unthinkable or unmanageable due to prior histories of conflict and/or marginalization. In such cases, the use of narrative, of people telling their own stories about how they perceive the situation, becomes a potential consensus-building tool for unearthing issues unapproachable in a solely rational manner” (Sandercock, 2000:25—26). Sandercock’s theories and recommendations present a consensus-building tool that provides the shift this study needs to progress from a restricting modernist apartheid-influenced process to an inclusive, reformist methodology. Specifically, and crucially, it seeks a city user’s spatial performance appraisal. It focuses on marginalized voices and imaginaries to, at various scales, shift these from the city and frame background to the midground and finally place these in the foreground. Structuring a mise en scène, these layers trigger new temporal and spatial realities. As a frame’s layer, subaltern voices are compressed. They are simultaneously positioned and presented as a single background, midground, and foreground layer. Seen from establishing shots, contextual drawings, and audio points of view to a camera’s depth-of-field and extreme close-up, this ensemble, statistically the largest group of city users by demographic, social, economic, cultural, and political definitions, asks ‘who,’ ‘how,’ and ‘what’ defines a city: answering these questions is central to this study. 1.3.2 Sensing the City Young defines “city life as the being together of strangers” (Young, 1990:237), which Hallenbeck echoes with: “Cities are an assemblage of differences: places of overlapping dialogues, narratives, and identities . . . people can only engage in the city if they [can] exercise their rights to participation and appropriation” (Hallenbeck, 2010:134). As a site of difference (Sandercock, 2000; Hallenbeck, 2010), Johannesburg provides a window to frame the question: “What kinds of knowledge do planners need in a post-modern age in which cities are characterized by fragmentation, polarization, and ‘difference’ in its many guises?” 12 (Sandercock, 1999:533). The question particularly applies to the South African context, which still struggles with colonial and apartheid legacies. In Johannesburg, apartheid spatial divisions appear impossible to mitigate or erase and continue, across multiple scales, to construct “conflicting realities” (Watson, 2003:403). These lines of thought develop a relational research design based on composition (assemblage and calibrating). Above all, what is most important in this construction or creation process, is its task of building a common yet relative world. Sensing the city’s foundational argument is that audio-visual storytelling fosters shared understandings between residents and planners, especially concerning the marginalized daily operations occurring in the city’s interstices (its grey spaces). Sandercock’s question informs this thesis’ departure point from convention – it also mandates and structures a way to contextualize interlaced characteristics by first untangling them. Composing starts with contextualizing the city. Founded solely for economic gain in 1886, Johannesburg, also known as Joburg, Jozi, and Egoli, the city of gold, has socially, economically, culturally, and legally, permanently excluded the second aspect, the Others, or subaltern from all considerations. Yet, ironically, the Others are the single most crucial component of the city and constitute the same human ‘resource’ upon which Egoli emerged and still depends for its existence and growth. In such a conception, to be transformative and relevant to the city’s democracy, spatial practice must connect to marginalization and deploy all its latent skills in creatively opening possibilities of change (Amin & Thrift, 2002). This project aims to provide appropriate, accurate, and empathetic tools to create innovative and equitable realities in spatial production. 1.3.3 Rewriting Johannesburg With soaring populations and mounting levels of urbanization, Havik and Sioli call for creative foresight to responsibly “shape our cities and society” (Havik & Sioli, 2021:160). Rewriting Egoli (the city of Gold) initiates an ontological and epistemological imagining to creatively open possibilities for change. Ontology is the philosophical study of the nature of being, becoming, existence, and reality (Mautner, 2005). Epistemology concerns the theory, nature, and the possibility of knowledge, especially regarding its methods, validity, and scope in investigating related notions such as proof, evidence, perception, belief, certainty, and memory (Mautner, 2005). Pressing for responsible design capacity, Anne-Marie Willis argues for an ontological design basis informed by “a radically different understanding of design as practice and object than those generally available” (Willis, 2006:80). Thus, streets and storytelling (see Chapters 2 and 3) test Willis’s (2006) concept in multiple ontological and 13 epistemological ways: rewriting the city using narrative plot, setting, style, and themes as part of a composite structure to present its imaginary stories/discourses. Compositional elements also engage with what Appadurai describes as a condition of “temporariness” faced by the subaltern, which for the marginalized means “things in life have a temporary quality—not only “physical and spatial resources” but also “housing, … social, political, and moral relations and relations to the sources of power” (Appadurai 2003:47). Once the city’s past has been rewritten, it becomes possible to reimagine and therefore redesign its future. To imagine and revise anew links to the rapid population growth characterizing major African cities because of accelerated economic urbanization and emergency demand caused by social, political, and environmental instability. To respond to these changes, urban professionals must create “careful designs attuned to the specificities of place” (Havik & Sioli, 2021:160). Furthermore, practice must responsibly contribute to “diverse social communities” to meet this requirement (Havik & Sioli, 2021:160). Achieving imaginative prudence involves an ontological and epistemological procedure that embraces “different ways of understanding how we, as modern subjects, ‘are’ and how we come to be who/what we are in the modern world” (Willis, 2006:80). For Johannesburg, which faces uncertainty and elevated levels of unemployment and inequality, this method designs a city that grants the marginalized agency to empower an altered urban experience from its current situation. However, the transformation of the apartheid footprint is not easy because “the link between planning and social transformation has . . . been complex and elusive, tempting many planners to fall back into largely technocratic practice” (Harrison et al., 2007:135). The validity of this observation underlines the need to modify existing approaches to transform a racialized city founded exclusively on keeping people apart and bent on maximizing profit for the few while restricting access to resources for the majority. 1.4 Recognizing: Relational Concepts 1.4.1 Argument To alter contemporary methodologies, the study disassembles its founding question, what tools are required for imagining and designing a fair and democratic city, into three inquiries targeting the activity streets that delineate its scope. First, What city-making tools are suitable? Second, What constitutes conceiving and creating a city? Third, What is a just city? Together, the questions respond to the urban ecology of streets. From their role in urban life, their design, and architecture to their performance, this thesis structures, using actual activity streets, a demonstration project. In total, street exploration questions who has rights to the 14 city and how history and institutionalized knowledge gaps significantly influence Johannesburg’s urban planning process, particularly in site appraisal. This incompatibility manifests in underperforming spaces magnified “between material expressions of urbanity and personhood; between urban form and urban citizenship” (Roque et al., 2020:333). Fractured at the foundation phase, the cracks widen during the design/making phase, creating spaces that impede users instead of enabling them, resulting in a highly unequal urban environment with poor street quality (Harber & Parker, 2018). Linked to who has claims to the city, due to dominant historical narratives, the knowledge gap in street utilization, compounded by narrow values and worldviews, is countered by exposing its contributory capacity to the city. An example can be found in mobility and how it is imagined – is it premised on mass transit, pedestrian, and non-motorized transport, or an exclusionary “engineered emphasis on the car” (Harber & Parker, 2018:6)? Johannesburg’s setting falls into the latter category and is particularly hard on pedestrians, street traders or microentrepreneurs. Recognizing this microentrepreneurial setting to unlock its potential requires collaboration between different protagonist groupings. Pieterse’s rhetorical device defines the protagonists in this team, with the city as “the subversive bureaucrat,” agents as “the artist and designer,” and the actors as “the sentinel” (Pieterse, 2021:193). Collaboration fosters the necessary ingredients to address ‘the condition of temporariness’ by ‘producing locality.’ “The production of locality is an effort to work against the constant corrosion of the present, both by change and by uncertainty” (Appadurai, 2003:47). In so doing, for the marginalized, it reveals possibilities of permanence, which ties to values and belonging, and contributes to unleashing the city’s potential. In Dagger’s thinking on civic memory, this is a measure that can “be the true home of citizenship” (Dagger, 1981:715). 1.4.2 Aim + Objective Compelled by the above argument, this study aims to improve Johannesburg’s spatial performance by providing enhanced urban assessment through an image-making process that empowers subaltern economic politics. Forced into the twilight zone by colonial, capitalist, and apartheid ideologies, subaltern practices take on forms of insurgency that the study aims to visualize and [re]present as necessary for the professional field to recognize. Acquiring this image involves connecting with knowledge sets outside specialist (and elitist) boundaries and applying Aristotle’s three knowledge types: epistēmē, scientific knowledge; technē, knowledge of the craft; and phronēsis, ethical knowledge (Aristotle, 1999). This epistemological design compels interactive communication between the knowledge types to provide the expertise required to tackle situations efficiently. The dialogue generates a 15 twilight composite that reflects its proper identity and form, which Levitas (1986) argues are cultural artifacts essential for the city fabric. In Funny Weather: Art in an Emergency, Olivia Laing notes: “We’re so often told that art can’t change anything. But I think it can. It shapes our ethical landscapes; it opens us up to the interior lives of others. It is a training ground for possibility. It makes plain inequalities, and it offers other ways of living” (Laing, 2020:8). Laing’s argument supports the study objective of establishing a practice-based/practice-led approach that formulates spatial narrative content voicing the twilight zone. Inquiry through a narrative offers radical and innovative methods of connecting with the microenterprises encompassing much of Johannesburg’s subaltern livelihood. Besides, these narratives provide rich pickings for the urban designer. “Stories about the past have power and bestow power. The impulse to tell new stories about the past shows us that time itself is a perspective in the construction of histories” (Sandercock, 1998:1). This argument calls for critical storytelling to rewrite history and as an appropriate method to understand current life. However, for the study to succeed, it must negotiate and incorporate a vastly diverse range of lived realities, perspectives, and expertise. Such “complexity can be approached only through transdisciplinarity” (Ramadier, 2004:425). Hence, its approach combines street-level intelligence and aesthetics with anthropology, literary studies, and social science. This grouping conceives a communicative strategy as cognitive art (Tufte, 1990; Gibson, 2008) that configures and showcases the twilight zone in various storytelling modes (Table_1). The objective explores how narrative constructs values and identity and social, economic, political, and cultural intersubjectivity relations. Joburg is aesthetically calibrated and retold as Retelling Egoli in the artistry of the graphic novel, fieldwork notes, and other edited material. In urban initiatives, the producer applies a conceptual and theoretical framework that inserts social narrative (Fig. 1.1), [re]writes the city, and permits it to speak. Reinforced by critical transdisciplinary, empirically based, and knowledge exchange ideas, this approach is what defines Urban Scripting – the name given to this study and the urban practice modalities it proposes. The author coined the term ‘Urban Scripting’ to describe a Nguni- rooted form of reading and listening to write creatively about a city’s conditions. The methodology may be of equal value in any city of the world since it employs very human and commonly accessible and familiar tools and communication practices. It does this by calibrating an artistic storytelling process with deep cultural insights to unearth the twilight zone, address people’s needs, and help close the knowledge gap. 16 1.4.3 How to read this Research This two-textual thesis provides curated material that underpin the conceptual and theoretical framework and audio-visual casework as practice research. The link between the word text (“exegesis”) and the practice casework text is summarized in Table_1 below. Three rows arrange the principal structuring devices: ‘framing,’ ‘shifting,’ and ‘positioning.’ These are related to the scales of epistemological engagement, ‘macro,’ ‘meso,’ and ‘micro,’ and, in turn, connect to themes and specific casework formats with their relevant titles. The table’s final column illustrates the temporal nature of the study productions, indicating the year of core engagement with each practice-based output. It is important to emphasize again here, as at the beginning of this document, that the study comprises two “documentary” texts that need to be “read” and “engaged” with in parallel. These are the word thesis (a conceptual and theoretical exegesis) and the casework outputs – mostly audio-visual story-work in the Contextual Voices Folder (CVF). Table_1: Retelling Formats (See CVF) Modality Scale Theme Format Title Year Framing Macro Historicizing Film I’m a Streetwalker 2017 Animation the block, the plot, the house, the tree 2019 Alexandra: A Backstory 2019 Graphic Novel Alexandra: A Backstory 2022 Shifting Meso Fieldwork Booklet Street Images 2017 Street Drawings 2017 Block Measurements 2017 Large Format Plan 2018 2-D Mapping 2018 Fieldwork Notes: Alexandra 2018 Fieldwork Notes: Orange Grove 2018 Booklet + Animation Hand Sections 2017 Hand Drawn Collages 2017 Animation Shot List 2018 Electronic Renders 2018 Positioning Micro Electronic Drawing Focus Blocks Modelling 2018 Booklet Technical Sections 2018 Animation Drawn Sections 2018 Flythroughs 2018 Orange Grove Church wall Collage 2018 17 Modality Scale Theme Format Title Year Booklet Place Sketches 2018 Manual Drawings 2018 Storyboards 2018 Film Joyce 2018 Film + Animation From Tap to Tap 2018 Film David Goldblatt 2017 Driving through Rev Sam Buti Street 2018 Wednesday Rev Sam Buti Street 2018 there’s a tree Trailer 2018 Sidewalk Braai I 2018 Sidewalk Braai II 2021 Storytelling Audio Alex Soundscape 2019 Films there’s a tree on the sidewalk 2018 Who is the Landlord 2019 Bhani’s Cycles 2019 Book Calibrating Stories 2022 The two texts [re]present a uniting movement to develop Urban Scripting as an idea, an emerging practice, and a fundamental ontological and epistemological approach. Though presented as a single body of work, this project is divided into two integral components to reach a more diverse audience. It also lays out the practical methodologies devised and employed for the field casework and assesses their efficacy in reviewing it. The audio-visual text constitutes the practice-based and practice-led approach to fieldwork examples that elucidate ethics, spatiality, temporality, memory, meaning, “and the poetics of making” (Havik & Sioli, 2021:160). Elevating spatial practice, the image “mak[es] the ordinary special and the special more widely accessible – expanding the boundaries of understanding and possibility with vision and common sense … and disturbing the order of things in the interests of change” (Hamdi, 2004:xix). Guided by historicized understandings of the continent, country, city, street, and person, this radical storytelling offers a hybrid imaginary. 1.4.4 Purpose The core purpose of this study is to formulate a strategic storytelling application to improve city life. A prime objective in succeeding is redefining space as a place and, more profoundly, understanding public space inhabitation through grasping subaltern survival practices (Bayat, 1997). This understanding requires strong anti-colonizing and anti-racist measures (Miraftab, 2009; Mbembe, 2015) underpinned by a threefold-fold purpose: 18 ▪ To apply time and movement using Deleuze’s (1992) lens as assemblage and give material depth and visual voice to the subaltern (Lefebvre, 1996; Bhabha, 2004). ▪ To introduce different concerns connected to marginalized city life into local practice spheres and reinforce the role of other urban imaginaries (Young, 2011; Mbembe, 2015). ▪ To magnify spatial practice ability and language to study places and the relationships between people and their environments and, in doing so, disrupt elite power dominance and groups by making knowledge accessible to broader audiences (Harris et al., 2000; Sandercock, 2003b). Consequently, the purpose is to formulate an image (Table_1, Fig. 1.1) that provides – from policy to regulation and design – a better definition of the twilight zone as a cultural artifact. In so doing, the image enables spatial discipline to acquire a better vocabulary that deals with previously unfamiliar issues of this nature. Next, local activities emerge through the immersive observation of street use through selected character stories. These assemble retelling Egoli formats to address the study questions and meet the project’s objective of imagining and creating South African city spaces that reflect user needs. Finally, as stated earlier, a sensory framework developed from the theories generates a composite overview of site and its potential, which the study refers to as calibrating. Calibrating comprises all tripartite steps over time, based on the practice of storytelling: ▪ Framing emphasizes transdisciplinary measures - it looks at past events and why, and asks what city-making tools suit the purpose. ▪ Shifting underscores the need for more critical and empirical-based exploration that inductively leads to novel ways of thinking and analyzing - it looks at what happens in the present and why, and probes what constitutes conceiving and creating a city. ▪ Positioning highlights the validity of knowledge exchange, looks at what could happen if frames change in the (near) future - it explores what a just city is. Calibrating is a partly non-linear process that incorporates all three inquiry actions, is complex, and requires focused situational reading, listening, and writing to assess the case’s context appropriately. Also, in bridging the knowledge gap, this process disseminates the information gathered and the immersive observation of streets through selected character stories. Retelling Egoli, enables local activities to emerge (see Calibrating Stories (2022+). 19 1.5 Editing: Abstract Themes 1.5.1 Frames When building up the image, the ‘frame’ first defines a data field or surface. These are thoughts, imaginations, and knowledges. Such is the influence of these frames that they distinguish “the world in which we live from a world that only appears to be real” (Berlatsky, 2009:163). Schapiro echoes this sentiment arguing that frames have a semantic value belonging to and bringing things closer to the observer’s space (1972-1973). For Henri Bergson, images bring sharper focus to memory. Bergson emphasizes the link between the body and action; what we see and feel constructs memory through an aggregate of images. He argues, “And by ‘image’ we mean a certain existence which is more than that which the idealist calls a representation, but less than that which the realist calls a thing; – an existence placed half-way between the ‘thing’ and the ‘representation’” (Bergson, 1911:vii). Schapiro and Bergson’s assertions underpin the ‘who,’ ‘how,’ and ‘what’ of defining a city introduced in 1.2.1 Background, Midground, Foreground. A more accurate Johannesburg premised on merging the imaginary and the real, art and life, is reflected in the casework8 outputs. Formed by narrative compositionality (Rose, 2016), Egoli’s retelling fuses framing, shifting, and positioning modalities, extends Heidegger’s merging of art (work) and artist (producer), and constructs a “sensuous apprehension of lived experience” (aesthetics) (Heidegger, 2011:133). Merging art and life (work and aesthetics) symbolizes and allegorizes, in effect, recreating the experience. Heidegger argues that this makes “public something other than itself” and “manifest[s] something other” (Heidegger, 2011:91). This manifestation represents subaltern survival practices and other [in]visibilities that are part of and take place in the twilight zone; effectively, they are manifestations of an “emergence of new urban colonial relations” (Heidegger, 2011:152). Envisioned in frames, [framing] the “slow encroachment of the ordinary” (Bayat, 1997:57) aesthetically displays “a silent, patient, protracted, and pervasive advancement of ordinary people on the propertied and powerful to survive hardships and better their lives” (Bayat, 1997:57). In totality, frames 8 This study uses the term casework due to the nature of the interface at which field research was conducted. Oxford Language defines casework as “social work directly concerned with individuals, especially that involving a study of a person’s family history and personal circumstances.” https://www.google.com/search?q=casework&oq=cas&aqs=chrome.0.69i59j69i57j46i131i199i433i465i512l3j69i6 1l2j69i60.3690j1j4&sourceid=chrome&ie=UTF-8 20 are a “reflective interval” (Minh-ha, 1991:48) between what is imagined and what is real; they require (and help) the viewer to make sense of what is and what they think of what is. Minh-ha also underscores “meaning” in the frame that “can neither be” emphasized, “nor denied.” Its enclosing boundary and field stress “the interval between apertures and creating a space in which meaning remains fascinated by what escapes and exceeds it” (Minh-ha, 1991:49). Simone and Pieterse reaffirm Minh-ha’s claim that “details ‘leak’ from the frame. Urban life is replete with secretion – things overflowing their boundaries and things being hidden away, kept from use or made secret” (Simone & Pieterse, 2017:94). As seen in Retelling Formats, storytelling unfolds and leaks through-composed frames by a collaboration between inside-outside ‘scriptors.’ Inside are the actors who live the twilight phenomena referred to by Pieterse as “sentinels.” Outside are spatial experts as well as “artist” and “designer” specialists (Pieterse, 2021:194-5). Without rejecting their metaphoric amplification, frames [re]present the making of… mise en scène and discourse to enable novel spatial, temporal realities and consequences. To be read interpretively, mise en scène signifies the scriptor’s expertise in what happens in the frame (Bordwell et al., 2020). 1.5.2 Producing Urban Scripting’s theoretical foundation makes artistic provocation that interlaces the tripartite modalities. Merging tradition and technology as fieldwork practice, the researcher/scriptor/producer’s use of calibrating and assemblage techniques visualizes lived experiences. This city life, or social, “refers to the range of economic, social and political relations, institutions and practices that surround an image and through which it is seen and used” (Rose, 2016:26). For Mbembe, ‘“the social’ is less a matter of order and contract than a matter of composition and experiment; that what ultimately binds societies might be some kind of artifice they have come to believe in” (Mbembe, 2010:655). This study targets the social range Rose refers to by employing contemporary audio-visual storytelling in synergetic ways to bring the producer closer to capturing street-level realities, who then [re]produces the image by narrating the lived experience, recounting events, and summarizing complex understandings and perspectives (Kurtz, 2014). Producing encompasses budgeting and guiding “the project from start to finish” (Austen, 2019:13). Here, Urban Scripting assigns Austen’s (2019:9) producer’s role to: ▪ ‘Develop film ideas’ (Retelling Egoli). ▪ ‘Work closely with the writers’ (assembling inside and outside scriptors). ▪ ‘Find the right team to work and partner with’ (collaboration being a critical factor). 21 ▪ ‘Raise the finance to make the project happen’ (the National Research Fund (NRF) Thuthuka Grant significantly assisted with the production budget and logistics). ▪ ‘Produce the film’ (securing the twilight zone’s insurgent designs throughout the production). ▪ ‘Supervise the post-production’ (covered in Chapters 5 and 6). ▪ ‘Deliver the finished work’ (submitting the project’s two components: storywork material and exegesis). ▪ ‘Be involved in distribution, screening, marketing, and transmission’: (see 3.4.4 Contextual Voices Folder (CVF) and 5.5 Points of View). Austen argues that the producer turns a story idea into a finished film … and, most importantly, “must always be looking for creative solutions to any problem” (Austen, 2019:13). In Retelling Egoli, producing extends Tufte’s (1990) methods of envisioning information. South African visual artist Sam Nhlengethwa, African American filmmaker Spike Lee, late Polish filmmaker Krzysztof Kieślowski, and British data journalist Mona Chalabi provide the inspiration to present the casework’s visual thinking and data readings as static and motion pictures. Casework examples, especially Alexandra: A Backstory (2022), draw further insight from Shawn Tan’s The Arrival (2006), Jimenez Lai’s Citizens of No Place: An Architectural Graphic Novel (2012), Lewis et al., March: Book One, (2013), March: Book Two (2015), and March: Book Three (2016), Trevor Getz and Liz Clarke’s Abina and the Important Men: A Graphic History (2016), and Will McPhail’s In. (2021). Storytelling frames, explained in greater detail later in the thesis, illustrate Chapter 5’s fieldwork. Producing introduces the concept of hybridity formed by meshing the colonizer with the colonized, as a person of mixed national or cultural identity, referred to as “halfies” (Abu- Lughod, 2008:51). Access, identity, ownership, and belonging form key themes underpinning hybridity and provide a departure point to address Sandercock’s question about what knowledge planning requires. Themes historicize the subject (plot) and production site (setting). Both documentary texts Retelling Egoli and the exegesis simultaneously act as a “metaphor and an emergent assemblage” (Pieterse, 2021:192). Hence, Urban Scripting’s starting theory hypothesizes the frame as a hybrid language that uses critical transdisciplinary ideas (Minh-ha, 1991, Ramadier, 2004) for a relational emergence to situate and receive data. Its surface intermingles past, present, and future. Layering a direct palimpsest of the perceptible world, frames construct a narrative that exposes twilight intelligence (Amin & Thrift, 2017). Their production permits a mode of seeing, scripting and 22 memorializing the creativity, ingenuity, and adaptive strategies of marginalized urbanite halfies. 1.5.3 The Twilight Zone According to Hou, “Understanding the significance and characteristics of unsanctioned and unscripted spatial practices is an important step in comprehending the full complexity of . . . a wide variety of actors and processes – some formal, some not” (Hou, 2020:123). As previously observed, many of these actors and their processes operate without formal recognition or support. They are in the twilight zone. Acknowledging the practices identified by Hou and drawing on subaltern knowledge is a call that responds to the challenges encountered when measuring and understanding the twilight zones’ vibrant insurgency (Sandercock, 1998; Miraftab, 2011; Jenkins, 2013; Pieterse, 2013; Huang et al.). A sign of the knowledge gap that separates the twilight zone from elite institutions (the academy and practice) is Mbembe and Nuttall describing Johannesburg as the Elusive Metropolis by pointing “to the gap between the way things actually are and the way they appear in theory and discourse” (Mbembe & Nuttall, 2008:25). Closing the gap through the art of making – memorializing – is an acknowledgment, amongst many other things, of urban marginality, ingenuity, and the aesthetic of liminal spaces. Premised on the “quiet encroachment of the ordinary” (Bayat, 1997:57) being critical to the street and, by extension, the city’s ecosystem, the twilight zone operates in interstitial, liminal, Othered arenas that need recognition. Creating new local landscapes that Hou argues “reflect the respective social settings and issues” must represent local forms characterized by guerrilla urbanism’ (Hou, 2010:2) and thought of as “spaces of insurgent citizenship” (Holston, 1998:37), ‘invented spaces of citizenship’ (Miraftab, 2004), and previously introduced “gray spaces” (Yiftachel, 2011). For Miraftab “‘Invented’ spaces are defined as those collective actions by the poor that directly confront the authorities and challenge the status quo” (Miraftab, 2009:38—39). In the contemporary city, the twilight zone conveys systems of ‘tactical urbanism’ (Lydon & Garcia, 2015), expresses ‘practices of resistance’ (Hou, 2020), and if “the potentialities of our moment are to be seized in full” (Pieterse, 2021:193) calls for new and unorthodox assessment methods. Due to a lack of capital and property rights, twilight zone microentrepreneurs are flexible, adaptable, and innovative in their work and are good at maximizing the potential they can access. This elastic strength is bricolage: “a process whereby entrepreneurs with local knowledge and access to local resources are best able to create enterprises using the materials at hand, rather than 23 overextending their efforts with externally directed attributes requiring unattainable resources. As such, entrepreneurial process elements may be emulated from successful social bricolage examples, recognizing that each context, community, and circumstances will require their own unique solutions” (Preece, 2014:23). The scriptor/producer/researcher aims to develop ‘their own’ creative and operational bricolage potential and respond to changing engagement and environmental conditions by optimizing the story/image gathering process. 1.6 Presenting: Field Contribution 1.6.1 Urban Scripting This study extends Preece’s argument to enable better design by looking for ways to write about people and places. Writing with people and places (ngeSiswati bantfu netindzawo) from the margins of Alexandra and Orange Grove gives the city (Johannesburg) life and forms Urban Scripting. Understanding twilight intelligence from the margins challenges historical approaches to architecture, the city, and urbanism, as well as political perspectives which rely on ‘rear-view mirror’ conventional ‘top-down’ methods. Although devised with honorable intent, these procedures are normative, insidious and continue to: ▪ Promote a blanket of universal characteristics that supposedly apply and are desirable in all urban environments. ▪ Assert a vision of balanced orderly development to facilitate administrative bureaucracy and control. ▪ Define urban design primarily by designing stand-alone objects (three-dimensional form, mass, volume) and how they relate to other buildings. To construct other identities of becoming, being, and belonging, the casework is where the urban designer integrates Othered voices as a spatial producer to assemble and disassemble an image engaging its conceptual and intellectual framework. Each calibrating action operates as critical redundancy to mitigate the so-called “developmentalist solutions” intended to fix “the known ills of African cities” through conventional predictive tools9 by 9 For a more in-depth illustration, see Edgar Pieterse’s Differential African Urbanization section in his essay Grasping the Unknowable: Coming to Grips with African Urbanism in Rogue Urbanism: Emergent African Cities (2013:24), describing how most scholarship on African cities seeks to explain “structural economic reasons for this state of affairs, and/or focused on specific sectoral or governance policy solutions.” 24 choosing instead an approach that seeks to understand the “microscopic details” of the African city’s everyday lived experience (Pieterse, 2013:24—27). The core research question frames dialogue-based audio-visual forms to establish and understand ‘microscopic’ twilight practices. This foundation and the comprehension it garners operate as a ‘transformative priority’ that combines the protagonist’s relational perspectives to structure collaborations that unlock Johannesburg’s social, economic, and cultural possibilities (Pieterse, 2021). In reviewing micro-scale inputs, the approach adopts Sandercock’s (1998), Kihato’s (2007), Miraftab’s (2009), Jenkins’s (2013), Pieterse’s (2013), and Sihlongonyane’s (2022) argument – that the understanding of African cities requires empirically based study and insurgent designs with new grammar that introduce different vocabularies – triggers novel knowledge systems and methods. Better yet, positioned as a critical insurgent practice, Urban Scripting uses this argument to develop a language through hybrid techniques that locate, conceptualize, theorize, describe, and analyze. 1.6.2 Limitations Irrespective of context, real-time and resource factors restrict doctoral study engagement levels. This limits the exploration to two activity streets in Johannesburg: one in an apartheid- classified township and the other in a previously white-zoned neighborhood. Neither street may necessarily fully represent streets in different ‘similarly classified’ contexts. However, the most significant limitation was the size of the teams which undertook the field and casework. The project assembled a film production ensemble that may not be available to others wishing to attempt a similar study. In addition, the specialized skill sets used within teams may not be accessible for all research projects of this nature, and if they are, they may lack adequate time and technological resources. For example, the ability to access audio-visual equipment, infrastructure (filming, editing), and expertise determine the levels of engagement possible. Additionally, the nature of the chosen sites, focus areas, choice of participants, and production talent all impact attainable access. Lastly, fieldwork of this nature cannot record all possible content co-creators (participant) views, nor can it engage in detail the micro- levels of an entire street length. However, the study provides access to a deep, rich, comprehensive, and unique source of alternative knowledge that arguably has validity that far exceeds its limitations. Furthermore, it pushes the boundaries of traditional research methodologies by giving all protagonists an embodiment of the experience – thereby creating a more collective imaginary through socialization (Sandercock, 1999; Mbembe & Nuttall, 2008; Pieterse, 2013). Through this access, the study connects the more traditional urban planning/design 25 site appraisal approaches with an innovative storytelling method based on extended audio- visual work that eliminates the knowledge gap and transcends the abovementioned limitations. 1.6.3 Overview Chapter 1 situates the study’s scope by presenting a vision of applying storytelling in spatial practice investigations to make an image that shows the city differently from its current state. Chapter 2 develops framing’s narrative structure (Fig. 1.1) to explore suitable city-making tools. Drawings, photographs, shots, panels, and animation frames historicize the landscape and use time to read the city.10 Framing, to describe causality, looks back to yesterday and recomposes Johannesburg’s plot using words, drawing lines, plans, counts, and inventories to uncover spatial practice’s complicity in normalizing African marginality or Othering. Next, it extends the narrative style, setting, and action as part of a composite structure presenting imaginary stories/discourses. The accompanying story-work for Alexandra: A Backstory (2022), the block, the plot, the house, the tree (2019), and I’m a streetwalker (2017) focus on the continent (macroscale), country (mesoscale), and the city/street (microscale). Story making establishes the project’s communicating structure, based on cinema’s mise en scène, which is “the representation of a scene by a specific organization of its virtual but figurative elements such as decor, props, and characters” (Lefèvre, 2012:71). Mbembe and Nuttall’s (2008) theories on transformation in practice compose the discussion of the role of the activity street in Johannesburg (South Africa) and how it has transitioned since its creation during the colonial era. This dialogue sculpts the mise en scène primary layer. Chapter 3 designs mechanisms to shift the frame highlighting causal effects by examining what constitutes conceiving and creating a city. Drawings, recordings, and films fuse urban design mapping cultures with Nguni oral storytelling traditions to listen to voices in marginal contexts. Listening argues for the shifting of prevailing narratives based on casework results that emerge during the image-making process, which not only come to grips with localized realities but produce a different image using Nguni pedagogies. From the casework, Alexandra: A Backstory (2022), the block, the plot, the house, the tree (2019), and I’m a 10 It is recommended that the reader engages with the audio-visual material in “real-time” while reading this thesis. 26 streetwalker (2017) revealed yesterday, Fieldwork Notes (2017+) exposed today, and Calibrating Stories (2022+) examines thoughts for tomorrow’s reimaging. The context is adjusted to focus on the mesoscale. Fieldwork Notes (2017+) investigate the country, city, and metro to highlight present-day capitalist manifestations. I’m a Streetwalker (2017) reconfigures the street into representative segments containing focus blocks with full-to- medium-shots/panels depicting characters. Informed by interdisciplinary and transdisciplinary insights, Chapter 3 examines what processes, practices, and knowledge should contribute to the evolution of activity streets as urban places in Johannesburg into “spaces of invented citizenship” (Miraftab, 2009:33). Shifting unpacks the planning process as it should be and is mise en scène secondary layer. Again, the reader is encouraged to engage with the casework material (CVF) parallel to the thesis text. Chapter 4 recognizes the practical methods to imagine the future by making and telling Othered stories about what a just city is. This understanding outlines how a ‘shared’ language that links diverse stakeholders through the rigor of audio-visual documentation develops an intertextual discourse composite that bridges the real and imaginary gaps. The casework’s application of positioning presents three films, there’s a tree on the sidewalk (2019), Who is the Landlord (2019), and Vimal Bhani Cycles (2019) (CVF). The film’s movement-image composites illustrate the focus block’s specific activity points and position possibilities of what can become by using close-ups to express details, gestures, and emotions. Positioning addresses what mistakes have arisen from the omission (what is not understood by official bodies and institutions and lessons) of Othered knowledge values in themes covering Johannesburg’s streets’ social practices, design, and representation, and is mise en scène final layer. Chapter 5, rooted in Kurtz’s Working with Stories (2014) and Haw & Hadfield’s Video in Social Science Research (2011) practical guides edits empirical fieldwork examples. Whether restricted or celebrated, Calibrating Stories (2022+) artistic story-work examines the city from 1834 to 2017+ as site study (Fig. 1.2). Onsite and offsite outputs form composites produced by layering organizational and expression elements as visually ‘thick descriptions.’ The descriptions focus on and showcase twilight forms of appropriation that the state and its agents must recognize and engage with the street’s physical expression and social attributes. Finally, calibr