1 CARDIOVASCULAR DISEASE AND ITS ASSOCIATED RISK FACTORS IN SOUTH AFRICAN CHRONIC KIDNEY DISEASE PATIENTS DR HON-CHUN HSU A thesis submitted to the Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, for the degree Doctor of Philosophy Johannesburg, South Africa 2022 2 Declaration This is to certify that this thesis is my own work and has not been submitted before for any degree or examination in this or any other University. I have worked closely with my supervisors Professor Patrick Dessein and Professor Gavin Norton. I recruited the patients in my practice and obtained their written informed consent. I conducted all clinical assessments and evaluated the blood results. Ms Chanel Robinson who belongs to a research team at the School of Physiology assisted me with the applanation tonometry using Sphygmocor software and echocardiography. Professor Patrick Dessein assisted me with the data analysis, interpretation of results and drafting of manuscripts. Professor Gavin Norton and Professor Angela Woodiwiss advised on the evalu- ation of diastolic function and gave valuable intellectual input. I hereby certify that the studies contained in this thesis have been approved by the Committee for Research in Human Subjects, University of the Witwatersrand, Johannesburg. The ethics approval number is M15-08-43. Signed on the 26th of February 2022. Dr Hon-Chun Hsu (Student) …………………………………………… Prof Patrick H. Dessein (Supervisor 1) Prof Gavin R. Norton (Supervisor 2) …………………………………………… ………………………………………… 3 Table of Contents Page Declaration………………………………………………………………… 2 Publications arising from this work…………………………………… 4 Abstract…………………………………………………………………….. 5 Abbreviations……………………………………………………………… 8 Acknowledgements………………………………………………………. 9 Introduction………………………………………………………………... 10 Study/Paper 1……………………………………………………………… 22 Study/Paper 2……………………………………………………………… 51 Study/Paper 3……………………………………………………………… 85 Study/Paper 4……………………………………………………………… 121 Summary of the results, implications and conclusions…………… 146 Ethics approval………………………………………………………….... 160 4 Publications and presentations arising from this work 1. Hsu H-C, Robinson C, Woodiwiss AJ, Norton GR, Dessein PH. Cardiovascular risk factors and disease in black compared to other Africans with chronic kidney disease. Int J Nephrol 2021 Feb19;2021:8876363. doi: 10.1155/2021/8876363. eCollection 2021.PMID: 33680512 2. Hsu H-C, Norton GR, Robinson C, Woodiwiss AJ, Dessein PH. Potential determinants of the E/e‘ ratio in non-dialysis compared to dialysis patients. Nephrology 2021;26:988-998. 3. Hsu H-C, Norton GR, Peters F, Robinson C, Dlongolo N, Solomon A, Teckie G, Woodiwiss AJ, Dessein PH. Association of post transplant anaemia and persistent hyperparathyroidism with diastolic function in stable kidney transplant recipients. Int J Nephrol Renovasc Dis 2021;14:1-13. 4. Hsu H-C, Robinson C, Norton GR, Woodiwiss AJ, Dessein PH. The optimal haemoglobin tar- get in dialysis patients may be determined by its opposing effects on arterial stiffness and pressure pulsatility. Int J Nephrol Cardiovasc Dis 2020;13:385-395. Potential determinants of diastolic function at different stages of chronic kidney disease. Joint paper delivered as a plenary talk at the Second International Webinar on Nephrology, Urol- ogy and Kidney Failure held on September 17, 2021 (Online Meeting). Towards preventing heart failure with preserved ejection fraction in non-dialysis and dialysis pa- tients, and stable kidney transplant recipients. Joint paper to be delivered as a Keynote Presen- tation at the World Nephrology Congress in Barcelona, Spain (recently postponed due to COVID-19). 5 Abstract The markedly increased mortality in chronic kidney disease (CKD) patients is mostly due to an enhanced risk of cardiovascular disease (CVD). The most documented CKD induced cardiovas- cular abnormalities include impaired diastolic function that underlies heart failure with preserved ejection fraction and arteriosclerosis leading to impaired aortic function. CKD is highly prevalent in South Africa. The extent to which CKD enhances CVD risk among black Africans remains largely unknown. This thesis comprises a series of investigations that evaluated CVD and its risk factors in black compared to other Africans (first study), examined potential determinants of diastolic function in predialysis and dialysis patients (second study) as well as stable kidney transplant recipients (third study), and tested the hypothesis that the optimal haemoglobin target in dialysis patients may be determined by its contrasting effects on arterial stiffness and pressure pulsatility (fourth study). In the first study, we evaluated cardiovascular risk factors, aortic function by applanation tonom- etry using SphygmoCor software, cardiac function by echocardiography, atherosclerosis extent by carotid ultrasound and cardiovascular event rates in 115 consecutive predialysis (n=67) and dialysis patients (n=48) including 46 black and 69 other (32 Asian, 28 white and 9 mixed race) participants. Data were analysed in multivariable regression models. Overall, black compared to other African CKD patients had less frequent carotid artery plaque (30.4% versus 58.8%; OR (95% CI)=0.38 (0.16-0.91) despite an increased cardiovascular risk factor burden. In receiver operator characteristic curve analysis, the Framingham score performed well in identifying non- black but not black CKD patients with carotid plaque (area under the curve (AUC) (95% CI)=0.818 (0.714-0.921) and AUC (95% CI)=0.556 (0.375-0.921), respectively). Black compared to other African predialysis patients experienced larger Framingham scores and more adverse non-tradi- tional cardiovascular risk factors, impaired arterial and diastolic function but similar cardiovascular event rates (OR (95% CI)=0.93 (0.22 to 3.87)). Among dialysis patients, black compared to other Africans had an overall similar traditional and non-traditional cardiovascular risk factor burden, similar arterial and diastolic function and reduced cardiovascular event rates (OR (95% CI)=0.22 (0.05 to 0.88)). For the second study, we assessed cardiovascular risk factors, arterial function, N-terminal natri- uretic peptide (NT-proBNP) levels as a marker of volume overload, and diastolic function in 103 (62 non-dialysis and 41 dialysis) patients. In established confounder adjusted analysis, dialysis status impacted the pulse wave velocity-E/e’ relationship (interaction p=0.01) but not the NT- proBNP level-E/e’ association (interaction p=0.1). Upon entering arterial function measures and NT-proBNP levels simultaneously in regression models, arterial function measures were associ- ated with E/e’ (p=0.008 to 0.04) in non-dialysis patients whereas NT-proBNP levels were related 6 to E/e’ in dialysis patients (p=0.009 to 0.04). Bivariate associations were found between diabetes (p<0.0001) and E/e’ in non-dialysis patients, and haemoglobin concentrations and E/e’ (p=0.02) in those on dialysis. Upon adjustment for diabetes in non-dialysis patients, only central pulse pressure remained associated with E/e’ (p=0.02); when haemoglobin concentrations were ad- justed for in dialysis patients, NT-proBNP levels were no longer associated with E/e’ (p=0.2). In separate models, haemoglobin levels were associated with E/e’ independent of left ventricular mass index and preload and afterload measures (p=0.02 to 0.03). For the third study, we evaluated traditional and non-traditional cardiovascular risk factors, carotid artery atherosclerosis, arterial function and diastolic function in 43 kidney transplant recipients with a transplant duration of >6 months, no acute rejection and a glomerular filtration rate of >15 ml/min/1.73m2. The mean (SD; range) transplant duration was 12.3 (8.0; 0.5-33.8) years. Post transplantation anaemia and persistent secondary hyperparathyroidism were identified in 27.9% and 30.8% of the patients, respectively; 67.5% of participants were overweight or obese. In es- tablished confounder adjusted analysis, haemoglobin (partial R=-0.394, p=0.01) and parathyroid hormone concentrations (partial R=0.382, p=0.02) were associated with E/e’. In multivariable analysis, haemoglobin (partial R=-0.278, p=0.01) and parathyroid levels (partial R=0.324, p=0.04) were independently associated with E/e’. Waist-height ratio (partial R=-0.526, p=0.001 and partial R=-0.355, p=0.03), waist circumference (partial R=-0.433, p=0.008 and partial R=-0.393, p=0.02) and body mass index (partial R=-0.332, p=0.04 and partial R=-0.489, p=0.002) were associated with both e’ and E/A, respectively, in established confounder adjusted analysis. The haemoglo- bin-E/e’ (partial R=-0.422, p=0.02), parathyroid hormone-E/e’ (partial R=0.434, p=0.03), waist- height ratio-e’ (partial R=-0.497, p=0.007) and body mass index-E/A (partial R=-0.386, p=0.04) relationships remained consistent after additional adjustment for left ventricular mass index and cardiac preload and afterload measures. For the fourth study, cardiovascular risk factors and arterial function was assessed in 48 dialysis patients. In established confounder and diabetes adjusted linear regression models, haemoglo- bin levels were directly associated with arterial stiffness (partial R=0.366, p=0.03) and inversely with central systolic pressure (partial R=-0.344, p=0.04), central pulse pressure (partial R=-0.403, p=0.01), peripheral pulse pressure (partial R=-0.521, p=0.001) and forward wave pressure (partial R=-0.544, p=0.001). The presence of heart failure and use of angiotensin converting enzyme inhibitors or angiotensin receptor blockers and erythropoietin stimulating agents did not materially alter these relationships upon further adjustment for the respective characteristics in the models, and in sensitivity analyses. In receiver operator characteristic curve analysis, the optimal hae- moglobin concentration cut-off values in predicting arterial stiffness and increased central pulse pressure were remarkably similar at 10.95 g/dl and 10.85 g/dl respectively, and with clinically useful sensitivities, specificities and positive and egative predictive values. In logistic regression 7 models, a haemoglobin value of >10.9 mg/dl was associated with both arterial stiffness (>10 m/sec; OR (95% CI) = 10.48 (1.57 – 70.08), p=0.02) and normal central pulse pressure (>50 mmHg; OR (95% CI) = 7.55 (1.58 – 36.03), p=0.01). In conclusion, black compared to other African predialysis patients experience an increased tra- ditional and non-traditional cardiovascular risk factor burden and more impaired arterial and dias- tolic function. Once on dialysis, black African patients sustain less frequent cardiovascular event rates, which may represent a survival bias. The atherosclerotic burden is smaller in black com- pared to other African CKD patients but the Framingham score is unreliable in identifying those with very high risk atherosclerosis, which is nevertheless present in ~30% of them. Cardiovascu- lar risk factors that are independently associated with markers of diastolic function include im- paired arterial function and diabetes in predialyis patients, volume overload and low haemoglobin concentrations in dialysis patients, and post transplantation anaemia and persistent secondary hyperparathyroidism in kidney disease transplant recipients. The optimal haemoglobin target in dialysis patients may be determined by its contrasting effects on aortic stiffness and pressure pulsatility. These findings have implications in our understanding of CVD risk and its manage- ment among CKD patients. 8 Abbreviations AUC Area under the curve CI Confidence interval CKD Chronic kidney disease CVD Cardiovascular disease ESRD End stage renal disease HFpEF Heart Failure with preserved ejection fraction HFrEF Heart failure with reduced ejection fraction NT-proBNP N-terminal natriuretic peptide OR Odds ratio SD Standard deviation ROC Receiver operator curve 9 Acknowledgements Special thanks to Professor Patrick Dessein for inspiring me to pursue a PhD while in full time private practice. Your contagiousness, enthusiasm and guidance spurred enough confidence in me to complete this series of interesting studies. To Professor Gavin Norton, I am grateful that you accepted me into the School of Physiology and for your detailed guidance during the design and draft of the study. I would not have been able to complete this thesis without the patience and knowledge of my supervisors. To my parents, thank you for always believing in me. I owe all my accomplishments to your love and kindness. I am most grateful to all my patients who participated in this work. They gave up their precious time to help others benefit from their suffering. This selfless sacrifice inspired me to be a better doctor. Lastly to my wife, thank you for taking such good care of our boys while I concentrated my efforts on this thesis. I could not have done it without you. 10 Introduction Chronic kidney disease (CKD) contributes substantially to morbidity and mortality (Global Burden of Disease (GBD) Chronic Kidney Disease Collaboration, 2020). This is a worldwide phenome- non. The main risk factors for CKD are hypertension and diabetes. Increased mortality in CKD is mostly due to a markedly enhanced risk of cardiovascular disease (CVD). In this regard, a systematic analysis for the Global Burden of Disease, Injuries, and Risk Factors Study in 2017 revealed a global chronic kidney disease prevalence of 9.1% (95% confidence interval 8.5 to 9.8) in 2017 with an increase of 29.3% (26.4 to 32.6) since 1990. Globally, in 2017, 1.2 (1.2 to 1.3) million people died from CKD and the all-age mortality rate from CKD had increased by 41.4% (35.2 to 46.5) since 1990 (GBD Chronic Kidney Disease Collaboration, 2017). In addition, 1.4 (1.2-1.6) million cardiovascular disease related deaths were attributable to CKD. CKD and CVD risk in black compared to other Africans A recent sub-Saharan population study (George JA et al, 2019) reported an age-standardised population CKD prevalence of 10.7% (9.9 to 11.7). CKD prevalence were larger in South African sites (14.0% (11.9 to 16.4)) than in West African sites (9.5% (8.3 to 10.8)). Risk factors for CKD included older age, hypertension, diabetes and human immunodeficiency virus infection whereas male sex was protective. Regional differences in CKD and its risk factors were attributed to dis- parities in sociodemographic and epidemiological health transition stages. Available data on CVD risk among CKD patients originates mostly in studies that were performed in high-income populations. Most patients with CKD reportedly die from CVD prior to developing kidney failure (Cozzolino M et al, 2018; Sarnak MJ et al, 2019). Both adverse traditional cardio- vascular risk factor profiles and kidney disease specific factors including anaemia, chronic volume overload, calcium-phosphate imbalance and oxidative stress mediate CVD in CKD patients. CKD thereby causes cardiovascular changes that characteristically include advanced arteriosclerosis leading to impaired arterial function (Zanoli L et al, 2019) and left ventricular fibrosis that results in diastolic dysfunction and is often accompanied by hypertrophy (Wang X et al, 2019). CKD also 11 enhances atherosclerosis (Sarnak MJ et al, 2019). These changes result in an increased risk of heart failure, arrhythmias, sudden death, stroke and myocardial infarction. The risk of cardiovas- cular disease increases from 1.5 fold in patients with stage 2 CKD to 20 fold in those with end stage renal disease (ESRD) (Cozzolino M et al, 2018). Sub-Saharan Africa comprises low and middle income countries (Sub-Saharan Africa Population 2020 (Demographics, Maps, Graphics); World Bank Country and Lending Groups: Country Clas- sification). Due to the rapid current urbanization and consequent epidemiological health transi- tion, cardiovascular risk factor profiles and their impact on CVD as well as cardiovascular event phenotypes differ in low or middle compared to high income populations (Solomon A et al, 2014). Black South African persons currently experience smaller age-standardized mortality rates from ischemic heart disease than their non-black counterparts (Pillay-Van Wijk V et al, 2016). By con- trast, age-standardized mortality rates due to cerebrovascular and hypertensive heart disease are much larger in black compared to other South Africans (Pillay-Van Wijk V et al, 2016). Compared to their white counterparts, black Americans with pre-dialysis CKD patients experience an enhanced risk of developing ESRD and CVD mortality (Choi AI et al, 2008; Carnethon MR et al 2017). However, survival is better in black compared to white Americans once they are on dialysis. The extent to which CKD impacts CVD risk among black Africans remains largely unknown. In two retrospective cohort studies, sepsis was a more frequent cause of death than CVD among predominantly black African dialysis patients (Luyckx VA et al, 2009; Tamayo Isla RA et al, 2016). Black African dialysis patients may be less prone to coronary and aortic calcification (Freercks R et al, 2012). However, carotid artery plaque was identified in 38.1% of 58 black and 26 non-black African dialysis patients (Amira OC et al, 2012). A consistent shortcoming of these reported in- vestigations is that the mean age of participants was as low as 36 to 42 years (Luyckx VA et al, 2009; Tamayo Isla RA et al, 2016; Freercks R et al, 2012; Amira OC et al, 2012). 12 Given these limited reported data on CVD and its risk factors among Africans with CKD, we com- pared cardiovascular risk factor profiles (Gunter S et al, 2018), large artery function including arterial stiffness, wave reflection and pressure pulsatility (Gunter S et al, 2018; Briet M et al, 2012; London GM, 2018), left ventricular systolic and diastolic function (Mokotedi L et al 2017), athero- sclerosis extent and cardiovascular event rates between black and other African pre-dialysis and dialysis patients. Potential determinants of the E/e’ ratio in non-dialysis compared to dialysis patients As alluded to above, impaired left ventricular diastolic function comprises a most characteristic cardiovascular abnormality induced by CKD (Wang X et al, 2019). Impaired diastolic function results from both reduced active and passive myocardial relaxation. Active relaxation is mostly estimated by the echocardiographically determined ratio of early (E) to late (A) diastolic filling or mitral inflow velocity (E/A) and the early diastolic mitral annulus motion (e’). Active relaxation involves high energy requiring rapid removal of cytosolic calcium into the sarcoplasmic reticulum, thin filament deactivation and cross-bridging kinetics. Passive relaxation is typically assessed by the E/e’ ratio, which is a measure of left ventricular filling pressure. Left ventricular fibrosis impairs passive relaxation. E/A, e’ and E/e’ are indices that form part of currently recommended algo- rithms in the identification of patients with diastolic dysfunction (Nagueh SF, 2016). Impaired diastolic function underlies the development of heart failure with preserved ejection frac- tion (HFpEF), the prevalence of which increases with decreasing kidney function. HFpEF is more prevalent and carries a worse prognosis than heart failure with reduced ejection fraction (HFrEF) in CKD patients (Kim MK et al, 2013; Ahmed A et al, 2007). Impaired diastolic function in CKD patients is mediated by increased preload due to volume over- load and anaemia as well as increased afterload caused by arteriosclerosis mediated arterial 13 stiffness. Arterial stiffness enhances the forward wave pressure and thereby wave reflection and pulse pressure (Wang X et al, 2019; Zanoli L et al, 2019). Left ventricular hypertrophy comprises another highly prevalent cardiovascular abnormality in CKD (Wang X, 2019; Zanoli L, 2019). It is also due to increased preload and afterload and is a strong predictor of incident cardiovascular events. However, the reported mechanistic link be- tween impaired diastolic function and left ventricular hypertrophy has been questioned (Wang X et al, 2019). Circulating levels of N-terminal proBNP (NT-proBNP) are mostly used in the evaluation of patients with heart failure (Gutierrez MC et al, 2013). In CKD, NT-proBNP is a marker of volume overload (Kim J-S et al, 2017). Previously reported cohort studies suggest that volume overload may be particularly important in the development of CVD among dialysis patients (Zoccalli C et al, 2017). By contrast, increased afterload may comprise a predominant cardiovascular risk mechanism among pre-dialysis pa- tients (Chirinos JA et al, 2014). Additionally, anaemia is associated with volume overload (Hung S-C et al, 2015) as well as NT-proBNP concentrations in patients with HFpEF, whereas diabetes is strongly associated with impaired arterial function in CKD persons who are not on dialysis (Townsend RR, 2015). We therefore hypothesized that, in established confounder adjusted analysis, impaired arterial function indices are more strongly associated with E/e’ in non-dialysis compared to dialysis pa- tients whereas NT-proBNP levels are more closely related to E/e’ in dialysis compared to non- dialysis persons. We further examined whether traditional and non-traditional or renal cardiovas- cular risk factors including diabetes and haemoglobin levels, could explain the associations of arterial function measures and NT-proBNP levels with E/e’ in CKD patients. 14 Association of post transplantation anaemia and persistent secondary hyperparathyroid- ism with diastolic function in stable kidney transplant recipients Kidney transplant recipients experience a markedly improved quality of life and reduced CVD risk when compared to those on ongoing dialysis (Devine PA et al, 2019). Indeed, a functioning allograft can improve echocardiographically identified abnormalities. Nevertheless, kidney trans- plant recipients still experience a 3 to 5 fold increased risk of CVD and, in particular, non-athero- sclerotic CVD (Lentine KL et al, 2005; Rigatto C et al, 2002). Approximately 18% of kidney trans- plant recipients still develop de novo heart failure within 3 years subsequent to transplantation (Lentine KL et al, 2005). Reportedly, half of patients undergoing kidney transplantation have impaired diastolic function (Himelman RB et al, 1988). The determinants of diastolic function among stable kidney transplant recipients (transplant duration of >6 months, absence of acute rejection and glomerular filtration rate of >15 ml/min/1.37m2) (Ducloux D et al, 2000) await further elucidation. In this regard, late post transplantation anaemia (Gafter-Gvili A et al, 2019) and persistent hyperparathyroidism (Santos RD et al, 2019) are present in 35% and 50% of kidney transplant recipients, respectively. Anaemia can cause not only increased preload and left ventricular mass but also tissue hypoxia with consequent myocardial fibrosis (Mistry N et al, 2018; Caramelo C et al, 2007; D’Amario D et al, 2019; Lopez B et al, 2008). Secondary hyperparathyroidism can increase cardiac afterload by enhancing arteriosclerosis (Devine PA et al 2019) and induce cardiac hypertrophy and myo- cardial fibrosis directly (Fujii H et al, 2018). In view of these reported findings, herein we hypothesized that post transplantation anaemia and persistent secondary hyperparathyroidism are potential determinants of diastolic function in sta- ble kidney transplant recipients. 15 The optimal haemoglobin target in dialysis patients may be determined by its contrasting effects on arterial stiffness and pressure pulsatility The prevalence of anaemia in ESRD patients is ~90% (Alemu B et al, 2021). It is caused by multiple factors including relative erythropoietin deficiency, iron deficiency, blood loss, reduced erythrocyte survival duration, inflammation, infection, underlying hematologic disease, hyperpara- thyroidism, hemolysis and nutritional factors (Fishbane S et al, 2018). Upon treating severe anaemia with erythropoietin in dialysis patients, quality of life improves and the need for hospitalization and blood transfusion decreases when targeting a haemoglobin level of 11.0 g/dl (Jones M et al, 2004). However, upon targeting a haemoglobin level of ~13 g/dl with erythropoietin, the risk of all-cause mortality, stroke, hypertension and vascular access throm- bosis increases (Promminitikul A et al, 2007; Palmer SC et al, 2010). Due to previously reported trial designs, the effects of a haemoglobin level of 11.5 to 13 g/dl on the vasculature remain cur- rently unknown. The reasons why total correction of anaemia is associated with adverse CVD events in dialysis patients are unclear. Postulates include frequent underlying atherosclerotic disease, increased viscosity and platelet aggregation and increased peripheral vascular re- sistance. Notably in this regard, haemoglobin is a potent nitric oxide scavenger (Donadee C et al, 2011). Nitric oxide reduces arterial stiffness and peripheral vascular resistance (Wilkinson IB et al 2004). Given that CKD causes severe arteriosclerosis, it is therefore conceivable that in- creases in the haemoglobin level could enhance arterial stiffening further whereas a reductions in the haemoglobin level may further increase pressure pulsatility in the present context. Both arterial stiffness and pressure pulsatility increase CVD risk (Hashimoto J et al, 2010). 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Evolving concepts in the pathogenesis of uraemic cardiomyopathy. Nat Rev 2019;15:159-74. Wilkinson IB, Franklin SS, Cockcroft JR. Nitric oxide and the regulation of arterial stiffness. Hy- pertension 2004;44:112-116. World Bank Country and Lending Groups: Country Classification, https://data- helpdesk.worldbank.org/knowledgebase/articles/906519-world-bank-country-and-lending groups (Accessed 13 September 2020) 22 Study/Paper 1 Study/Paper 1 shows that black compared to other African predialysis patients experience an increased traditional and non-traditional cardiovascular risk factor burden and more impaired ar- terial and diastolic function. Once on dialysis, black African patients sustain less frequent cardi- ovascular event rates, which may represent a survival bias. The atherosclerotic burden is smaller in black compared to other African CKD patients but the Framingham score is unreliable in iden- tifying those with very high risk atherosclerosis, which is nevertheless present in ~30% of them. 23 Research Article Cardiovascular risk factor profiles and disease in black compared to other Africans with chronic kidney disease Hon-Chun Hsu1,2, Chanel Robinson1, Angela J. Woodiwiss1, Gavin R. Norton1, Patrick H. Dessein1,2,3,4 1Cardiovascular Pathophysiology and Genomics Research Unit, School of Physiology, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa 2Nephrology Unit, Milpark Hospital, Johannesburg, South Africa 3Internal Medicine Department, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa 4Free University and University Hospital, Brussels, Belgium ORCID identifiers: Hon-Chun Hsu: https://orcid .org/0000-0003-4180-1552; Chanel Robinson: https://orcid .org/0000-0002-9385-2709; Angela J. Woodiwiss: https://orcid.org/0000-0001- 2555-4125; Gavin R. Norton: https://orcid .org/0000-0001-6416-6104; Patrick H. Dessein: https://orcid .org/0000-0002-9357-4630 Correspondence should be addressed to Patrick H Dessein; patrick.dessein22@gmail.com https://orcid.org/0000-0001-2555-4125 https://orcid.org/0000-0001-2555-4125 24 Abstract Background and objectives. The extent to which chronic kidney disease (CKD) impacts cardio- vascular disease (CVD) in black Africans is uncertain. We compared cardiovascular risk factors and CVD between black and other African CKD patients. Methods. Cardiovascular risk factors, aortic and cardiac function, atherosclerosis extent and car- diovascular event rates were assessed in 115 consecutive pre-dialysis (n=67) and dialysis pa- tients (n=48) including 46 black and 69 other (32 Asian, 28 white and 9 mixed race) participants. Data were analysed in multivariable regression models. Results. Overall, black compared to other African CKD patients had less frequent carotid artery plaque (OR (95% CI)=0.38 (0.16-0.91) despite an increased cardiovascular risk factor burden. In receiver operator characteristic curve analysis, the Framingham score performed well in identify- ing non-black but not black CKD patients with carotid plaque (area under the curve (AUC) (95% CI)=0.818 (0.714-0.921) and AUC (95% CI)=0.556 (0.375-0.921), respectively). Black compared to other African pre-dialysis patients experienced larger Framingham scores and more adverse non-traditional cardiovascular risk factors, impaired arterial and diastolic function but similar car- diovascular event rates (OR (95% CI)=0.93 (0.22 to 3.87)). Among dialysis patients, black com- pared to other Africans had an overall similar traditional and non-traditional cardiovascular risk factor burden, similar arterial and diastolic function but increased systolic function (partial R=0.356, p=0.01 and partial R=0.315, p=0.03 for ejection fraction and systolic volume, respec- tively) and reduced cardiovascular event rates (OR (95% CI)=0.22 (0.05 to 0.88)). Conclusion. Black compared to other African CKD patients have less frequent very high risk atherosclerosis and experience weaker cardiovascular risk factor-atherosclerotic CVD relation- ships. These disparities may be due to differences in epidemiological health transition stages. Among dialysis patients, black compared to other Africans have less cardiovascular events, which may represent a selection bias as previously documented in black American. 25 1. Introduction The global prevalence of chronic kidney disease (CKD) was recently estimated at 9.1% [1], whereas that in sub-Saharan Africa was 10.7% and ranged from 6.6% to 14% in west compared to South African sites [2]. Most patients with CKD are more likely to die from cardiovascular disease (CVD) than develop kidney failure [3,4]. CVD in CKD is mediated by adverse traditional cardiovascular risk factor profiles and renal disease specific factors including calcium-phosphate imbalance, anaemia, chronic volume overload and oxidative stress [3,4]. The risk of cardiovas- cular disease increases from 1.5 fold in patients with stage 2 CKD to 20 fold in those with end stage renal disease (ESRD) [3]. Presently available evidence on the effects of CKD on CVD originates in studies that were mostly performed in high income countries. Sub-Saharan Africa is a large continent that consists of low and middle income countries [5,6]. The sub-Saharan African black population is currently undergoing rapid urbanization and, consequently, an epidemiological health transition [7]. Cardi- ovascular risk factor profiles and their impact on CVD as well as cardiovascular event phenotypes differ in low or middle compared to high income populations [7]. Black South African persons currently experience smaller age-standardized mortality rates from ischemic heart disease than their non-black counterparts [8]. By contrast, age-standardized mortality rates due to cerebro- vascular and hypertensive heart disease are much larger in black compared to other South Afri- cans [8]. Compared to their white counterparts, black Americans with pre-dialysis chronic kidney disease experience an enhanced risk of CVD mortality [9]. This disparity further increases with CKD severity [9]. However, survival is better in black compared to white Americans once they are on dialysis [9]. The extent to which CKD impacts CVD risk among black Africans is less well established. The respective evidence derives from investigations that included only patients on dialysis [10-13]. In two retrospective cohort studies, sepsis was a more frequent cause of death than CVD among predominantly black African dialysis patients [10,12]. Another study revealed a markedly low prevalence of coronary and aortic calcification in black African dialysis patients [11]. Yet, Amira and colleagues [13] identified carotid artery plaque in 38.1% of 58 black and 26 non-black African dialysis patients. Notably, the mean age of participants in these studies was as low as 36 to 42 years [10-13]. In the present study, we compared cardiovascular risk factor profiles [14], large artery function including arterial stiffness, wave reflection and pressure pulsatility [14-16], left ven- tricular systolic and diastolic function [17], atherosclerosis extent and cardiovascular event rates between black and other African pre-dialysis and dialysis patients. 26 2. Patients and Methods 2.1. Patients. One hundred and fifteen consecutive pre-dialysis or dialysis patients that included 46 black and 69 other (32 Asian, 28 white and 9 mixed race) participants, were recruited at the Milpark Hospital in Johannesburg, South Africa. Pre-dialysis patients had a Chronic Kidney Dis- ease Epidemiology Collaboration estimated glomerular filtration rate (eGFR) [18] of <60 ml/min.1.73m2 upon enrolment. Patients with infection or/and active cancer were excluded. The study was approved by the University of the Witwatersrand Human (Medical) Research Ethics Committee (protocol number: M15-08-43) in Johannesburg, South Africa and performed accord- ing to the 2013 revised Helsinki Declaration. Each patient gave written informed consent. 2.2. Methods. Baseline recorded characteristics comprised demographic features, CKD staging, lifestyle factors and anthropometric parameters. Dialysis patients were investigated on the day prior to undergoing the respective procedure. Each of these patients was dialysed thrice weekly. 2.2.1. Cardiovascular risk factors and their treatment. Traditional and non-traditional or kidney disease related cardiovascular risk factors and their treatment were recorded using previously reported methods [14] and as given in the Supplementary material (methods). The overall major traditional cardiovascular risk factor burden was estimated by calculating the Framingham score [19]. For this study, a high phosphate concentration was identified in patients with a phosphate level of >1.42 mmol/l or/and when a phosphate lowering agent (calcium carbonate or sevelamer in 48 and 1 (black dialysis patient) cases, respectively) was used. 2.2.2. Arterial function. Central hemodynamic characteristics were determined using a high-fidel- ity SPC-301 micromanometer (Millar instument, Inc., Houston, Texas), interfaced with a computer utilizing SphygmoCor software, version 9.0 (AtCor Medical Pty. Ltd., West Ryde, New South Wales, Australia). We evaluated arterial stiffness as estimated by aortic pulse wave velocity, wave reflection as represented by the augmentation index, reflected wave pressure and reflection magnitude, and pressure pulsatility measures including central systolic and pulse pressure, pe- ripheral pulse pressure, pressure amplification and forward wave pressure as previously reported [14] and given in the Supplementary material (methods). 2.2.3. Left ventricular structure and function. Echocardiography was performed as recommended by the American Society of Echocardiography convention [17] and using a Philips CX50 POC Compact CompactXtreme Ultrasound System (Philips Medical Systems (Pty) Ltd, USA) equipped with a 1.8-4.2 MHz probe that allowed for M-mode, 2-D, pulsed and tissue Doppler measure- ments. We assessed left ventricular structure as represented by mass and hypertrophy, systolic function as estimated by ejection fraction and systolic volume, and diastolic function parameters 27 comprising the early (E)/late (atrial) diastolic wave (A) ratio, the peak mitral annulus motion during early diastole (e’) and E/e’ ratio, as previously described [17] and given in the Supplementary material (methods). 2.2.4. Carotid atherosclerosis. Carotid artery ultrasound was performed using a Philips CX50 POC Compact CompactXtreme Ultrasound System (Philips Medical Systems (Pty) Ltd, USA) at- tached to a linear array 4.0-12.0 MHz probe. The software provided for semi-automated border detection gives markedly reproducible data as previously described [14]. Images of at least 1cm length of the distal common carotid arteries were obtained. The optimal angle of incidence was used, defined as the longitudinal angle of approach where both branches of the internal and ex- ternal carotid artery were visualized simultaneously. The carotid intima-media thickness (c-IMT) was defined as the mean of the left and right common carotid artery thickness. Plaque in the extracranial carotid tree was defined according to the Mannheim consensus criteria [20]. Carotid ultrasound measurements were made by the same observer that performed the arterial function and echocardiographic evaluations (CR). The intra-observer variability of ultrasound measure- ments is low in our setting [14]. 2.2.5. Cardiovascular event rates. Cardiovascular event rates included ischemic heart disease (acute myocardial infarction, percutaneous transluminal coronary angioplasty and/or coronary ar- tery bypass surgery), heart failure and/or cerebrovascular and/or peripheral arterial disease that was confirmed by a cardiologist, neurologist and vascular surgeon, respectively. 2.2.6. Data analysis. Data were analysed using the IBM SPSS statistics program (version 23.0 IBM, USA) and significance was set at p ≤0.05. Significance was consistently analysed with two- sided tests. Results are expressed as mean (SD) or median (interquartile range, IQR) for contin- uous variables and percentages for categorical variables. Non-normally distributed characteris- tics were logarithmically transformed prior to entering them in multivariable regression models. We compared traditional and non-traditional cardiovascular risk factor profiles, arterial function parameters, left ventricular structure and function variables, atherosclerosis markers and cardio- vascular event rates between black and other African chronic kidney disease patients in age and sex adjusted multivariable regression models. Other established potential confounders or medi- ators of arterial function [14] were consistently adjusted for in additional models. We subse- quently performed sensitivity analyses among pre-dialysis as well as dialysis patients. Differ- ences among the 4 investigated groups that included black and other African pre-dialysis and black and other African dialysis patients were assessed by ANOVA, Kruskall-Wallis and chi-quare test for continuous normally distributed, continuous non-normally distributed and categorical var- iables, respectively. The performance of the Framingham score in identifying black and other 28 African chronic kidney disease patients with very high CVD risk as represented by carotid plaque presence was determined in receiver operator characteristic (ROC) curve analysis. 3. Results 3.1. Baseline patient characteristics. As given in Table 1, mean age was 5.6 years smaller in black compared to other CKD African patients (p=0.03). Sex and lifestyle factors did not differ in black compared to other African participants. In age and sex adjusted analysis, black patients were more frequently on dialysis (OR (95%CI)=3.18 (1.41 to 7.08)). Body weight and height were each smaller in black compared to other African patients. These difference reached significance for weight (p=0.02) only. Other anthropometric measures were similar in the two groups. 3.2. Traditional and non-traditional cardiovascular risk factors in black compared to other African patients with CKD. Cardiovascular risk factor profiles are presented in Table 2. In age and sex adjusted analysis, hypertension and diabetes were more prevalent in black compared to other African CKD patients. The use of insulin, diuretics and calcium channel blockers was more fre- quent whereas that of lipid lowering agents was less prevalent in black compared to other African patients. Systolic blood pressure, heart rate and the Framingham score were each larger in black compared to other African patients. With regard to non-traditional cardiovascular risk factors, black patients had more frequently high phosphate concentrations, smaller calcium and haemoglobin levels and larger parathyroid and ferritin concentrations compared to other African participants. Black patients also more often received erythropoietin stimulating agent and intravenous iron therapy. In an additional logistic regression model in which diuretic agent use was adjusted for, black population origin remained associated with low calcium levels (partial R=-0.192, p=0.04). Black patients used erythropoietin stimulating agents and intravenous iron more often than their other African counterparts. 3.3. Arterial function in black compared to other African patients with CKD. As given in Table 3, in age and sex adjusted analysis, pressure pulsatility as represented by central systolic and pulse pressure, peripheral pulse pressure and forward wave pressure were each larger in black com- pared to other African CKD patients (model 1 in Table 3). Upon additional adjustment for other established confounders or mediators, these disparities persisted except for as relates to the for- ward wave pressure. 3.4. Left ventricular structure and function in black compared to other African patients with chronic kidney disease. Cardiac structure and function measures in black and other African CKD patients are shown in Table 4. In age and sex adjusted analysis, black African patients experienced a larger E/e’ ratio and smaller e’. 29 3.5. Atherosclerosis and cardiovascular event rates in black compared to other African patients with chronic kidney disease. As given in Table 5, in age and sex adjusted analysis, carotid artery plaque prevalence was smaller in black compared to other African CKD patients. The frequency of cardiovascular events and carotid intima-media thickness were also smaller in black compared to other African patients but none of these differences reached significance. 3.6. Sensitivity analyses 3.6.1. Baseline characteristics in black compared to other African pre-dialysis and dialysis pa- tients. Baseline demographic characteristics, lifestyle factors and anthropometric features did not differ significantly in black compared to other pre-dialysis as well as dialysis patients, as shown in Table 1. 3.6.2. Traditional and non-traditional cardiovascular risk factors in black compared to other African pre-dialysis and dialysis patients. Table 2 gives the traditional and non-traditional cardiovascular risk factors in black compared to other African pre-dialysis and dialysis patients. Among pre- dialysis patients, all black African patients were hypertensive as compared to 81.3% of their other African counterparts. Black patients also had a larger systolic blood pressure and used diuretics, calcium channel blockers and alpha blockers more frequently. Diabetes was more prevalent, haemoglobin A1c concentrations were larger and insulin was used more frequently in black com- pared to other African patients. The Framingham score was larger in black compared to other African patients. With regard to non-traditional cardiovascular risk factors, the prevalence of high phosphate levels and parathyroid concentrations were larger and vitamin D levels were smaller in black compared to other African patients. Among dialysis patients, beta blockers were used less frequently and heart rate was larger in black compared to other African patients. With regard to non-traditional cardiovascular risk fac- tors, the calcium x phosphate product was smaller in black compared to other African patients. 3.6.3. Arterial function in black compared to other African pre-dialysis and dialysis patients. Arterial function in black compared to other African pre-dialysis and dialysis patients are shown in Table 3. Among pre-dialysis patients, arterial wave reflection markers and, except for the for- ward wave pressure, pressure pulsatility parameters were larger in black compared to other Afri- can patients. Except for as relates to augmentation index and reflection magnitude, each of these disparities remained significant in regression models in which, besides age and sex, other estab- lished potential confounders or mediators were additionally adjusted for. Among dialysis patients, arterial stiffness, wave reflection as well as pressure pulsatility measures did not differ significantly in black compared to other African patients. 30 3.6.4. Left ventricular structure and function in black compared to other African pre-dialysis and dialysis patients. Table 4 gives the left ventricular structure and function in black compared to other African pre-dialysis and dialysis patients. Among pre-dialysis patients, the E/e’ ratio was larger and the e’ was smaller in black compared to other African patients. The association of black population origin with E/e’ ratio was unaltered upon additional adjustment for left ventricular hypertrophy (partial R=0.307, p=0.01) or hypertension (partial R=0.278, p=0.02) but was no longer present after diabetes was adjusted for (partial R=0.089, p=0.5). Among dialysis patients, ejection fraction and stroke volume were larger in black compared to other African patients. These associations were materially unaltered upon additional adjustment for haemoglobin levels (partial R=0.356, p=0.01 and partial R=0.276, p=0.07). 3.6.5. Carotid atherosclerosis and cardiovascular event rates in black compared to other African pre-dialysis and dialysis patients. Among pre-dialysis patients, carotid atherosclerosis extent and cardiovascular event rates did not differ significantly in black compared to other African patients, as shown in Table 5. Among dialysis patients, black compared to other African study participants were less likely to have experienced any cardiovascular event. 3.6.6. Differences among black and other African pre-dialysis and black and other African dialysis patients. Differences among the 4 investigated groups that included black and other African pre- dialysis and black and other African dialysis patients were confirmed upon inter-group compari- sons. This was the case for body weight as a baseline characteristic (Table1), a substantial proportion of the traditional and non-traditional cardiovascular risk factors and their treatment (Table 2), pressure pulsatility measures (Table 3), E/e’ (Table 4) and carotid artery plaque and intima-media thickness as well as ischemic heart disease (Table 5). 3.7. Association of cardiovascular risk factors with atherosclerosis in black compared with other African chronic kidney disease. The above mentioned results indicate that the cardiovascular disease risk factor burden was larger in black compared to other African chronic kidney disease patients. Despite this disparity, the atherosclerosis extent as estimated by carotid plaque preva- lence was smaller in black compared to other African patients. In this regard, in interaction anal- ysis, black population origin impacted the Framingham score – plaque prevalence relationship (OR (95% CI)=0.914 (0.862 to 0.970), interaction p=0.003). As given in Table 6, stratified analysis revealed that traditional cardiovascular risk factors were not related to carotid plaque in black African patients whereas age, sex, dyslipidemia and the Framingham score were associated with atherosclerosis among other Africans. The performance of the Framingham score in identifying black and other African chronic kidney disease patients with carotid plaque in ROC curve analysis 31 is shown in Figure 1. The area under the curve (AUC) (95% CI) for the association of the Fram- ingham score with plaque was 0.556 (0.375 to 0.737) (p=0.6) in black compared to 0.818 (0.714 to 0.921) (p<0.0001) in other Africans. Non-traditional cardiovascular risk factors were not associated with carotid plaque (data not shown). 4. Discussion To our knowledge, this is the first study that compared the traditional and non-traditional cardio- vascular risk factor burden and subclinical and established CVD between black and other pre- dialysis and dialysis African patients that were seen at the same centre. The main novel findings produced by our investigation were as follows: (1) overall, black compared to other African CKD patients experienced a larger traditional cardiovascular risk factor burden as estimated by the Framingham score, more adverse non-traditional cardiovascular risk factors, impaired arterial and diastolic function but less frequent very high risk atherosclerosis as represented by carotid artery plaque presence and numerically though not significantly smaller cardiovascular event rates; (2) black compared to other African pre-dialysis patients experienced a larger traditional cardiovas- cular risk factor burden, more adverse non-traditional cardiovascular risk factors, impaired arterial function and diastolic dysfunction but similar cardiovascular event rates, (3) among dialysis pa- tients, black compared to other Africans had an overall similar traditional and non-traditional car- diovascular risk factor burden, similar arterial and diastolic function but increased systolic function and reduced cardiovascular event rates, and (4) in ROC curve analysis among all participants, the Framingham score was strongly associated with carotid artery plaque in non-black but not black African CKD patients. We found that, as applies to American black pre-dialysis CKD patients [9], the prevalence of hypertension and diabetes were larger in black compared to other African study participants (100% versus 81.3% and 68.4% versus 16.7%, respectively). These differences translated into an overall increased major traditional cardiovascular risk factor burden. Moreover, hypertension was more severe in black pre-dialysis CKD patients in that despite the use of more intensive antihypertensive therapy, their systolic blood pressure was larger than in their non-black counter- parts. Additionally, black African CKD patients had more frequent high phosphate levels, larger parathyroid hormone concentrations and lower vitamin D levels. Severe arteriosclerosis is a characteristic vascular feature of CKD that results in impaired large artery function [21]. Increased arterial stiffness, wave reflection and pressure pulsatility in black persons were well documented in general population studies [22-24]. These central artery char- acteristics contribute to heart failure, arrhythmias, sudden death, stroke and myocardial infarction in CKD [15,16]. In this study, black African pre-dialysis CKD patients experienced increased 32 wave reflection and pressure pulsatility. Increased wave reflection contributes to enhanced pres- sure pulsatility, which is strongly associated with CVD and disease progression in CKD patients [21,25-27]. Effective management of impaired central artery function associates with improved survival in CKD [21]. Our results therefore argue for comprehensive cardiovascular risk factor management among black African pre-dialysis CKD patients. We measured E/A ratio and e’ as markers of left ventricular relaxation and E/e’ ratio as an index of left ventricular filling pressure. The E/e’ ratio and e’ predict incident cardiac and cardiovascular events more strongly than the E/A ratio [28]. In this study, the E/e’ ratio was larger and the e’ smaller in black compared other African pre-dialysis CKD patients. Hypertension and diabetes are both important determinants of diastolic dysfunction in the general population [29]. In multi- variate analysis, we found that diabetes but not hypertension explained the association of black population origin with impaired diastolic function among pre-dialysis CKD patients. In contrast to black African pre-dialysis patients, those on dialysis experienced similar cardiovascular risk factor profiles and arterial and left ventricular diastolic function to those recorded in other Africans. In this regard, Bellasi and colleagues [30] previously reported disparities in cardiovascular risk factors but similar arterial function in black compared to white American dialysis patients. More noticeably, we found that cardiovascular event rates were significantly reduced by 78% (OR (95% CI)=0.22 (0.05 to 0.88)) in black compared to other African dialysis patients. This is remarkably similar to what was reported among black American dialysis patients [9,30]. The likelihood of progressing from chronic kidney disease to end-stage renal disease is greater in African Ameri- cans than whites. However, once on dialysis, survival is better among African Americans com- pared with whites. In 2008, the mortality rate for patients on dialysis was 16% in African Ameri- cans compared with 24% in whites. This disparity may be due to black pre-dialysis CKD patients being sicker and therefore more likely to die, a phenomenon that would be expected to result in a selection of healthier persons that survive by the time they start dialysis [30]. This notion is supported by the DOPPS-1 report in which comorbidities, concurrent therapies and nutritional variables explained the reduced mortality rates in black compared to white dialysis patients [31]. The authors concluded that minority group dialysis patients should not be expected to survive longer than their white counterparts with similar characteristics. Interestingly, we also found that left ventricular function as estimated by the ejection fraction and stroke volume was more pre- served in black compared to other African dialysis patients. Besides the decreased cardiovascular event rates in black compared to other African dialysis patients, the most striking finding in this study was that, among all study participants, despite the more adverse cardiovascular risk factor profiles, impaired arterial function and left ventricular di- astolic dysfunction, the atherosclerosis extent as represented by plaque presence was overall smaller in black compared to other African CKD patients (OR (95% CI)=0.38 (0.16 to 0.91)). Ad- ditionally, in black compared to other African pre-dialysis patients, despite more adverse cardio- vascular risk factor profiles, cardiovascular event rates were not increased (OR (95% CI)=0.93 33 (0.0.22 to 3.87)). These results suggest that cardiovascular risk factors may be less strongly associated with atherosclerotic CVD in black compared to other African CKD patients. Indeed, black population origin impacted the Framingham score-plaque prevalence relationship (interac- tion p=0.003). In stratified analysis, the Framingham score was associated with carotid plaque in non-black but not black African CKD patients. ROC curve analysis confirmed that the Framing- ham score performed well in identifying very high risk atherosclerosis in non-black but not black African CKD patients (AUC (95% CI)= 0.818 (0.714 to 0.921) and AUC (95% CI)=0.556 (0.375 to 0.921)), respectively. We recently reported the same finding in black African patients with rheu- matoid arthritis [32-34]. This may be attributable to a shorter lifetime exposure to cardiovascular risk factors as part of recent urbanization and an earlier epidemiological transition stage [32]. More importantly, this finding indicates that cardiovascular risk equations such as the Framing- ham score should not be relied upon in cardiovascular risk stratification among black African CKD patients [33,34]. The major limitations of the present study are the relatively small number of patients included, particularly in subgroups, its cross-sectional design and that all included participants were en- rolled at a single centre. Strengths are that we performed a detailed assessment of not only cardiovascular risk factor profiles but also large artery and cardiac function as well as subclinical atherosclerosis and that recorded data were compared between black and other African CKD patients. 5. Conclusion Overall, black compared to other African CKD patients currently experience less frequent severe atherosclerosis despite an increased cardiovascular risk factor burden. The Framingham score is useful in atherosclerotic CVD risk stratification among non-black but not black African CKD patients. Among pre-dialysis patients, black compared to other Africans have more adverse tra- ditional and non-traditional cardiovascular risk factor profiles, impaired arterial function and dias- tolic dysfunction but similar cardiovascular event rates. These disparities may originate in differ- ences in epidemiological transition stages. Black compared to other African dialysis patients have smaller cardiovascular event rates, which may represent a selection bias as previously docu- mented in black Americans. Supplementary material Methods: Methods used in cardiovascular risk factor and arterial and left ventricular systolic and diastolic function recording. Figure legend FIGURE 1: Performance of the Framingham score in identifying non-black (A) and black (B) CKD patients with carotid artery plaque. 34 Data availability The data used in this study can be obtained from the corresponding author. Ethical approval The study was approved by the University of the Witwatersrand Human (Medical) research Ethics Committee (protocol number: M15-08-43) in Johannesburg, South Africa. Consent Each patient gave written informed consent. Conflicts of interest The authors declare no conflict of interest. Authors’ contributions Conception and design of the study: H-C.H., P.H.D. Arterial function evaluation and echocardiography: C.R. Analysis of the data: H-C.H., P.H.D. Interpretation of the data: H-C.H., P.H.D., C.R., G.R.N., A.J.W. Drafting of the manuscript: H-C.H., P.H.D. Revising the article: H-C.H., P.H.D., C.R., G.R.N., A.J.W. Providing intellectual content of critical importance to the work described: H-C.H., P.H.D., C.R., G.R.N., A.J.W. Final approval of the version to be published: H-C.H., P.H.D., C.R., G.R.N., A.J.W. Acknowledgement We thank Ms Noluntu Dlongolo for revising the manuscript. 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Castaneda et al., “Points to consider in cardiovascular disease risk management among patients with rheumatoid arthritis living in South Africa, an unequal middle income country,” BMC Rheumatol, vol. 16, no. 4, pp. 42. doi: 10.1186/s41927-020-00139-2. eCollection 2020.PMID: 32550295. 38 TABLE 1: Baseline characteristics in black compared to other African chronic kidney disease patients overall, and in sensitivity analysis among pre-dialysis and dialysis patients ____________________________________________________________________________________________________________________________________________________________ Chronic kidney disease patients ___________________________________________________________________________________________________________________________________________ All patients Pre-dialysis patients Dialysis patients Inter-group comparisona _________________________________ _________________________________ _________________________________ ___________ Black African Other African p Black African Other African p Black African Other African p p Characteristic (n=46) (n=69) (n=19) (n=48) (n=27) (n=21) ____________________________________________________________________________________________________________________________________________________________ Demographics Age (years) 54.3 (14.6) 59.9 (13.3) 0.03 55.7 (14.2) 60.3 (13.6) 0.2 53.3 (15.0) 59.1 (13.0) 0.2 0.1 Female sex 18 (39.1) 25 (36.2) 1.0 6 (31.6) 15 (31.3) 0.8 12 (44.4) 10 (47.6) 0.8 0.5 CKD stage Pre-dialysis 19 (41.3) 48 (69.6) 0.005 - - - - - - - Dialysis 27 (58.7) 21 (30.4) 0.005 - - - - - - - Lifestyle Current smoker 2 (4.4) 1 (1.5) 0.4 2 (10.5) 1 (2.1) 0.2 0 (0) 0 (0) - - Ex-smoker 2 (4.4) 6 (8.7) 0.3 0 (0) 4 (8.3) 1.0 2 (7.4) 2 (9.5) 0.5 0.6 Alcohol 1 (2.2) 1 (1.5) 0.8 0 (0) 1 (2.1) 1.0 1 (3.7) 0 (0) - 0.7 Exercise 19 (41.3) 23 (33.3) 0.4 6 (31.6) 11 (22.9) 0.5 13 (48.2) 12 (57.1) 0.4 0.06 Anthropometry Weight (kg) 74.5 (13.0) 81.1 (16.8) 0.02 76.3 (13.6) 83.1 (16.5) 0.07 73.1 (12.7) 76.7 (17.1) 0.5 0.04 Height (cm) 167.8 (9.8) 170.5 (10.4) 0.09 170.0 (7.9) 171.3 (9.7) 0.5 166.2 (10.7) 168.6 (11.3) 0.2 0.2 Waist (cm) 96.5 (13.1) 102.0 (15.3) 0.1 97.1 (10.4) 101.4 (14.8) 0.3 96.1 (14.9) 103.3 (16.7) 0.3 0.2 39 Neck (cm) 38.6 (3.8) 39.7 (4.5) 0.2 38.7 (4.7) 39.5 (5.5) 0.7 38.4 (3.1) 40.1 (5.1) 0.3 0.5 BMI (kg/m2) 26.6 (5.3) 27.9 (5.6) 0.2 26.5 (5.2) 28.3 (5.5) 0.2 26.7 (5.5) 27.0 (5.8) 0.8 0.4 Waist-hip ratio 0.98 (0.11) 0.97 (0.10) 0.2 0.97 (0.14) 0.97 (0.11) 0.6 0.99 (0.09) 0.97 (0.09) 0.3 0.8 Waist-height ratio 0.58 (0.09) 0.59 (0.09) 0.5 0.57 (0.07) 0.59 (0.09) 0.5 0.58 (0.11) 0.61 (0.11) 0.7 0.5 ____________________________________________________________________________________________________________________________________________________________ Data are expressed as mean (SD) or number (percent) and were analysed in age and sex adjusted linear of logistic regression models as appropriate. aFor differences among black and other African pre-dialysis patients and black and other African dialysis patients. Significant differences are shown in bold. Abbreviations: CKD: chronic kidney disease; BMI: body mass index. 40 TABLE 2: Traditional and non-traditional cardiovascular risk factors and their treatment in black compared to other African chronic kidney disease patients overall, and in sensitivity analysis among pre-dialysis and dialysis patients __________________________________________________________________________________________________________________________________________________________________________________________ Chronic kidney disease patients __________________________________________________________________________________________________________________________________________________________ All patients Pre-dialysis patients Dialysis patients Inter-group comparisonb ______________________________________________ ______________________________________________ ______________________________________________ __________ Black African Other African Modela Black African Other African Modela Black African Other African Modela p Characteristic (n=46) (n=69) (n=19) (n=48) (n=27) (n=21) __________________________________________________________________________________________________________________________________________________________________________________________ Traditional CV risk factors and their treatment Categorical variables OR (95% CI) OR (95% CI) OR (95% CI) Hypertension 45 (97.8) 59 (85.5) 9.05 (1.08-75.59) 19 (100) 39 (81.3) - 26 (96.3) 20 (95.2) 1.51 (0.08-28.03) 0.04 Dyslipidemia 30 (71.4) 53 (85.5) 0.41 (0.15-1.12) 12 (70.6) 41 (91.1) 0.25 (0.06-1.10) 18 (72.0) 12 (70.6) 0.89 (0.21-3.72) 0.1 Diabetes 21 (45.7) 19 (27.5) 3.10 (1.30-7.40) 13 (68.4) 8 (16.7) 13.28 (5.51-50.27) 8 (29.6) 11 (52.4) 0.51 (0.13-2.01) <0.0001 Antihypertensive treatment 45 (97.8) 59 (85.5) 9.05 (1.08-75.59) 19 (100) 39 (81.3) - 26 (96.3) 20 (95.2) 1.51 (0.08-28.03) 0.04 ACEI/ARB 36 (81.8) 54 (79.4) 1.07 (0.40-2.87) 15 (83.3) 38 (79.2) 1.41 (0.33-6.03) 21 (80.1) 16 (80.0) 0.70 (0.14-3.47) 1.0 Beta blocker 21 (47.7) 30 (44.4) 1.22 (0.51-2.45) 9 (50.0) 16 (33.3) 2.31 (0.72-7.26) 12 (46.2) 14 (70.0) 0.20 (0.05-0.88) 0.04 Diuretic 20 (44.4) 19 (27.5) 2.56 (1.11-5.94) 11 (61.1) 13 (27.1) 5.52 (1.59-19.17) 9 (33.3) 6 (28.6) 1.34 (0.36-5.05) 0.07 Calcium channel blocker 26 (57.8) 23 (33.8) 2.70 (1.22-6.00) 10 (52.6) 11 (22.9) 3.69 (1.18-11.50) 16 (61.5) 12 (60.0) 1.14 (0.33-3.91) 0.002 Alpha blocker 11 (25.6) 13 (19.1) 1.73 (0.67-4.48) 7 (38.9) 8 (16.7) 5.48 (1.31-22.87) 4 (16.0) 5 (25.0) 0.53 (0.11-2.45) 0.2 Lipid lowering therapy 21 (47.7) 51 (75.0) 0.33 (0.14-0.75) 9 (50.0) 37 (77.1) 0.32 (0.09-1.08) 12 (46.2) 14 (70.0) 0.31 (0.08-1.12) 0.03 Statin 21 (47.7) 51 (75.0) 0.33 (0.14-0.75) 9 (50.0) 37 (77.1) 0.32 (0.09-1.08) 12 (46.2) 14 (70.0) 0.31 (0.08-1.12) 0.03 Ezetimibe 4 (9.1) 7 (10.4) 0.96 (0.26-3.61) 2 (11.1) 5 (10.4) 1.26 (0.21-7.59) 2 (7.7) 2 (10.5) 0.72 (0.09-5.95) 1.0 Insulin 14 (31.1) 12 (17.4) 2.60 (1.03-6.61) 9 (47.4) 5 (10.4) 7.67 (2.07-28.41) 5 (19.2) 7 (33.3) 0.67 (0.16-2.89) 0.007 OGLA 8 (17.8) 6 (8.7) 3.37 (0.98-11.61) 4 (21.1) 4 (8.3) 3.26 (0.64-16.56) 4 (15.4) 2 (9.5) 3.24 (0.40-26.49) 0.5 Continuous variables Partial R p Partial R p Partial R p Systolic blood pressure 148 (24) 137 (18) 0.271 0.004 145 (25) 135 (16) 0.265 0.03 150 (24) 141 (21) 0.185 0.2 0.02 Diastolic blood pressure (mmHg) 84 (13) 82 (10) 0.032 0.7 80 (10) 82 (8) -0.150 0.2 86 (13) 82 (15) 0.083 0.6 0.2 Mean blood pressure (mmHg) 105 (14) 100 (11) 0.175 0.06 101 (13) 100 (9) 0.093 0.5 107 (14) 102 (14) 0.155 0.3 0.07 Total cholesterol (mmol/l) 4.3 (1.2) 4.2 (1.2) 0.005 1.0 4.2 (1.2) 4.2 (1.1) -0.006 1.0 4.3 (1.2) 4.3 (1.3) -0.001 1.0 1.0 LDL-cholesterol (mmol/l) 2.3 (0.9) 2.4 (1.0) -0.047 0.6 2.2 (0.7) 2.3 (0.9) -0.094 0.5 2.4 (1.0) 2.5 (1.1) -0.038 0.8 0.8 41 HDL cholesterol (mmol/l 1.14 (0.43) 1.14 (0.42) -0.007 0.9 1.03 (0.37) 1.12 (0.42) -0.087 0.5 1.22 (0.45) 1.18 (0.41) 0.058 0.7 0.5 Non-HDL cholesterol (mmol/l) 3.1 (1.1) 3.1 (1.0) -0.017 0.8 3.2 (1.3) 3.1 (1.0) 0.025 0.9 3.1 (1.1) 3.3 (1.1) -0.086 0.6 0.9 Triglycerides (mmol/l) 1.3 (0.9-1.8) 1.5 (1.1-2.1) -0.080 0.4 1.5 (1.1-1.9) 1.4 (1.1-2.2) 0.033 0.8 1.4 (0.8-1.8) 1.6 (1.2-1.8) -0.127 0.4 0.4 Cholesterol-HDL cholesterol ratio 3.8 (2.7-5.2) 3.8 (3.1-4.8) -0.022 0.6 3.7 (3.1-5.4) 3.8 (3.1-4.9) 0.073 0.6 3.8 (2.6-5.1) 3.9 (3.1-4.8) -0.122 0.4 0.9 Triglycerides-HDL cholesterol ratio 1.2 (0.7-2.0) 1.4 (0.9-2.1) -0.050 0.8 1.7 (1.2-2.3) 1.5 (1.0-2.1) 0.102 0.4 1.0 (0.6-2.0) 1.3 (0.9-2.4) -0.111 0.5 0.2 Haemoglobin A1c (%) 5.6 (5.1-7.0) 5.5 (5.2-6.3) 0.106 0.3 6.9 (5.7-8.3) 5.6 (5.3-6.2) 0.429 <0.0001 5.4 (4.9-5.7) 5.4 (4.9-7.3) -0.094 0.5 0.004 Framingham score 23.4 (21.7) 22.6 (16.5) 0.223 0.01 27.9 (23.3) 21.8 (16.3) 0.327 0.008 20.2 (20.2) 24.3 (14.0) 0.046 0.8 0.5 Heart rate (beats per minute) 79 (14) 72 (14) 0.196 0.04 76 (15) 72 (15) 0.067 0.6 81 (13) 72 (12) 0.350 0.02 0.05 Antihypertensives (n) 2.5 (1.1) 2.0 (1.2) 0.215 0.02 2.8 (1.2) 2.0 (1.2) 0.388 0.001 2.3 (1.1) 2.5 (1.1) -0.149 0.3 0.008 Non-traditional CV risk factors and their treatment Categorical variables OR (95% CI) OR (95% CI) OR (95% CI) High phosphate 34 (77.3) 31 (44.9) 3.99 (1.67-9.54) 9 (52.9) 12 (25.0) 3.31 (1.01-10.89) 25 (92.6) 19 (90.5) 1.20 (0.15-9.92) <0.0001 Phosphate binder 22 (52.4) 25 (37.3) 1.71 (0.77-3.81) 4 (23.5) 8 (16.7) 1.55 (0.39-6.10) 18 (72.0) 17 (89.5) 0.27 (0.05-1.52) <0.0001 Vitamin D replacement 27 (67.5) 31 (47.7) 2.27 (0.98-5.28) 9 (50.0) 14 (31.1) 1.96 (0.62-6.17) 18 (81.8) 17 (85.0) 1.06 (0.19-6.03) <0.0001 Erythropoietin stimulating agent 29 (63.0) 25 (36.2) 3.00 (1.36-6.62) 6 (31.6) 5 (10.4) 3.69 (0.95-14.35) 23 (85.2) 20 (95.2) 0.34 (0.03-3.81) <0.0001 Intravenous iron 26 (56.5) 24 (34.8) 2.50 (1.14-5.48) 5 (26.3) 5 (10.4) 3.07 (0.75-12.59) 21 (77.8) 19 (90.5) 0.44 (0.08-2.61) <0.0001 Sevelamer 1 (2.0) 0 (0) - 0 (0) 0 (0) - 1 (4.0) 0 (0) - Continuous variables Partial R p Partial R p Partial R p Dialysis duration (months) 30 (12-48) 36 (12-48) -0.090 0.6 - - - - 30 (12-36) 36 (12-42) -0.138 0.4 - Phosphate (mmol/l) 1.2 (0.8-1.6) 1.2 (1.0-1.6) -0.022 0.8 1.3 (0.9-1.6) 1.2 (0.9-1.4) 0.076 0.6 1.3 (0.8-1.7) 1.6 (1.1-2.1) -0.268 0.07 0.04 Calcium (mmol/l) 2.3 (2.1-2.4) 2.3 (2.2-2.4) -0.205 0.03 2.2 (2.1-2.4) 2.3 (2.2-2.4) -0.120 0.4 2.2 (2.0-2.4) 2.3 (2.2-2.4) -0.254 0.09 0.2 Calcium x phosphate 2.5 (1.8-3.8) 2.8 (2.2-3.7) -0.100 0.3 3.0 (2.0-3.6) 2.9 (2.2-3.1) 0.010 0.9 2.9 (1.8-3.8) 3.7 (2.6-4.6) -0.364 0.01 0.02 Intact PTH (pg/ml) 287 (141-531) 84 (64-334) 0.270 0.007 232 (92-370) 70.0 (50-111) 0.426 0.001 369 (172-686) 621 (197-801) -0.149 0.4 <0.0001 Haemoglobin (g/dl) 10.7 (9.6 -12.5) 12.6 (10.7-14.2) -0.202 0.03 11.5 (10.0-14.9) 13.5 (10.6-15.1) -0.072 0.6 10.6 (9.5-11.9) 11.0 (10.7-12.5) -0.199 0.2 0.001 Transferrin saturation (%) 22.0 (17.4-29.0) 22.9 (17.5-30.2) -0.037 0.7 24.1 (13.7-30.6) 21.0 (17.0-29.0) -0.144 0.3 22.6 (20.0-30.0) 25.0 (18.5-28.9) -0.013 0.9 0.3 Ferritin (ng/ml) 325 (113-573) 166 (51-365) 0.203 0.03 191 (113-490) 115 (38-224) 0.198 0.1 364 (124-725) 361 (168-609) 0.029 0.8 0.001 Albumin (g/l) 36.8 (8.0) 38.6 (5.5) -0.157 0.1 35.3 (9.2) 38.9 (5.4) -0.235 0.06 37.8 (7.0) 38.0 (5.9) -0.025 0.9 0.2 Vitamin D (nmol/l) 19.0 (8.8) 19.8 (9.3) -0.050 0.6 15.5 (5.4) 20.9 (9.9) -0.269 0.03 21.4 (9.9) 17.4 (7.2) 0.204 0.2 0.07 Uric acid (mmol/l) 0.31 (0.24-0.40) 0.37 (0.28-0.46) -0.184 0.06 0.38 (0.32-0.48) 0.42 (0.35-50.8) -0.157 0.2 0.28 (0.21-0.32) 0.28 (0.17-0.34) 0.029 0.9 <0.0001 Hs-C-reactive protein (mg/l) 8.2 (2.6-28.1) 6.0 (2.0-15.5) 0.073 0.5 4.7 (1.3-22.3) 4.1 (2.0-15.1) -0.050 0.7 12.3 (4.1-32.1) 7.7 (1.9-25.4) 0.181 0.2 0.4 __________________________________________________________________________________________________________________________________________________________________________________________ Data are expressed as mean (SD), median (interquartile range) or number (percentage). aAdjusted for age and sex; bfor differences among black and other African pre-dialysis and black and other African dialysis patients. 42 Significant associations are shown in bold. Abbreviations: CV: cardiovascular; ACEI: angiotensin converting enzyme inhibitor; ARB: angiotensin receptor blocker; OGLA: oral glucose lowering agents; LDL: low density lipoprotein; HDL: high density lipoprotein; PTH: intact parathyroid hormone; hs: high sensitivity. 43 TABLE 3: Arterial function in black compared to other African chronic kidney disease patients overall, and in sensitivity analysis among pre-dialysis and dialysis patients ____________________________________________________________________________________________________________________________________________________________________________________________________ Chronic kidney disease patients ______________________________________________________________________________________________________________________________________________________________________________________ All patients Pre-dialysis patients Dialysis patients Inter-group comparisona ______________________________________________________ ______________________________________________________ ____________________________________________________ ___________ Arterial Black African Other African Model 1a Model 2b Black African Other African Model 1a Model 2b Black African Other African Model 1a Model 2b p function (n=46) (n=69) (n=19) (n=48) (n=27) (n=21) ____________________________________________________________________________________________________________________________________________________________________________________________________ Partial p Partial p Partial p Partial p Partial p Partial p R R R R R R PWV (m/s) 12.0 (3.8) 11.4 (4.4) 0.126 0.2 0.031 0.8 12.2 (3.5) 10.9 (3.7) 0.230 0.09 0.210 0.1 11.9 (4.1) 12.2 (5.5) 0.016 0.9 -0.143 0.4 0.6 Aix (%) 66.6 (16.4) 66.8 (16.7) 0.089 0.4 0.030 0.8 73.3 (18.0) 64.5 (15.7) 0.299 0.03 0.229 0.1 62.2 (14.0) 71.8 (18.2) -0.170 0.3 -0.223 0.2 0.08 RWP (mmHg) 25.0 (13.8-29.0) 20.5 (15.0-25.0) 0.100 0.2 0.152 0.1 24.0 (14.0-29.0) 19.5 (13.5-23.0) 0.280 0.04 0.307 0.03 25.0 (13.0-29.0) 21.5 (15.8-30.5) 0.126 0.4 0.037 0.8 0.1 Rm (%) 67.4 (16.8) 67.2 (16.6) 0.099 0.3 0.047 0.7 74.3 (18.4) 64.9 (15.6) 0.309 0.02 0.250 0.09 62.9 (14.4) 72.3 (18.2) -0.159 0.3 -0.213 0.2 0.08 CSBP (mmHg) 136 (22) 127 (17) 0.265 0.006 0.225 0.02 132 (21) 125 (15) 0.251 0.04 0.361 0.005 139 (22) 132 (22) 0.208 0.2 0.074 0.7 0.03 CPP (mmHg) 50 (19) 43 (13) 0.292 0.002 0.247 0.01 51 (20) 41 (11) 0.367 0.003 0.390 0.002 50 (18) 48 (17) 0.142 0.4 0.056 0.7 0.04 PPP (mmHg) 64 (22) 54 (16) 0.283 0.002 0.240 0.01 65 (23) 53 (13) 0.358 0.003 0.405 0.001 64 (22) 59 (21) 0.148 0.3 0.113 0.5 0.03 FWP (mmHg) 35.2 (12.1) 31.1 (9.5) 0.204 0.04 0.159 0.1 32.5 (12.9) 30.4 (19.2) 0.097 0.5 0.151 0.3 37.0 (11.5) 32.6 (10.2) 0.251 0.1 0.209 0.2 0.1 ____________________________________________________________________________________________________________________________________________________________________________________________________ Descriptive results are expressed as mean (SD) or median (interquartile range). Significant associations are show in bold. aAdjusted for age and sex; badditionally adjusted for height, weight, heart rate and mean arterial pressure; cfor differ- ences among black and other African pre-dialysis and black and other African dialysis patients. Abbreviations: PWV: pulse wave velocity; Aix: augmentation index; RWP: reflected wave pressure; Rm: reflection magnitude; CSBP: centralsystolic blood pressure; CPP: central pulse pressure; PPP: peripheral pulse pressure; FWP: forward wave pressure. 44 TABLE 4: Left ventricular structure and function in black compared to other African chronic kidney disease patients overall, and in sensitivity analysis among pre-dialysis and dialysis patients _____________________________________________________________________________________________________________________________________________________________________________________ Chronic kidney disease patients _____________________________________________________________________________________________________________________________________________________ All patients Pre-dialysis patients Dialysis patients Inter-group comparisonb ________________________________________ ________________________________________ ________________________________________ __________ Black African Other African Modela Black African Other African Modela Black African Other African Modela p Characteristic (n=46) (n=69) (n=19) (n=48) (n=27) (n=21) _____________________________________________________________________________________________________________________________________________________________________________________ Categorical variables OR (95% CI) OR (95% CI) OR (95% CI) LV hypertrophy 21 (45.7) 27 (39.1) 1.50 (0.65 to 3.48) 6 (31.6) 18 (37.5) 0.77 (0.22 to 2.75) 15 (55.6) 9(42.9) 1.78 (0.55 to 6.27) 0.3 LV concentric remodelling 15 (33.3) 18 (26.9) 1.36 (0.59 to 3.15) 7 (36.8) 13 (27.7) 1.53 (0.49 to 4.78) 8 (30.8) 5 (25.0) 1.35 (0.35 to 5.14) 0.9 Reduced ejection fraction 5 (11.1) 17 (25.3) 0.41 (0.14 to 1.26) 2 (10.5) 11 (23.9) 0.46 (0.07 to 2.62) 3 (11.5) 6 (30.0) 0.32 (0.07 to 1.52) 0.3 Continuous variables Partial R p Partial R p Partial R p LV mass index (g/m2) 104.1 (50.9) 91.4 (38.6) 0.147 0.1 99.2 (38.2) 88.6 (38.2) 0.132 0.3 107.6 (58.8) 97.9 (39.6) 0.084 0.06 0.3 LV relative wall thickness 0.39 (0.12) 0.38 (0.12) 0.023 0.8 0.42 (0.13) 0.38 (0.10) 0.132 0.3 0.37 (0.10) 0.39 (0.15) -0.058 0.7 0.6 Ejection fraction (%) 65.9 (13.7) 61.2 (14.6) 0.159 0.1 65.7 (15.7) 63.3 (13.8) 0.071 0.6 66.1 (12.3) 56.4 (15.8) 0.356 0.01 0.1 Stroke volume (ml/beat) 74.1 (24.7) 66.9 (24.2) 0.150 0.1 67.6 (22.3) 69.2 (24.3) -0.025 0.9 78.9 (25.7) 61.6 (23.6) 0.315 0.03 0.1 E/A 1.10 (0.48) 1.01 (0.36) 0.053 0.6 1.19 (0.56) 1.06 (0.38) 0.093 0.5 1.04 (0.41) 0.91 (0.27) 0.135 0.4 0.2 E/e’ 11.5 (5.1) 9.7 (4.0) 0.254 0.007 11.3 (5.4) 8.8 (3.6) 0.307 0.01 11.7 (4.1) 11.7 (5.0) 0.070 0.7 0.02 Average e’ (cm/s) 8.2 (2.6) 8.7 (2.7) -0.201 0.03 8.4 (2.4) 9.1 (2.7) -0.246 0.