The first use of bone tools: a reappraisal of the evidence from Olduvai Gorge, Tanzania Lucinda R. Backwell1* & Francesco d’Errico2 1Institute for Human Evolution, School of Geosciences, University of the Witwatersrand, Private Bag 3, Wits, 2050, Johannesburg, South Africa 2UMR 5199 du CNRS, Institut de Préhistoire et de Géologie du Quaternaire, Avenue des Facultés, 33405, Talence, France, and Department of Anthropology, The George Washington University, 2110 G Street NW, Washington D.C. 20052, U.S.A. Received 16 March 2004. Accepted 10 September 2004 INTRODUCTION Many bone, antler, and ivory tools are reported from Lower and Middle Palaeolithic sites in Africa and Europe (Schmidtgen 1929; Bastin 1932; Breuil 1932, 1938; Koby 1943; Dart 1957; Kitching 1963; Breuil & Barral 1955; Bonifay 1974, 1986; Freeman 1978, 1983; Cahen et al. 1979; Howell & Freeman 1983; Howell et al. 1995; Gaudzinski 1999); for a review of the evidence see Henshilwood & Sealy (1997), Villa & d’Errico (1998, 2001), Henshilwood et al. (2002) and d’Errico & Backwell (2003). These claims have, however, been repeatedly called into question. Studies demonstrating that a number of natural processes occurring during the life of an animal or after its death can produce pseudo-tools that have been, or may be, misidentified as intentionally modified or used bones. Pre-mortem phenomena that produce pseudo-tools or pseudo-anthropic use-wear include the remodelling of the bone structure (d’Errico 1996), vascular grooves (Shipman & Rose 1984; d’Errico & Villa 1997), teeth use- wear (Gautier 1986), breakage and wear of deer antler (Olsen 1989) and elephant tusk tips (Haynes 1991; Villa & d’Errico 2001). Post-mortem processes are more numerous and include gnawing or digestion by carnivores, rodents and herbivores (Pei 1938; Sutcliffe 1970, 1973, 1977; Binford 1981; Haynes 1983; Villa & Bartram 1996), fracture for marrow consumption by hominids and carnivores (Bunn 1981; Gifford-Gonzalez 1989, 1991), trampling (d’Errico et al. 1984; Haynes 1988, 1991) root etching (Binford 1981; Andrews 1990), weathering (Brain 1967) and the action of different sedimentary environments (Brain 1981; Lyman 1984, 1994). As suggested by these and other authors (Shipman 1988; Shipman & Rose 1988; Bonnichsen & Sorg 1989; Villa et al. 1999), in order to distinguish between pseudo-tools and true tools, it is necessary to adopt an interdisciplinary approach, com- bining taphonomic analysis of the associated fossil assem- blages, microscopic studies of possible traces of manufac- ture and use, and the experimental replication of the pur- ported tools. It is by applying this approach, for example, that Dart’s (1957) theory for an early hominid ‘Osteo- dontokeratic’ culture has strongly been challenged and largely refuted (Klein 1975; Shipman & Phillips 1976; Maguire et al. 1980; Brain 1981). Dart’s hypothesis created the conditions for a receptive environment, one in which potentially used or manufactured bone could be recog- nized and its designation as an artefact tested, using more reliable frames of inference. The South African evidence Building on this premise, Robinson and Brain in South Africa, and Mary Leakey in East Africa, proposed again that early hominids used bone tools. In 1959 Robinson published a single bone tool from Sterkfontein Member 5 West (c. 1.7–1.4 Mya) consisting of a pointed metapodial shaft fragment with evidence of use on the tip. In the course of 24 years of excavation at Swartkrans, Brain (Brain et al. 1988; Brain 1989; Brain & Shipman 1993) identified 68 bones, bovid horn cores and one equid mandible from Members 1–3 (c. 1.8–1 Mya) bearing similar modifications. Comparative microscopic analysis of the wear pattern on the smoothed tips of these bones, and on modern shaft fragments used experimentally to dig up tubers and work skins, suggested to Brain and Shipman ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 95 Purported early hominid bone tools from Olduvai Gorge are studied for microscopic traces of use-wear, and evidence of intentional flaking by knapping. Comparative microscopic analyses of the edges of the purported tools, and areas far from the potential functional zone, as well as edges of bone pieces from the remainder of the assemblage, show that possible modifications due to utilization are not distinguishable from features attributed to post-depositional abrasion. Taphonomic analysis of the bone tool collection, a control sample of bone shaft fragments from the remainder of the Olduvai assemblage, and experimentally broken elephant long bones, identifies significant differences in the size and type of mammals represented. The bone tool collection records an abundance of large to very large mammals, while the control sample comprises mostly medium-size bovids. Puncture and cut-marks occur on one third of the bone tool collection, and on only a few pieces in the control sample, suggesting hominids were the agent responsible for the breakage of most of the bones previously described as tools. Analysis of the number, location and length of flake scars in the three assemblages, reveals that a reduced proportion of purported bone tools bear invasive, contiguous, often bifacially arranged removals, not seen in the control or experimental collections. This makes these specimens good candidates for having been shaped and used by early hominids. Complete bones with tool-generated puncture-marks, previously interpreted as anvils, are interpreted here as hammers used on intermediate stone tools. Keywords: Olduvai Gorge, early hominid, bone tools. *Author for correspondence. E-mail: backwell@science.pg.wits.ac.za that the surface modifications were not natural, and that the activities they tested experimentally were indeed those in which the Swartkrans tools were in- volved. A recent reappraisal of this material confirmed the anthropic origin of the use-wear (Backwell 2000; Backwell & d’Errico 2001; d’Errico et al. 2001). Comparison between the Swartkrans tool wear pattern and that on bones from 35 reference collections, consisting of fauna modified by 10 non-human agents, identified no natural counterpart for the Swartkrans modifications. These authors also showed that the wear on the bone tools does not represent an extreme in variation of a taphonomic process affecting to a lesser degree the rest of the assemblage. In addition, analysis of the breakage patterns and size of the bone tools from this site, compared with the remainder of the faunal remains, indicated that early hominids selected heavily weathered, elongated and robust bone fragments for use as tools. Quantification of striation width and orientation com- prising the wear pattern suggested that these tools were not used to extract tubers or work skins. The wear pattern more closely fits that created experimentally when bone is used to excavate in a fine-grained sedimentary environ- ment, such as that found in the pre-sorted sediment constituting termite mounds present in the Sterkfontein area. This led them to propose that the main, if not exclu- sive function, of the Sterkfontein and Swartkrans bone tools, and of the similar 23 undescribed specimens from Drimolen (c. 2–1.5 Mya) (Keyser 2000), was that of extract- ing termites. In another paper, Backwell & d’Errico (2003) report 16 additional bone tools from Swartkrans and show that there are no significant differences between Members in the type and size of the bone fragments used as tools, as well as in the length and type of the wear pattern, indicating that no major changes occurred through time in the subsistence strategy for which the tools were used. Previously unrecognized evidence of intentional shaping through grinding is also identified by d’Errico & Backwell (2003) on the tips of six horn cores and an ulna, indicating that southern African early hominids had the cognitive abilities to modify the functional area of bone implements with a technique specific to bone mate- rial, in order to achieve optimal efficiency in digging activ- ities. No firm evidence exists on who used these bone tools. Brain (Brain et al. 1988: 835) and Susman (1991, 1994) suggest they were used by both early humans and robust australopithecines. Backwell & d’Errico (2003) consider instead the robust australopithecines as the more probable modifiers and users of these tools. The reasons they put forward in support of this scenario are the absence of Homo remains in Swartkrans Member 3 – where Paranthropus (Australopithecus) robustus fossils occur in association with relatively few stone and many bone tools, together with the virtual absence of diagnostic stone tools at Drimolen – a site dominated by robust austra- lopithecine remains, and a substantial collection of similar bone tools. In addition, no such bone tools are found at South African sites postdating 1 Mya, the time of the robust australopithecine extinction. The East African evidence Mary Leakey (1971) reports 125 artificially modified bones and teeth from Olduvai Beds I and II bearing evidence of intentional flaking, battering and abrasion. These specimens derive from massive elephant, giraffe and Libytherium limb bones, and to a lesser extent from equids and bovids, as well as from hippopotamus and suid canines. In a comprehensive reappraisal of this mate- rial, Shipman (1989) correctly points out that Leakey’s identification of Olduvai bone tools was not based on explicit criteria, and lacked analogies that would allow the ruling out of alternative interpretations. In her reappraisal of the Olduvai material, Shipman (1984, 1989) uses a control sample consisting of scanning electron microscope-analysed resin replicas of bones submitted to a number of natural phenomena (e.g. weath- ering, chewing, licking, digestion, wind), and experimen- tal or ethnographic bone tools used for butchering, digging, grinding, and hide and meat processing. Microscopic analysis of these collections provided criteria (Shipman & Phillips-Conroy 1977; Shipman et al. 1984; Shipman & Rose 1988) to identify the material on which bone tools were used (hide, meat, soft vegetables), the kinesis and function (digging, bark-working, grinding hard grains, butchering), and the duration (brief, moderate, extensive) for which they were used. Shipman’s ability to distinguish between unused and used bones, and to identify their main function, was verified through blind tests. The control sample also includes experimental reproduction of wind abrasion through the use of an abra- sion gun driven by pressurized air. Sedimentary abrasion was mimicked using a tumbling barrel with different types of sediments, with and without the addition of water. According to Shipman (Table 1), utilization pro- duces differential wear between functional and non- functional zones of the tool, and at a microscopic scale, be- tween more exposed and recessed/concave areas, while aeolian and sedimentary abrasion with no water creates a pitted or pebbly texture, homogeneously altering the entire surface. Pits caused by striking harder particles may occur on areas worn by utilization, but they are irregularly spaced and sized. Also, experimental abrasion only rarely creates scratches, while utilization on mixed substances produces a glassy polish crossed by striations. Shipman stresses, however, that these criteria are provisional and that further experimental studies of abrasion are needed to firmly identify distinctive features. Application of these criteria to 116 of the 125 pieces described by Leakey – teeth were excluded from Shipman’s analysis – led her to conclude that 41 were utilized by hominids and the remainder bore ambiguous traces, or evidence of abrasion by sediment. Four of the tools bearing punctures – a patella, astragalus, femoral condyle and magnum – are interpreted as anvils due to the triangular or diamond shape of the impressions, which are different from those produced by carnivores; the absence of counter-bites; large size of the bones difficult to bite; location of the marks consistent with their proposed use, and their apparent antiquity. Shipman, following Leakey, proposes that the marks on these tools 96 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 may have been produced by stone awls, found at the same localities, used to pierce leather/hide. Among the remaining 37 specimens diagnosed as imple- ments, 35 are described as bones broken and shaped by flaking prior to use. Twenty-six are interpreted as light-duty implements used on soft substances (hide-working), and the remaining 11 described as heavy-duty tools utilized on mixed substances, perhaps in butchering or digging activities. According to Shipman, wear patterns cannot be confused with sedimentary abrasion or weathering, since bone tools show, with the exception of three cases, a low degree of natural alteration. Variables such as taxon, body part, breakage (location, orientation, type and number) and type of surface alteration (weathering, abrasion) were recorded by Shipman on the 41 tools and on 350 randomly selected bones from Olduvai and a few other sites. Comparison of these parameters indicated that the bone tools had a significantly higher occurrence of flaked frac- tures, flake scars and punctures, and a lower presence of stepped, jagged, or smooth fractures, suggesting that the bone tools were broken shortly after the death of the animal. It also showed that humeri, scapulae and femora, particularly from giraffids and elephants – relatively rare taxa at Olduvai – are over-represented among the bone tools. Objectives In sum, South and East African early hominid sites dated to between 1.8–1 Mya have yielded what appear to be very different types of bone tools. The former are charac- terized by long bone shaft fragments and horn cores of medium- to large-sized bovids, collected after weather- ing, and possibly used in specialized digging activities. Marginal shaping by grinding occasionally involves robust horn core tips. Those from East Africa mainly consist of freshly broken or, more rarely, complete irregu- lar bones from very large mammals, used as such, or modified by flaking. Irregular bones or epiphyses appear to have been used as hammers, while the others were apparently involved in a variety of light- and heavy-duty activities. What are the reasons for such differences? Were these bones used by the same or by different hominid species, if not taxa? If the first applies, do they reflect different cultural traditions? One may expect, if this is the case, to find additional differences between these two regions in other aspects of material culture and adapta- tion. Although the Oldowan is associated with sites from both regions, this lithic technology appears to occur in East Africa at least more than half a million years earlier than in South Africa (Kibunjia 1994; Kuman 1994, 2003; Semaw et al. 1997; Kuman & Clarke 2000). This gap may be due to a time lag in the diffusion of this behaviour, staggered independent invention, or a scarcity of late Pliocene deposits in South Africa. Since few studies (Petraglia & Korisettar 1998) have tried to address this question by a detailed comparative technological analysis of contemporaneous lithic assemblages, as currently conducted by Roche’s team on East African sites (Roche et al. 1999), it is difficult at present to know whether what is generally called Oldowan in these two regions corresponds ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 97 Ta bl e 1. Su m m ar y of th e cr ite ri a pr op os ed by Sh ip m an an d R os e (1 98 8) an d Sh ip m an (1 98 9) to di st in gu is h na tu ra la br as io n fr om ut ili za tio n an d id en tif y th e ta sk fo r w hi ch bo ne to ol s w er e us ed . U til iz at io n Ex pe ri m en ta la br as io n So ft M ix ed an d ha rd su bs ta nc es A eo lia n Se di m en tf lo w H yd ra ul ic Ta sk H id e w or ki ng C ut tin g m ea t Ve ge ta bl e pr oc es si ng D ig gi ng so il Ba rk -w or ki ng G ri nd in g ha rd gr ai ns Bu tc he ry A br as io n gu n Tu m bl in g ba rr el w ith se di m en t( fr om lo es s to gr av el ) Tu m bl in g ba rr el w ith se di m en t (f ro m lo es s to gr av el )a nd w at er Lo ca tio n Ed ge R ai se d ar ea s of th e ed ge R ai se d ar ea s of th e ed ge R ai se d ar ea s of th e ed ge R ai se d ar ea s of th e ed ge R ai se d ar ea s of th e ed ge R ai se d ar ea s of th e ed ge A ll ov er A ll ov er A ll ov er Ed ge sh ap e R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th R ou nd an d sm oo th Po lis h Fi ne gl as sy po lis h Po lis h Fi ne gl as sy po lis h Fi ne gl as sy po lis h Fi ne gl as sy po lis h Fi ne gl as sy po lis h Fi ne gl as sy po lis h A bs en t A bs en t A bs en t St ri at io ns Fe w or no ne Fe w or no ne Fi ne an d co ar se st ri at io ns Fi ne an d co ar se st ri at io ns Fi ne an d co ar se st ri at io ns Fi ne an d co ar se st ri at io ns Fi ne an d co ar se st ri at io ns A bs en t Fe w Fe w or no ne Pi tt in g Fe w or no ne Fe w or no ne Ir re gu la rl y sp ac ed an d si ze d pi ts Ir re gu la rl y sp ac ed an d si ze d pi ts Ir re gu la rl y sp ac ed an d si ze d pi ts Ir re gu la rl y sp ac ed an d si ze d pi ts Ir re gu la rl y sp ac ed an d si ze d pi ts Ev en ly pi tt ed su rf ac e Ev en ly an d he av ily pi tt ed su rf ac e A bs en t to a single cultural tradition, or the expression of distinct regional trends. In addition, exactly who was responsible for the Oldowan technology is still a matter of debate. Since the identification of Homo habilis (Leakey et al. 1964; Tobias 1965), it has fallen into common usage to consider this species as the more probable maker of the Oldowan tools. The hypothesis of a robust australopithecine authorship, though marginal, has not been abandoned (Brain 1993; Susman 1994). A date of 2.6 Mya for the oldest occurrence of stone tools in the Afar, Ethiopia, slightly pre- dating the oldest evidence for early Homo in East Africa (2.4–2.3 Mya) (Suwa et al. 1996; Deino & Hill 2002 in Semaw et al. 2003) brings new interest to the subject, with Australopithecus garhi proposed as the best candidate for the first user of stone tools in this region. An attribution to Australopithecus is further suggested by the relatively sophisticated stone tool technology and raw material procurement strategies recorded at the Gona sites. One may assume that to reach the advanced stage of technical and gestural competence recorded at Gona, the makers of the stone tool assemblages had already established a history of stone working. This may already have been in place by 2.9 and 2.7 Mya, a period poorly represented in the sections exposed at Gona, and for which no evidence of early Homo exists. In this ongoing debate, bone tools have not received the attention they deserve. Variability in bone tool manufac- ture and use may provide a means independent of lithic technology to address crucial issues such as the character- ization of early hominid cultural traditions. However, the artefactual nature of Lower Palaeolithic bone tools and the reality of the associated behaviours identified must be verified before we use this evidence to create scenarios of early hominid cultural evolution and adaptation. In this respect, the evidence for bone tool use is quite different from these two regions. Bone tools from South Africa are documented at a number of cave sites and may now be regarded as unquestionably utilized, if not modified, by hominids. Those from East Africa are attested only at Olduvai Gorge Beds I–II, in spite of the numerous sites excavated in the region, and their identification is based on results that may be preliminary. There are various reasons for this uncertainty. The first problem stems from the frame of inferences used by Shipman to assess the artefactual nature of the Olduvai bone tools. Although criteria are provided to distinguish between experimen- tally-used and abraded bone, it is uncertain whether such experiments successfully reproduce the entire range of post-depositional phenomena that may have affected the Olduvai bone assemblage, and whether the actual site formation processes that occurred there produced modi- fications that may closely mimic experimental traces of use, and be the source of misinterpretation. This is more so, considering that other studies postdating Shipman’s research on Olduvai, including her own work (Olsen & Shipman 1988), have expanded our knowledge of natural modifications (e.g. Marshall 1989; Haynes 1991, Dechant Boaz 1994, Backwell 2000) and produced results that in some instances challenge her criteria. It has been shown, for example, that tumbling individual bones or bone objects with sand in leather bags produces a fairly large number of striations (d’Errico 1993a). The absence of striations on the bones tumbled by Shipman is most likely due to the presence of water during the experiment. However, no proof exists that water was a constant feature during the deposition of Beds I and II faunal assemblages (Potts 1988). Therefore, the presence of striations associated with polish on the edges of the purported bone tools does not necessarily result from use. In contrast to Shipman’s proposition that digging produces a fine glassy polish, experimental reproduction of this task has produced a wear pattern dominated by individual striations (Backwell & d’Errico 2001) associated with a smoothing of the active zone, but not producing a glassy polish. While scanning electron microscopy (SEM) provides a useful means to study microscopic bone surface modification, intimate use of this tool shows that strong lateral variations often occur on adjacent areas, making a true documentation of the entire appearance of the inspected surface a challenging endeavour. This may be overcome by quantifying the surface features (e.g. Backwell & d’Errico 1999, 2001; see González-Urquijo & Ibáñez-Estévez 2003) on bone tools and/or increasing the number of micrographs presented to illustrate the variability of the surface features. To date, the microscopic evidence that documents the use-wear on the 41 bone tools from Olduvai consists of only 3 SEM micrographs. No documentation is presented on the appearance of the surface of the bone tools away from the area interpreted as utilized, nor on bones from the remainder of the Olduvai assemblage from where the bone tools derive, which prevents control comparison between clearly natural and purportedly anthropic modi- fications. Recognition of tools on the basis of use-wear alone may be misleading because tools may have been shaped for a number of reasons, and subsequently not, or only marginally, used. Identification of tools based on use-wear alone may thus result in the discarding of a number of true tools. Use-wear results should therefore be crossed with analyses of possible evidence of inten- tional shaping. Also problematic is the relationship between specific tools and the tasks Shipman assigns to them. Perhaps because of the preliminary nature of the work she published on the Olduvai material, Shipman only provides percentages of tools used for different functions and duration, without specifying which tool was used for what. Correlating tools with tasks is crucial to evaluating whether tools of particular morphology, weight, degree of shaping, and size, i.e particular types, were used for specific tasks. This would also enable comparison between knapped bone and stone tools, and the evaluation of degrees of gestural competence in the working of different raw materials. Although tools are identified on the basis of their wear and not on evidence of manufacture, all but two are described as clearly broken and shaped prior to use. How- ever, criteria to identify bone tools shaped by flaking are unclear. Experimental flaking of large- and medium-sized mammal bones, either to produce blanks, or to shape core tools, has shown this technique may be used with some success on bone, though it is conditioned by the unisotropic 98 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 nature of this material (Bonnichsen 1979; Bonnichsen & Will 1980; Stanford et al. 1981; Walker 1999). The use of this technique at Lower Palaeolithic sites is demonstrated by the discovery of bone hand axes made of Elephas antiquus limb bones at three Italian sites (Biddittu et al. 1979; Biddittu & Segre 1982a, b; Biddittu & Bruni 1987). How- ever, pseudo flaked bone tools may be produced by anthropic processes, such as bone breakage for marrow extraction (Peretto et al. 1996), or non-human modifica- tion, such as tramping by animals (Haynes 1988; 1991) and gnawing by large carnivores (Binford 1981; Villa & Bartram 1996). In spite of valuable work conducted in the last decade to identify firm criteria for distinguishing between individual percussion marks and carnivore notches (Blumenschine & Selvaggio 1988; Capaldo & Blumenschine 1994; Blumenschine 1995; Blumenschine et al. 1996; Capaldo 1998; Selvaggio 1998), the identifica- tion of bone tools shaped by flaking, especially those bearing a low level of modification and no compelling tool morphology, remains a matter of debate. This uncertainty affects a number of Lower and Middle Palaeolithic sites from Europe such as Morin (Freeman 1978, 1983) La Polledrara (Villa et al. 1999), Casal dei Pazzi (Anzidei et al. 1999), Castel di Guido (Campetti et al. 1989; Radmilli & Boschian 1996), Vaufrey (Vincent 1993), Torralba (Aguirre 1986), Bilzingsleben (Mania & Weber 1986; Mania 1990, 1995), Rhede (Tromnau 1983), Kulna (Mania 1990) and the Vallonnet (d’Errico 1988a). It also applies to Palaeo-Indian sites, such as Lange-Ferguson (Hannus 1990, 1997), where mammoth epiphiseal fragments and bone flakes have been interpreted, based on studies of traces of knapping and use-wear conducted by Shipman, as tools used by Clovis hunters to butcher mammoth carcasses. In addition, Leakey and Shipman do not provide a complete list of the bones identified by the former as tools, nor give a complete representation of the bones inter- preted as tools. A photograph of one aspect is given for some specimens, while others are represented by line- drawings. This prevents independent evaluation of the basic features characterizing these objects. In this paper we provide a complete photographic record of this collection and reassess both Leakey’s and Shipman’s arguments for these being tools, using a multiple approach study based on data provided by microscopic, taphonomic, and morphometric analysis of the purported bone tools, faunal material from Olduvai, and experimentally and naturally modified bone. MATERIALS AND METHODS Contextual information Olduvai Gorge is probably the most famous ensemble of Palaeolithic sites in the world and certainly the area which provides the most continuous record of human presence during the past two thousand millennia. Located in the eastern Serengeti Plains of northern Tanzania over an area that measures about 30 miles in length (Fig. 1) , the sites within the Gorge date from 2.1 My to 15 kya. Geologically, the formation is divided into seven main beds or levels (Hay 1976; Potts 1988): Bed I (about 2.1– 1.7 My), Bed II (1.7–1.15 My), Bed III (1.15–0.8 My), Bed IV (0.8–0.6 My), the Masek Beds (0.6–0.4 My), the Ndutu Beds (0.4–32 ky), and the Naisiusiu Beds (22–15 ky). Radiometric dating of the tuff layers has clarified the age of the various levels within each bed. Comprehensive geological and palaeoenvironmental analyses (Hay 1976; Bonnefille & Riollet 1984; Cerling 1986; Kappelman 1984) have helped greatly in reconstructing the geomorpho- logical, taphonomic and palaeoclimatic history of the Gorge. Table 2 summarizes available data on the location, stratigraphic provenance, age, associated hominid remains, stone tools, taphonomy, site function and number of faunal remains at sites yielding purported bone tools according to Leakey (1971), Hay (1976) Shipman (1989) and this study. Mary Leakey defined three industries at Olduvai. She called these the ‘Oldowan’, ‘Developed Oldowan’ and ‘Early Acheulean’. The Developed Oldowan was further subdivided into Developed Oldowan A, and Developed Oldowan B. Stone tools from Bed I and the base of Bed II, attributed to the Oldowan, include side, end, two-edged, pointed, and chisel-edged choppers, polyhedrons, discoids, scrapers, a few subspheroids and burins. Hammers, utilized cobbles and flakes, some of them retouched, probably used in light-duty functions are also present. The Developed Oldowan A, found at sites from lower Bed II, differs from the Oldowan for an increase in spheroids and subspheroids, interpreted as the introduction of missiles as hunting weapons; light-duty tools are more varied. The Developed Oldowan B, from Middle and Upper Bed II contains very few bifaces. Although bifaces are absent in Bed I, ‘proto-bifaces’ appear in upper Bed I and Lower Bed II, picks are discovered above the base of Bed II. Crude choppers and scrapers occur throughout Beds I and II, and spheroids and sub-spheroids, modified and battered nodules and blocks increase in frequency in Bed II. This corresponds to a rise in the number of artefacts relative to fauna in middle-upper Bed II. This may be due to better tool-making abilities and accessibility of raw materials, or to large mammals being common at these sites. Fewer large animals are needed to subsist, and fewer bones are recorded at sites if meat is transported (Leakey 1971). The beginning of the Acheulean is marked by the appearance of bifaces with cleavers and hand axes, which appeared in Bed II. Compared to the Acheulean, the Developed Oldowan tools evidence greater variability and seem to differ technologically from the more recent tradition. Indications are that these two traditions coex- isted. Discovery of human remains attributed to Homo erectus in association with hand axes in Bed II suggested to Mary Leakey that this human type and early forms of Homo sapiens were the makers of the Acheulean. Early hominid behaviour at Olduvai Olduvai assemblages have represented for the last four decades an arena that has challenged hypotheses on early hominid behaviour and subsistence strategies. Dense concentrations of animal bones and stone tools from Bed I ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 99 and II sites were in the early phases of Olduvai investiga- tions interpreted as living sites, home bases or central foraging places, where hominids processed the meat of animals using stone tools (Leakey 1971; Isaac 1971, 1978, 1983). In the late 1970s the campsite interpretation, based on analogy with behaviours recorded among modern hunter-gatherers, became the object of thorough scrutiny. Binford (1981) proposed that sites from Beds I and II simply represented zones where dead animals were scavenged by carnivores and hominids. Analysis of six levels from Bed I (FLK North Level 6, FLK Zinjanthropus, FLKNN Levels 2 and 3, DK Levels 2 and 3) led Potts (1988) to reject Binford’s interpretation and propose that although the attraction of carnivores to these sites prohib- ited their use by hominids as home bases, bone remains from these sites should be interpreted as hominid accu- mulations of carcasses obtained by scavenging/hunting, and stone tools as ‘stone caches’ repeatedly used to process carcasses and possibly for other activities. Hunting is discarded by Shipman (1986a) based on her study of the occurrence and location of cut-marks on 2700 specimens from 10 Bed I contexts (DK I, FLK Zinj. and other levels, FLKN 1–6, FLKNN, PDK) and comparison with modern butchery sites from Kenya. 100 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 1. a, Regional topographic map of northern Tanzania, showing extent of Olduvai area in (b). b, Outline map of Olduvai Main and Side gorges showing faults, topographic features and localities. Faults are shown as heavy hachures. Roads are shown as dashed lines. c, Map showing localities near the junction of the Main and Side gorges (modified after Hay 1976). Encircled are sites that have yielded bone tools according to Leakey (1971). ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 101 Ta bl e 2. C on te xt ua li nf or m at io n on O ld uv ai si te s th at ha ve yi el de d im po rt an ta rc he ol og ic al fe at ur es an d pu ta tiv e bo ne to ol s. D at a af te r Le ak ey (1 97 1) ,H ay (1 97 6) an d Po tt s (1 98 8) . Lo ca lit y A ge ra ng e H om in id s Lo c. C ul tu ra l St on e to ol s Bo ne to ol s C ut -m ar ks Si te fu nc tio n N o. st on e N o. fa un al at tr ib ut io n to ol s re m ai ns Be d Si te ch pb bf pl ds sp no sh sl bu aw oe an ha fl co L. S. Th is st ud y II up pe r BK 1. 7– 1. 15 H .e re ct us rw D ev .O ld ow an B, 10 1 0 38 8 33 19 9 51 2 18 10 5 23 45 37 4 18 53 43 62 7 46 11 14 ? ? 68 01 29 57 A .b oi se i A ch eu le an II m id dl e FC W es t 1. 7– 1. 15 sp .i nd et . cw D ev .O ld ow an B 49 0 5 4 4 48 53 11 9 1 2 0 7 23 74 8 15 9 5 2 1 ? O cc up at io n si te 11 84 12 7 II m id dl e M N K 1. 65 –1 .5 3 sp .i nd et . cw O ld ow an , 96 0 9 9 19 15 9 72 24 59 0 7 0 24 64 32 69 44 9 42 15 17 M ed iu m to ve ry O cc up at io n si te 43 99 17 23 H om o sp . D ev .O ld ow an B, la rg e m am m al s H .h ab ili s cf . A ch eu le an H .e re ct us II m id dl e SH K 1. 7– 1. 15 cw D ev .O ld ow an B 29 3 0 68 21 62 31 8 11 5 13 1 86 11 12 3 26 0 57 7 27 9 5 1 ? O cc up at io n si te 18 5 ? II lo w er H W K 1. 7– 1. 15 sp .i nd et . cw O ld ow an 41 1 0 0 3 1 14 4 0 2 0 0 0 21 24 0 6 3 1 ? O cc up at io n si te 15 4 42 5 Ea st H .h ab ili s D ev .O ld ow an A le ve l1 A .b oi se i I up pe r FL K 2. 1– 1. 7 sp .i nd et . cw O ld ow an 14 3 7 0 14 16 18 90 18 18 0 0 0 21 10 3 11 26 11 8 0 0 0 Sm al lm am m al s FL K N 1– 5 15 94 76 87 N or th A us tr .s p. D ev .O ld ow an A & B in te rp re te d as Le ve ls H .h ab ili s oc cu pa tio n flo or , 1– 5 A .b oi se i ho m e ba se s or H .e re ct us ce nt ra lf or ag in g si te s I up pe r FL K 2. 1– 1. 7 H .h ab ili s cw O ld ow an 4 1 0 0 1 0 2 0 0 0 0 0 6 4 85 6 0 0 0 La rg e m am m al s Bu tc he ri ng si te 13 0 2 25 8 N or th 6 D ev .O ld ow an A & B w ith ar te fa ct s an d el ep ha nt em be dd ed in cl ay I m id dl e FL K 2. 1– 1. 7 sp .i nd et . cw O ld ow an 2 0 0 1 0 0 19 1 0 0 0 0 0 1 30 8 1 0 0 R ar e, on ly on O cc up at io n si te 72 22 61 N N 3 H .h ab ili s sm al lm am m al s I m id dl e FL K 2. 1– 1. 7 H .h ab ili s ? D ev .O ld ow an B 2 0 0 1 0 0 4 0 0 0 0 0 2 0 0 2 0 0 0 ? ? 11 18 7 le ve ls 21 , A .b oi se i 17 ,1 6, 15 , 13 ,1 2, 11 , 10 ,7 I m id dl e FL K Z in j. 2. 1– 1. 7 sp .i nd et . cw O ld ow an 17 0 0 9 3 1 40 9 18 4 0 0 5 13 21 93 15 5 6 3 0 La rg e & sm al l Li vi ng flo or ,h om e 26 47 40 17 2 le ve l2 2 A us tr .s p. A ch eu le an m am m al s ba se or ce nt ra l H .h ab ili s fo ra gi ng si te A .b oi se i I lo w er M K 2. 1– 1. 7 H .h ab ili s ? O ld ow an ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? 1 0 0 ? ? ? ? I lo w er D K 2. 1– 1. 7 H om o sp . cw O ld ow an 47 1 0 32 27 7 79 10 20 3 1 0 3 48 77 6 11 8 2 2 1 La rg e & sm al l O cc up at io n si te . 11 63 78 55 H .h ab ili s m am m al s St on e ci rc le in le ve l3 ? ? FC K II ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? ? 5 0 1 ? ? ? ? ?: da ta fr ag m en ta ry or ab se nt . Lo c. :L oc at io n rw :r ew or ke d st re am ch an el de po si t; cw :c lo se to w at er (la ke sh or e/ ri ve r/ st re am ). ch :c ho pp er s; pb :p ro to -b ifa ce s; bf :b ifa ce s; pl :p ol yh ed ro ns ;d s: di sc oi ds ;s p: sp er oi ds /s ub -s pe ro id s; no :n od ul es & bl oc ks ;s h: sc ra pe rs ,h ea vy du ty ; sl :s cr ap er s, lig ht du ty ;b u: bu ri ns ;a w :a w ls ;o e: ou til s ec ai lle s; lt: la te ra lly tr im m ed fla ke s; an :a nv ils ;h a: ha m m er st on es ;f l: fla ke ;c o: co re . Z in j.: Z in ja nt hr op us . L. :L ea ke y; S. :S hi pm an Focusing on skeletal part frequency and cut-mark data on 60 000 bone specimens from the FLK Zinjanthropus site (middle Bed I), Bunn & Kroll (1986) found a high limb to low axial skeleton representation, with cut-marks located in places consistent with butchering practices. These data are interpreted as evidence of hominids transporting selected portions of carcasses to favoured localities in the landscape (Bunn 1986). In addition, a high proportion of prime adult mammal remains suggests to these authors that hominids aggressively scavenged and may even have hunted large animals. Bunn & Kroll (1986) note that sharp-edged stone flakes are among the best-known cutting tools, and numerically constitute the bulk of the Oldowan assemblages from Olduvai. The meat-cutting function of the flakes is supported by microwear studies (Keeley & Toth 1981) demonstrating that unmodified flakes from Koobi Fora were used to cut meat. Using a landscape archaeology approach, Blumenschine & Masao (1991) sampled the spatial distribution, density and character of archaeological occurrences in a 1 km2 area of the HWKE site, lower Bed II. A high percentage of core tools and long bone specimens preserving fractures or percussion marks indicative of hammerstone breakage, suggests to them an association with marrow extraction. Trenches near the lake shore preserve a greater proportion of large mammal long bones showing evidence of hammerstone breakage. This pattern is consistent with modern observations of lower levels of competition among carnivores for bovid carcasses in the near-lake environs surrounding Lake Ndutu in the Serengeti (Blumenschine 1987). It suggests hominids had better opportunities to gain access to whole marrow bones near the shore of palaeo-Lake Olduvai. Blumenschine & Masao (1991) argue that the apparent continuous distribution of artefacts and associated bones away from purported occupation sites show that repeated visits to particular loci cannot be proved for Bed II times. A lack of trees in the palaeo-lake margin zone meant no refuge from predators while processing carcass parts, which they propose were most frequently procured through scavenging of preda- tor kills. Stone tools were transported to the butchering sites, and the variability in density of bones and artefacts suggests that hominids at times concentrated carcass parts for processing, attracted perhaps to isolated patches of shade or stone caches. The hypothesized paucity of trees suggests hominid visits were brief, and that their subsistence and social activities were focused elsewhere in the Olduvai Basin. To test the various hypotheses concerning the timing and nature of hominid and carnivore activities in Plio-Pleistocene bone assemblages from Olduvai (Bunn 1986; Bunn & Kroll 1986; Leakey 1971; Binford 1981), Blumenschine (1995) focused his attention on the bone assemblage from the FLK Zinjanthropus site. Frequencies of percussion and tooth marks reject the hypothesis that carnivores had first access to long bone marrow. This contradicts Binford’s interpretation of hominids as marginalized scavengers of already heavily ravaged carcasses. A high proportion of tooth-marked long bone mid-shaft fragments also rejects the alternative hypothe- sis, that carnivore access was secondary to butchery and marrow extraction by hominids (Leakey 1971; Bunn 1986). Blumenschine (1995) proposes that the sequence of carni- vore and hominid access to long bones and their marrow is consistent with scavenging by hominids. The Olduvai bone tool collection The Olduvai bone tool collection housed in the Depart- ment of Archaeology at the National Museums of Kenya in Nairobi consists of 125 specimens that were analysed by us in October 2001. These include some pieces that were not designated as tools by Leakey (1971), since seven specimens interpreted as tools by her and later by Shipman (1989: 323), could not be located in the museum (HWKEII 368; HWKEII 886; MNKII 23369; MNKII 1099; BKII 2494; BKII 068-6688; BKII 3240). Annotated line- drawings, comprising two to four aspects of each speci- men were made. These recorded the location of macro- and microscopic modifications such as original or post- depositional breakage, flake removals, punctures, carni- vore traces, cut-marks, trampling and polish. Recorded variables also included taxon, body part, bone region involved, dimensions of each specimen, the weathering stage according to Behrensmeyer (1978), and location, number, association and length of flake scars according to fracture axis. While some of these variables have already been recorded by Shipman, others such as the number, location on the bone flake, occurrence on the periosteal versus medullar face, and dimension of removals, possibly due to intentional shaping, were recorded in the frame- work of the present study for the first time. The term ‘flake’ is used here to describe pieces detached from long bones, and may be taken to encompass fragments. Long bone ends or shaft pieces are described as such, or referred to as ‘pieces’. The same variables were recorded on a control sample of 86 randomly-selected limb bone shaft fragments from the FLKI, FLKNI, FLKII, BKII, MNKII and DKI Olduvai sites. This was to establish whether the modifications recorded on the purported bone tools did not represent an extreme in variation, affecting to a lesser degree the remainder of the Olduvai assemblage. Colour slides and digital images of two to four aspects of each piece were also taken in order to document the collection. Using high-resolution dental impression material (Coltene President), 76 replicas were made from different areas of the purported tools and the control sample, which consisted of shaft fragments from the FLKI, FLKII and MNKII Olduvai sites. Cast areas included the edges of the tools, whether described by Shipman as utilized or not, regions located away from the purported functional zones, and similar areas on the control specimens. All puncture marks and some cut-marks were also moulded. Transparent replicas made with RBS resin (T2L Chimie, France) were cast from these moulds. All were examined in transmitted light using an optical microscope (Wild M3C) equipped with a digital camera, and 300 digital micrographs were captured. Forty-one replicas were analysed with a scanning electron microscope (840A Jeol) (Bromage 1987; d’Errico 1988b) and 380 SEM micrographs 102 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 were taken at ×15 to ×350 magnification. The presence of striations (either single or multiple, parallel or intersect- ing) and evidence of smoothing, polishing, pitting, and possible residues was recorded. Comparative collections Thirty-five non-human reference collections of known taphonomic history were examined and studied using the same microscopic techniques described above (Backwell 2000; Backwell & d’Errico 2001). These represent nine damage categories derived from both modern and fossil contexts, including animals (hyaena, dog, leopard, cheetah, porcupine) and geological processes (river gravel, spring, flood plain, wind, trampling). Experimental material Nine modern elephant limb bones (Table 3) were experi- mentally broken by 26 university students of mixed gender. Ranging between nine and 22 kg each in weight, eight of the bones originated from a young adult c. 20 years old that had died five months before the experi- ment. Only one bone originated from a teenage individ- ual and was weathered. The experiment was conducted at Plovers Lake in the Sterkfontein Valley, South Africa. The students were asked to work in groups of three to five in order to break the bones and produce flakes, employing only resources available in the environment. Knapping of bone flakes was attempted by one of us (F.D.) using elon- gated pebbles to replicate the flake removals recorded on the Olduvai purported bone tool collection. Un-retouched flakes were used for flaying and cutting the fresh meat from an adult male eland, working fresh hides with the addition of sand, dry hides with the addition of salt, and digging in soil to extract tubers and grubs, as well as removing bark from trees. RESULTS Microscopic analysis Olduvai Edges or tips of the bone specimens described by Shipman as probable tools, show at microscopic scale a great deal of variation in their appearance (Table 4). The large majority are characterized by smoothing associated with or without either parallel or intersecting single or multiple striations (Fig. 2a–i). This pattern is more pronounced on some pieces or areas of a single specimen, where it may in places completely obliterate the anatomical structure of the bone (Fig. 2b–c). The smoothing often decreases from the edge toward the inside of the object and in one case (Fig. 2d), a clear worn band of 1 mm wide appears on the edge. A minority of these bones present edges covered by a more-or-less glossy polish associated with no or very few striations (Fig. 2j–l). Although features that appear as micro-pits are common on most pieces (Fig. 2b,o), it is often difficult to distinguish between concavities pro- duced by impact or pressure of sedimentary particles, and damaged bone structures such as vascular openings and Haversian canals (Fig. 2m,l). Interpreting these wear patterns as evidence of tool use is problematic. Comparable wear is identified on areas of the purported tools located a considerable distance from the worn edge unsuitable for use (Fig. 2m–n). Microscopic analysis of the edges of the specimens described by Leakey as tools, but rejected by Shipman, also cautions against an anthropic interpretation, since a number of them (e.g. BK 3122, BK 201, MNKII 848) record wear that falls within the three categories described above on the Shipman tools (Fig. 2o–r). Examination of the control sample also reveals the same range of surface features seen on Shipman’s and Leakey’s tools (Fig. 3a–f), and consists of randomly selected shaft fragments from Olduvai Beds I–II, bearing no apparent traces of anthropic modification. In addition to these observations, we have found on three specimens (two purported tools and one bone from the control sample) micro-crystals of calcite growing pre- dominantly on vascular openings and cracks (Fig. 4). These crystals were probably created by the slow dehy- dration of bone containing water rich in calcium carbon- ate. The excellent state of preservation of the crystals and the fact that they clearly overlie the traces of abrasion, sug- gest that they appeared only after the abrasion process took place and that their growth represents the final taphonomic event that affected part of the bone assem- blage. These crystals are easily affected by mechanical and chemical alteration and would not have survived in such a good condition if the bone had undergone even to a small degree (e.g. simple re-hydration) one of these pro- cesses. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 103 Table 3. Elephant bone breakage and flake use experiments Tasks Skeletal Bone Weight Preservation Breakage technique Gender of Flaying Working Working Digging Removing element No. (kg) breakers fresh hide dry hide soil bark Femur 1 19 Semi fresh Struck against rock m 2 2 1 2 1 Femur 2 22 Semi fresh Rock on bone bridge f – 3 1 – – Ulna 3 11 Semi fresh Struck against rock f – – – – – Ulna 4 11 Semi fresh Thrown against a rock f – – 1 – – Femur 5 13 Weathered Rock thrown on bone m 3 2 – 1 2 Humerus 6 9 Semi fresh Struck against rock m – – – – – Humerus 7 22 Semi fresh Struck against rock m 1 – – – – Tibia 8 9 Semi fresh Rock on bone bridge m – – – – – Humerus 9 12 Semi fresh Thrown against a rock m – – 1 – – Total 6 7 4 3 3 104 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Ta bl e 4. Su m m ar y of su rf ac e m od ifi ca tio ns re co gn iz ed by m ic ro sc op ic an al ys is on sp ec im en s de sc ri be d as bo ne to ol s by Le ak ey an d by Sh ip m an ,a nd on a co nt ro ls am pl e fr om O ld uv ai Be d I– II . Pr ev io us st ud ie s Pr es en ts tu dy Si te Sp ec im en an d To ol s M od ifi ca tio n Lo ca tio n Su rf ac e m od ifi ca tio ns re pl ic a * ** ** ** Ti p Ed ge Bo dy Sm oo th ed Po lis he d R an do m ly or ie nt ed Se ts of pa ra lle l Se ts of pa ra lle l Sh al lo w Pi tt in g C ut -m ar k si ng le st ri at io ns st ri at io ns in te rs ec tin g st ri at io ns gr oo ve s D K I 06 7/ 42 59 1, 2 W ea r – ■ – ■ – – ■ ■ – ■ – FL K II 88 4a 1, 2 Pu nc tu re s – – ■ ■ – ■ ■ ■ – ■ – FL K II 88 4b 1, 2 Pu nc tu re s – – ■ – – – – ■ – – – FL K II 88 4c 1, 2 Pu nc tu re s – – ■ – – ■ – – – – – FL K II 88 4d 1, 2 Pu nc tu re s – – ■ ■ – ■ – – – – ■ (x ) FL K II 88 4e 1, 2 Pu nc tu re s – – ■ – – ■ – – – – – FL K II 88 4f 1, 2 Pu nc tu re s – – ■ – – ■ – ■ – ■ ■ (x ) FL K II 88 4g 1, 2 Pu nc tu re s – – ■ – – ■ – ■ – – – FL K II 88 4h 1, 2 Pu nc tu re s – – ■ – – – – ■ – – – FL K II 88 4i 1, 2 Pu nc tu re s – – ■ – – – – ■ – ■ – FL K II sp it 5+ a 1, 2 W ea r – ■ – ■ – ■ ■ ■ – ■ – FL K II sp it 5+ b 1, 2 W ea r – ■ – ■ – ■ – ■ – ■ – FL K II sp it 5+ c 1, 2 W ea r – ■ – ■ – ■ – ■ – ■ – H W K EI I 06 8/ 66 90 1, 2 W ea r ■ – – ■ – ■ ■ ■ – ■ – H W K EI I /3 (h ea d) 1 W ea r ■ – – ■ ■ ■ ■ ■ ■ ■ – FC II 06 8– 66 79 1, 2 W ea r ■ – – ■ ■ ■ ■ ■ – ■ – M N K II 47 5 1, 2 W ea r ■ – – ■ – ■ ■ ■ – ■ – M N K II 06 8/ 66 76 1, 2 W ea r – ■ – ■ – ■ – ■ – ■ – M N K II 84 8 1 W ea r ■ – – ■ – ■ ■ ■ – ■ – M N K II 92 5 1 C ut -m ar k – – ■ ■ – – – – – – ■ M N K II 10 51 a 1 W ea r – ■ – ■ – – – – – – – M N K II 10 51 b 1 Pu nc tu re s – – ■ ■ – ■ – ■ – ■ – M N K II 28 89 a 1, 2 W ea r – ■ – ■ – – ■ – – ■ – M N K II 28 89 b 1, 2 W ea r ■ – – ■ – – ■ – – ■ – M N K II 24 74 a 1, 2 W ea r – ■ – ■ – ■ ■ ■ ■ ■ – M N K II 24 74 b 1, 2 W ea r ■ – – ■ – ■ ■ ■ – ■ ■ M N K II 73 8 1, 2 W ea r – ■ – ■ – – – ■ – ■ – M N K II 17 31 a 1, 2 W ea r – ■ – ■ ■ ■ ■ – – – – M N K II 17 31 b 1, 2 W ea r – ■ – ■ – ■ ■ ■ – ■ – M N K II 29 03 a 1, 2 W ea r – ■ – ■ – ■ ■ ■ – ■ – M N K II 29 03 b 1, 2 W ea r – ■ – ■ – ■ ■ ■ – ■ – M N K II 10 46 a 1, 2 C ut -m ar k – – ■ ■ – – ■ ■ – ■ ■ M N K II 10 46 b 1, 2 C ut -m ar k – – ■ ■ – ■ ■ ■ – – ■ M N K II 17 41 a 1, 2 W ea r – ■ – ■ – – – ■ – ■ – M N K II 17 41 b 1, 2 W ea r – ■ – ■ – – – – – – – M N K II 17 41 c 1, 2 W ea r – ■ – ■ – – – ■ – ■ – M N K II 47 1a 1 W ea r ■ – – ■ – ■ ■ ■ – ■ – M N K II 47 1b 1 W ea r – ■ – ■ – ■ ■ ■ – ■ – M N K II 74 4 1 W ea r – ■ – ■ – – – – – – – M N K II 11 16 1 W ea r – ■ – ■ – – – – – – – SH K II 06 8/ 66 84 1, 2 W ea r ■ – – ■ – – – – – – – SH K II 06 8/ 66 88 1, 2 W ea r – ■ – ■ ■ ■ – – – ■ – C on tin ue d on p. 10 5 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 105 Ta bl e 4 (c on tin ue d) Pr ev io us st ud ie s Pr es en ts tu dy Si te Sp ec im en an d To ol s M od ifi ca tio n Lo ca tio n Su rf ac e m od ifi ca tio ns re pl ic a * ** ** ** Ti p Ed ge Bo dy Sm oo th ed Po lis he d R an do m ly or ie nt ed Se ts of pa ra lle l Se ts of pa ra lle l Sh al lo w Pi tt in g C ut -m ar k si ng le st ri at io ns st ri at io ns in te rs ec tin g st ri at io ns gr oo ve s SH K II 06 8/ 66 87 1, 2 W ea r – ■ – ■ – ■ ■ – – ■ – SH K –E II 06 8/ 66 81 1 W ea r – – ■ ■ – ■ ■ ■ – ■ – SH K II 06 8/ 66 85 1 W ea r ■ – – ■ – – – – – ■ – BK II 31 22 a 1 W ea r ■ – – ■ – – – – – – – BK II 31 22 b 1 W ea r ■ – – ■ ■ ■ ■ ■ – ■ – BK II 06 8/ 66 80 a 1 C ut -m ar k – – ■ ■ – ■ – – – – ■ BK II 06 8/ 66 80 b 1 C ut -m ar k – – ■ ■ – ■ – – – – ■ BK II 19 38 a 1, 2 W ea r – ■ – ■ – ■ ■ ■ – ■ – BK II 19 38 b 1, 2 W ea r – ■ – ■ – ■ – – – ■ – BK II 19 38 c 1, 2 W ea r – – ■ ■ – ■ ■ ■ – – – BK II 53 –9 ex 19 53 a 1 W ea r ■ – – ■ – ■ ■ ■ – ■ – BK II 53 –9 ex 19 53 b 1 W ea r – – ■ ■ ■ ■ ■ ■ – ■ – BK II 53 –9 ex 19 53 c 1 W ea r – ■ – ■ – – ■ ■ – ■ – BK II 20 1 1 W ea r ■ – – ■ – ■ ■ ■ – ■ – BK II 29 33 a 1, 2 Pu nc tu re s – – ■ ■ – – – ■ – ■ – BK II 29 33 b 1, 2 Pu nc tu re s – – ■ ■ – – – ■ – – – BK II 29 33 c 1, 2 Pu nc tu re s – – ■ ■ – ■ – ■ – – – BK II 06 8/ 66 78 1, 2 W ea r ■ – – ■ – ■ ■ ■ – ■ – BK II 06 8/ 66 66 1 W ea r ■ – – ■ – ■ ■ ■ – ■ – BK II 06 8/ 66 70 1 W ea r – ■ – ■ – ■ ■ – ■ – – BK II 93 3 1 W ea r ■ – – ■ – – – – – – – BK II 18 7a 1 C ut -m ar k – – ■ ■ – – – – – – ■ BK II 18 7b 1 C ut -m ar k – – ■ ■ – – – ■ – – ■ BK II 18 7c 1 C ut -m ar k – – ■ ■ – ■ ■ ■ – ■ ■ BK II 06 8/ 66 68 1 W ea r ■ – – ■ – ■ ■ ■ – ■ – FC K II 06 8/ 66 82 z 1 W ea r – ■ – ■ – – ■ – – – – FL K I 34 0a ** * ** * – – ■ ■ – – – ■ – – ■ FL K I 34 0b ** * ** * – – ■ ■ – – ■ ■ – ■ ■ FL K I 11 2 ** * ** * – ■ – ■ – – – – – – – FL K I 34 1 ** * ** * – – ■ ■ – ■ – ■ – ■ ■ FL K II 33 9a ** * ** * ■ – – ■ – ■ ■ ■ – ■ – FL K II 33 9b ** * ** * ■ – – ■ – ■ ■ ■ – ■ – FL K II 78 0 ** * ** * ■ – – ■ – ■ ■ ■ – ■ – M N K II 27 70 ** * ** * ■ – – ■ – ■ ■ ■ – ■ – FL K II TR I+ ** * ** * ■ – – ■ – ■ ■ ■ – ■ – *T he lo w er ca se le tt er id en tif ie s th e re pl ic a w he n m or e th an on e re pl ic a pe r sp ec im en w as an al ys ed ;* * to ol s af te r Le ak ey (1 )a nd Sh ip m an (2 ); ** * co nt ro ls am pl e; ** ** m od ifi ca tio n af te r Le ak ey an d Sh ip m an ;( x) cu t- m ar k- lik e gr oo ve s as so ci at ed w ith pu nc tu re s. 106 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 2. a–n, Wear pattern on bone fragments interpreted as tools by Shipman (a–d: smoothing; e–f: smoothing associated with sub-parallel striations; g–h: parallel striations; i: sets of intersecting parallel striations; j–l: polish with no striations); m–n: wear pattern on areas of the objects interpreted as tools, located away from the purported functional area (m: smoothing, n: sub–parallel striations on a smoothed area); o–r, pieces interpreted by Leakey as tools but rejected by Shipman (o: smoothing, p–q: polish, r: parallel striations). a: BKII 1938b, b: FCIIS 068–6679, c: HWKEII 068–6690, d: FLKII spit5+a, e: BKII 1938a, f: MNKII 1741c, g: FCII 068–6679, h: FLKII spit5+, i: HWKEII 6690, j: MNKII 1731a, k: FCIIS 068–6679, l: SHKII 068–6688, m: BKII 53–9b, n: BKII 1938c, o: BKII 201, p: BKII 1953b, q: BKII 1953b, r: BKII 3122b. Comparative collections Damage inflicted on bones by non-human agents may also closely match, at microscopic scale, the surface features observed on the edges of the purported tools. Comparable features are observed on bones collected by Brain at the Homeb Hottentot water hole in Namibia, where they were subjected to trampling by goats (Fig. 3g–i). The edges of these pieces record significant smoothing of the more elevated regions often associated with individual and sets of parallel striations. Bone pseudo-tools from the Bacon Hole fossil hyaena den cave site (Stringer 1977) also record comparable modifications, including smoothing of elevated areas (Fig. 3j) and zones covered with broad or fine parallel striations (Fig. 3k–l). In both comparative collections, where these modifications affect the bone surface to a lesser degree, only more exposed areas such as ridges, edges and tips develop a detectable wear pattern that may not appear on the remainder of the object, thus producing a pattern that might be erroneously interpreted as differential wear due to anthropic use. Wear patterns on experimentally used bone tools Experimental use of unmodified shaft fragments applied to different tasks produced distinct wear patterns that, in part, overlap with those described by other authors (MacGregor 1975; Campana 1980; Peltier 1986; Shipman 1988, 1989; Brain & Shipman 1993; d’Errico 1993b; Lemoine 1997; Backwell & d’Errico 2001). The working of fresh hides with sand by maintaining the tool perpendicular to the hide, flattens the edge and smoothes a 2–3 mm wide adjacent band (Fig. 5a–e). The edge is ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 107 Figure 3. a–f, Edges and tips of shaft fragments from the remainder of the Olduvai Beds I–II assemblage not considered as tools by Shipman and by Leakey, and bearing no apparent anthropic traces (a: smoothing of elevated areas, b: smoothing with randomly oriented striations, c–e: smoothing with sets of parallel striations. e: close–up view of (d) showing a bone islet resulting from abrasion; f: polished area crossed by individual striations); g–i, edges of bone pieces from the Homeb Hottentot water hole bearing traces of smoothing and striations; j–l, edges of bone pieces from the Bacon Hole hyaena den showing smoothing and areas covered by parallel striations. intersected by relatively broad superficial striations, and the adjacent band by narrow parallel striations perpen- dicular to the tool edge. Flaying with a bone tool produces a smoothing of the edge associated with polishing of prominent areas (Fig. 5f). Individual sub-parallel grooves develop on flat underside areas (Fig. 5g). This activity also chemically alters the bone surface, differentially etching the bone structure (Fig. 5h). Bark removal creates a smoothed surface covered by individual sub-parallel striations. Digging in soil produces an association of single and bar-code-like composite broad striations, oblique or parallel to the main axis of the tool (Fig. 5k–l). Punctured bones Only two of the four pieces interpreted by Leakey and by Shipman as anvils, a giraffe astragalus (BKII 2933, Fig. 7) and an elephant patella (FLKII 884, Fig. 8), were lo- cated in the National Museums of Kenya. Our reappraisal of these pieces has taken into account criteria proposed by other authors for identifying the causes of impressions on bone, as well as observations made on our experimentally broken elephant limb bones. Tooth pits, crushes and punctures produced by carnivores are well known features commonly described in the taphonomic literature (Binford 1981; Haynes 1983; Lyman 1994; Fisher 1995). Tooth pits are superficial, roughly circular markings producing no inward crushing of the bone cortex. Crushes are roughly circular depressions of cortical bone nested in underlying cancellous bone, often in the vicinity of epiphyses. Punctures are roughly circular holes in cortical bone with irregular edges, depressed margins and flaking of the outer wall of the bone pushed into the depression. More regular edges are seen on punctures made on thin cortical bone. Percussion pits, impact marks, chop-marks, crushing and percussion striae are terms used to describe the alter- ations created by a hammer-stone striking a bone surface (Binford 1981; Blumenshine & Selvaggio 1988; White 1992; Oliver 1994; Fisher 1995). Though referring to the same phenomenon – the mark inflicted on a bone by a hammer – the first three terms indicate impact marks of variable shape. This shape is determined by the morphology of the contact area of the stone hammer. Tools with knapped edges typically produce deep v-shaped marks (chop-marks), while angular-edged hammer-stones produce irregularly shaped depressions with complex internal morphologies, and fine-grained pebbles result in more uniform superficial depressions. Crushing caused by stone tools is defined as the result of an impact in which thin cortical bone is nested in underlying cancellous bone. These features are often associated with micro-striations resulting from the contact of the hammer-stone tip with the bone surface before or after the impact. It may be difficult distinguishing between carnivore- and hominid-induced punctures when micro-striations are absent, and the mark produced by the hammer-stone is circular, rounded, and does not display internal features reflecting the irregular morphology of the hammer-stone tip. These features may be mistaken for carnivore activity. Poor surface preservation can also mask diagnostic char- acters and make the identification of the agent problem- atic. Our bone breakage experiments, conducted using dolomite and quartzite blocks as hammers or anvils, confirm the criteria described in the literature for stone tool-generated puncture marks. In our experiments, this activity produced three main features that may or may not be found together (Fig. 6). These are irregular depres- sions, the morphology of which is determined by the shape of the tool tip penetrating the bone (Fig. 6a), the lifting or detachment of micro-flakes adjacent to the impression (Fig. 6a,c), and the production of broad com- posite striations visible inside or close to the puncture (Fig. 6b). The astragalus from Olduvai (Fig. 7) bears on its dorsal face a cluster of overlapping punctures of consistent trian- gular shape and orientation. Apart from the features already described by Shipman, indicating that these punctures were made by the same stone tip repeatedly striking the object, we have identified striations within two peripheral punctures (Fig. 7c–d), as well as inside the main area of percussion. Although calculating the precise number of punctures is difficult due to overprinting, microscopic analysis suggests that at least 14 blows were inflicted. The patella records, on the left half of the articular 108 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 4. a–b, Examples of micro-crystals that developed on an already abraded bone surface (specimen MNKII 2474). Notice the rhombohedral cleavage of the crystal at top left in (b) demonstrating the calcitic nature of the crystals. surface, nine scattered punctures (Fig. 8) bearing ambigu- ous features. Our analysis of these marks (Fig. 8a–i) indicates that in spite of some degree of morphological variability, these punctures were probably made by the same agent striking the surface in a single session, as demonstrated by their similar internal morphology and the consistent orientation of their spindle-like shape. The rounded/oval morphology of a number of them, macro- scopically similar to carnivore punctures, and the absence of clean angular edges, makes it difficult to securely attribute them to hominin agency. Macroscopic analysis of marks made on a similar bone by various carnivore taxa, and use of this bone as a hammer on material such as wood, is necessary before reaching a definite conclusion. This experiment might also explain, if the carnivore hypothesis is retained, why no other carnivore damage is present on the specimen, as would be expected if all these marks were made by a large carnivore. In sum, our analysis confirms Leakey’s and Shipman’s diagnosis of these bones as anthropically modified. We believe, however, that an interpretation of these objects as hammers used on intermediate stone tools, rather than anvils on which to pierce skins, fits the evidence better. Experimental piercing of leather (d’Errico et al. 2003) shows that a rotating motion is needed to effectively perforate this material and leave a suitable non-tearing hole. If exerted against a bone surface, this motion results in circular or semicircular impressions with curved inter- nal striations, not seen on the Olduvai specimens. Also, striking motions are unsuitable for piercing skin at precise locations, as generally required by this activity. Piercing a skin by striking a pointed stone tool against a bone anvil requires a relatively large and stable bone. Neither of the bones appears large enough, and the patella is very unsta- ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 109 Figure 5. SEM micrographs of the edges of modern elephant bone shaft fragments used to work hide with sand (a–e), flay an eland carcass (f–h), remove bark from trees (i–j), and dig in soil in search of grubs and tubers (k–l). ble. The dispersed location of the punctures on the patella and the location of some impressions near the edge also cast doubt on the anvil interpretation, since the bone would have been destabilized by the striking force. We argue for now that the astragalus, and perhaps the patella, were instead used in single-session hammering tasks, most likely on intermediate stone wedges used to split bones, fruit or wood. Future research will include a wider range of actualistic studies, including observations of carnivore-generated bite marks and the impressions produced by a number of stone types and tip shapes. The presence of crude choppers used as hammerstones and evidence of cut-marks and hammerstone-induced fractures on bones from the oldest levels of Bed I (DK), and their persistence through Bed II evidence the regular use of hammers in the subsistence activities carried out at Olduvai. In contrast, anvils occur only in Bed I (DK, FLK, FKLK North), while awls are recorded only in Bed II, appearing first in level 2 at HWK East, and later at SHK and BK, the reworked stream channel deposit. 110 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 6. Puncture marks produced experimentally on fresh elephant bone; a, impressions of the stone tool tip associated (right) with chipping of the outer bone surface; b, impressions with composite striations; c, concentration of punctures with lifting of primary bone lamellae. Scale bars = 1 cm. Figure 7. a–b, Astragalus from Olduvai (BKII 2933) with puncture marks, c–d, close up view showing striations associated with punctures (arrows). Taphonomic and morphometric analysis Experimental results Four techniques were used by the students to break the bones (Table 3). The first involved lifting the bone while holding one epiphysis and repeatedly striking the opposite epiphysis against a rock. This produced in one case a mid-shaft break with no flakes, and in three other cases, breakage with numerous flakes. The second technique entailed throwing the bone repeatedly against a rock. This was used for two bones, which both produced flakes. The third, employed by females, involved throwing a rock at the bone. To avoid the absorption of the striking force by the ground, two bones were stabilized between two rock outcrops, and another inclined against a separate rock. The break of the former produced no flakes in one case and many in the other, while that of the latter resulted in numerous flakes. The fourth technique, attempted by females, consisting of striking the bone with a hand-held rock, was unsuccessful in bone breakage. Once the bones ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 111 Figure 8. Elephant patella from Olduvai (FLKII 884) with punctures on the articular surface.; a–i, close up views of the puncture morphology. were broken, students attempted to detach more flakes from the epiphyses by throwing the bones against rocks, rocks against the bones or by using stone wedges. This, however, resulted in the production of very few addi- tional flakes. Shaping the flakes by knapping was also attempted. Percussion and scrape marks Half of the flakes bear multiple large percussion marks (Fig. 6), and 23% bear chop marks. Virtually all the pieces with chop marks also have punctures, while only a third of the punctured flakes are associated with chop marks. The epiphyses of the bones struck against rocks show distinct parallel scrape marks resulting from their tangen- tial impact caused by unskilled striking motions (Fig. 9a). The experimentally-produced scrape mark is characterized by parallel grooves with a spindle-like shape, and clear internal striations. A number of Olduvai epiphyses show traces of carnivore scoring which may be confused with strike marks (Fig. 9b). Carnivore marks, however, are seldom parallel, may be curved, do not have clear internal striations, and generally terminate abruptly at one end. Flake analysis Breakage of the nine elephant limb bones produced 134 flakes. Data were recorded on 107 of these pieces. Two bones produced no flakes, while the remainder produced between six and 29 flakes each, the highest figure deriving from the weathered bone. Flakes can be divided into two broad categories; those made exclusively of compact bone (Fig. 10) and those retaining spongy bone (Figs 11 & 12). The compact bone includes slivers resulting from the detachment of primary cortical bone (Fig. 10: Nos 6–10, 14), spindle-like thicker splinters (Fig. 10: Nos 4–5), and rectangular blanks that are flat on the ventral and dorsal aspects (Fig. 10: Nos 2, 3, 11,12). One sliver-like flake is noteworthy (Fig. 10: No. 7) in that it demonstrates that very large blanks made of compact bone (26 × 10 cm) can result from the breakage of very large mammal bone when struck against rocks for the exclusive purpose of marrow extraction. The flakes with spongy bone include large elongated shaft frag- ments with rounded or pointed ends that retain between half and one third of the shaft section (Fig. 11), and irregu- larly-shaped chunks with a considerable proportion of cancellous bone (Fig. 12). Data on the dimensions of the flakes are given in Tables 5 & 6 and Fig. 13. Results indicate that the frequency of flakes in the different size classes remains constant in all bones, with the exception of the weathered bone (Table 6, no. 5), which shows an over-representation of elongated flakes. This difference does not correspond to a change in the general size of the flakes, as demonstrated by the scattergram (Fig. 14) correlating the flake width and length. This scattergram also shows that the size of the flakes is not determined by the bone type or by the break- age technique. Pseudo-retouch Fifteen flakes (14%) show removals/flake scars that may be taken as evidence for deliberate shaping (Table 7). Six bear a single removal, seven bear between two and five removals, and only two pieces have eight removals. Re- movals occur more often on the periosteal surface (eight cases) than on the medullar (three cases). Four pieces have removals on both periosteal and medullar surfaces. Isolated removals generally do not exceed one per speci- men, while multiple removals are in almost all cases found in association. Results also show that removals occur more often on the ends of flakes than on their sides. At close inspection, however, only a few of these removals may be taken as negatives of flakes produced by knapping. This is because they lack features that would indicate that per- cussion was applied. One piece, for example, presents a 112 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 9. a, Head of a modern elephant femur showing scrape marks produced by striking the epiphysis against a rock; b, femoral head from Olduvai specimen BKII 2230 bearing weathered carnivore tooth notches, scores and pits as well as a modern scrape mark (arrow). Table 5. Dimensions of flakes produced during the experimental break- age of elephant limb bones. Flake dimensions Mean S.D. Minimum Maximum n = 107 mm mm mm Length 139 76.6 23 385 Width 50 25.5 10 125 Maximum thickness 21 12.1 2 52 Compact bone thickness 16.5 9.2 2 44 wedge-like breakage with opposing flat scars that lack a negative bulb of percussion (Fig. 15a). Another, resulting from the breakage of the weathered bone, has scars due to the lifting of primary bone lamellae opposite to irregularly shaped scars (Fig. 15b). This morphology, difficult to accept as evidence of purposeful modification, is as to be expected, the result of the state of preservation of the bone. Two pieces require special attention. One is a large flake with a pointed end bearing overlapping removals that mimic the tip of a dihedral burin (Fig. 15c). The other is a large flake with a remarkable hand axe-like morphol- ogy with contiguous pseudo-removals on both ends that ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 113 Figure 10. Cortical bone flakes produced by the experimental breakage of elephant limb bones. Table 6. Length of the flakes from experimentally broken elephant bones. Bone No. Flake length (cm) 0–5 5–10 10–15 15–20 20–25 25–30 30–35 35–40 Total 1 1 9 5 2 4 2 0 0 23 2 2 8 1 1 1 0 2 1 16 3 0 2 4 0 0 1 0 0 7 4 0 5 7 3 1 1 1 0 18 5 1 9 8 6 1 4 0 0 29 6 0 0 0 0 0 0 0 0 0 7 0 3 0 2 0 1 0 0 6 8 0 0 0 0 0 0 0 0 0 9 2 2 2 1 1 0 0 0 8 Total 6 38 27 15 8 9 3 1 107 mimic pseudo bifacial shaping at its base (Fig. 16). In spite of its general resemblance to an Acheulean stone hand axe or to one of the Acheulean elephant bone hand axes from the Italian sites (Radmilli 1985; Radmilli & Boschian 1996), this piece has no invasive contiguous bifacial scars. Experimental shaping by knapping Knapping of the elephant bone flakes using quartzite and dolomite blocks, attempted by the students shortly after the bone breakage, was unsuccessful. The students were, however, unskilled knappers and the available hammers seemed to be unsuitable for the task. Subse- quent knapping, made by one of us (F.D.) using elongated quartzite pebbles weighing c. 500 g, took place one year after the breakage experiment, when the bone flakes had dried considerably. Flakes from bones fresh at the time of breakage experiments were difficult to knap, and split longitudinally. The results obtained after soaking them in water for two days were no better. Knapping was success- ful on shaft fragments resulting from bone weathered at 114 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 11. Large bone flakes produced by the experimental breakage of elephant limb bones with a large proportion of spongy bone. Figure 12. Irregularly shaped chunks of experimentally broken elephant limb bone retaining a high proportion of cancellous bone. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 115 Figure 13. Histograms of the dimensions of flakes produced during the experimental breakage of elephant bone. Figure 14. Length/width correlation of the flakes produced during the experimental breakage of elephant bone. Symbols indicate flakes from the same bone (see Table 3 for the bone type and the breakage technique used). Table 7. Number, association and location of removals on the periosteal and medullar surfaces of flakes produced by the experimental breakage of elephant limb bones. No. rem. No. of flakes Association Location per flake with removals Periosteal Medullar Periosteal Medullar Total Peri. Med. Isolated Cont. Isolated Cont. End End+side Side End End+side Side 0 92 95 100 103 99 101 106 97 105 106 103 106 105 1 6 4 5 4 0 5 0 3 0 1 3 0 2 2 2 3 0 0 3 0 0 2 1 0 0 0 0 3 1 0 1 0 0 1 0 0 0 0 0 1 0 4 2 3 1 0 3 0 1 2 1 0 1 0 0 5 2 1 0 0 1 0 0 1 0 0 0 0 0 8 2 1 0 0 1 0 0 1 0 0 0 0 0 rem: removals; Peri: periosteal; Med: medulla; Cont: contiguous. the time of the experimental breakage (Fig. 17). The large invasive removals obtained exhibit, however, a rough surface (Fig. 17b–c) different from the fine-grained texture recorded on the scars on many Olduvai purported bone tools. Also, the fracture surface is different, in that after producing a concoidal-like negative, it progresses inward, with its orientation determined by that of the bone lamellae. This gives a portion of the scar a flat appearance not seen at Olduvai. Olduvai Leakey bone tool collection and comparative sample composition The purported bone tool collection we analyse here comprises 106 specimens. Teeth and tusks, as well as complete bones, are not the subject of this paper and complete bones bearing punctures have been analysed above. The photographs of the analysed material are presented in Figs 18–46, by site in alphabetical and numer- ical order. Most of the analysed pieces are limb bone flakes and shaft fragments (62%). The remainder consists of epiphyses with or without a portion of the diaphysis. Nearly 80% of the pieces come from large to very large mammals (Fig. 47). Owing to their fragmentary nature, most of them are difficult to identify to taxon level. The most commonly identified animals in order of abundance are giraffids, equids, bovids, elephantids, hippopotamids, and rhinocerotids. Our comparative sample is instead mostly composed of flakes and shaft fragments from medium-sized mammals, particularly bovids (Fig. 47). This is because outside of the bone tool collection, the Olduvai assemblage comprises very few large limb bone fragments, making impossible the construction of a more appropriate comparative sample. Bone preservation and surface modifications The bone tool collection is generally characterized by an excellent state of preservation. The large majority of the pieces (Table 8) are either fresh (44%) or slightly abraded (40%). Post-depositional breaks and scars, mostly due to excavation and handling, account for 23% and 13% of the collection, respectively. Almost all of the bones under- went a rapid burial process; 48% show no weathering, and 45% show a weathering stage 1 (Behrensmeyer 1978). A moderate degree of trampling and polishing affects c. 21% of the pieces. The majority of the pieces have spiral fractures, indicating that the bone was fresh when broken. Hominids are the agent most likely to have been responsi- ble for the breakage, considering that 30% of the bone tool collection bears either cut-marks or clearly lithic-derived punctures (Fig. 48a–e), and an additional 3% bears a combination of both modifications (Table 9). Carnivore marks, although occurring on 25% of the collection, only consist of superficial tooth scores and pits. No evidence of destruction of epiphyses by gnawing, crenulated edges or a combination of these features 116 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 15. Pseudo-removals resulting from experimental breakage of elephant bones. Table 8. Bone surface modifications on Olduvai bones. Collection No. pieces Surface modifications Weathering stage Degree of abrasion Post deposition Carn. Cut-mark Perc. Tramp. Polish 0 1 2 Fresh Slight Mod. Heavy Break Rem. Control 82 2 10 7 28 3 58 23 1 41 32 8 1 17 2 Leakey/Ship. 106 26 15 22 24 22 51 48 7 46 42 14 3 25 14 Ship: Shipman; Carn: carnivore tooth marks; Perc: percussion marks; Tramp: trampling: Mod: moderate; Rem: removal with impact notches is found, suggesting that carnivore involvement was limited and post-dated bone breakage. Figure 48f illustrates the most extreme example of carni- vore damage recorded. Carnivore-, percussion-, and cut-marks occur on all bone types and mammal size classes. Their absence from the bones of small mammals is certainly due to the very low proportion of such bones in the sample. The above surface modifications occur in the Olduvai control sample in proportions that are not significantly ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 117 Figure 16. Bone flake resulting from experimental breakage of elephant limb bones with a hand axe-like morphology. Figure 17. a, Experimental knapping of a shaft fragment from a weathered elephant bone; b–c, close up view of the scars. 118 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 18. Olduvai bone tools proposed by Leakey. *BKII 068–6666 (top), BKII 068–6667 (centre) and *BKII 068–6668 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 119 Figure 19. Olduvai bone tools proposed by Leakey. BKII 068–6669 (top), *BKII 068–6670 (centre) and BKII 068–6671 (bottom). Scale bars = 1cm. An asterisk indicates a bone tool according to this study. 120 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 20. Olduvai bone tools proposed by Leakey. BKII 068–6672 (top), BKII 068–6673 (centre) and BKII 068–6674 (bottom). Scale bars = 1cm. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 121 Figure 21. Olduvai bone tools proposed by Leakey, BKII 068–6678 (top), BKII 068–6674 (bottom), and by Leakey and by Shipman BKII 068–6673 (centre). Scale bars = 1 cm. 122 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 22. Olduvai bone tools proposed by Leakey, *BKII 068–6686 (top), BKII 1053 (centre), and by Leakey and by Shipman, BKII 1605 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 123 Figure 23. Olduvai bone tools proposed by Leakey. BKII 187 (top), *BKII 1938 (centre), and *BKII 200 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 124 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 24. Olduvai bone tools proposed by Leakey. *BKII 201 (top), BKII 2230 (centre), and *BKII 2382 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 125 Figure 25. Olduvai bone tools proposed by Leakey, *BKII 2715 (top) and BKII 2959 (bottom), and by Leakey and by Shipman, BKII 2870 (centre). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 126 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 26. Olduvai bone tools proposed by Leakey, BKII 3118 (top) and BKII 3122 (centre), and by Leakey and by Shipman, *BKII 3155 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 127 Figure 27. Olduvai bone tools proposed by Leakey, BKII 505 (top), *BKII 1953 or 53–9 (centre), and by Leakey and by Shipman, BKII 869 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 128 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 28. Olduvai bone tools proposed by Leakey, *BKII 933 (top), *DKI 067–4259 (centre), and by Leakey and by Shipman, DKI 4200 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 129 Figure 29. Olduvai bone tools proposed by Leakey, FCII 803 (top), FCII 068–6675 (centre), and by Leakey and by Shipman, *FCII 068–6679 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 130 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 30. Olduvai bone tools proposed by Leakey, *FCKII 068–6682 (top), FLKII 45 (centre), and by Leakey and by Shipman, FLKII spit 5+ (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 131 Figure 31. Olduvai bone tools proposed by Leakey and by Shipman, HWKEII 068–6690 (top), and by Leakey, *HWKEII 249 (centre), HWKEII 3a (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 132 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 32. Olduvai bone tools proposed by Leakey, HWKEII 3b (top), HWKEII 4021 (centre) and HWKEII 866 (bottom). Scale bars = 1 cm. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 133 Figure 33. Olduvai bone tools proposed by Leakey and by Shipman, *MNKII 068–6676 (top), and by Leakey, MNKII 1051 (centre), MNKII 1053 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 134 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 34. Olduvai bone tools proposed by Leakey, MNKII 1059 (top), MNKII 1090 (centre) and *MNKII 1116 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 135 Figure 35. Olduvai bone tools proposed by Leakey, *MNKII 1117 (top), *MNKII 1133 (bottom), and by Leakey and by Shipman, MNKII 1123 (centre). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 136 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 36. Olduvai bone tools proposed by Leakey, MNKII 1269 (top), MNKII 1304 (centre), *MNKII 1496 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 137 Figure 37. Olduvai bone tools proposed by Leakey, MNKII 1563 (top), MNKII 1711 (centre), and by Leakey and by Shipman, *MNKII 1731 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 138 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 38. Olduvai bone tools proposed by Leakey, *MNKII 1786 (centre), MNKII 2052 (bottom), and by Leakey and by Shipman, *MNKII 1741 (top). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 139 Figure 39. Olduvai bone tools proposed by Leakey, MNKII 2093 (top), MNKII 2355 (centre), MNKII 2360 (bottom). Scale bars = 1 cm. 140 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 40. Olduvai bone tools proposed by Leakey, MNKII 2369 (top), *MNKII 2464 (centre), and by Leakey and by Shipman, MNKII 2474 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 141 Figure 41. Olduvai bone tools proposed by Leakey and by Shipman, *MNKII 2889 (top), MNKII 2903 (centre), MNKII 3243 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 142 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 42. Olduvai bone tools proposed by Leakey, MNKII 3335 (top), *MNKII 471 (centre), and by Leakey and by Shipman *MNKII 475 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 143 Figure 43. Olduvai bone tools proposed by Leakey, *MNKII 502 (centre), and by Leakey and by Shipman MNKII 485 (top), MNKII 738 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. 144 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 44. Olduvai bone tools proposed by Leakey, *MNKII 744 (top), MNKII 888 (centre), *MNKII 923 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 145 Figure 45. Olduvai bone tools proposed by Leakey, MNKII 925 (top), and by Leakey and by Shipman SHKII 068–6677 (centre), SHKII 068–6684 (bottom). Scale bars = 1 cm. 146 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 46. Olduvai bone tools proposed by Leakey, SHKII 068–6685 (top), and by Leakey and by Shipman SHKII 068–6687 (centre), *SHKII 068–6688 (bottom). Scale bars = 1 cm. An asterisk indicates a bone tool according to this study. different from those observed on the Leakey collection, with the exception of carnivore traces and percussion marks less represented in the control sample (Table 8). The lower proportion of percussion marks in the control sample is to be expected, considering the smaller size and resistance of the original bones, which broke readily under percussion instead of recording the impact marks. The lower count for carnivore marks in the control sample may be due to specimen size, as smaller bones submitted to the action of carnivores have less chance of survival. Removals Bone flakes and shaft fragments described by Leakey and by Shipman as tools, record a significantly higher number of removals suggestive of intentional knapping, than do the Olduvai control sample and the experimental assemblage (Tables 7, 10 & 11). While the Leakey/ Shipman collection may have up to 20 removals per piece, no more than four and eight flake scars were observed on the control sample and the experimental flakes, respec- tively. The Leakey/Shipman collection has an average of four removals per piece, the control sample has 1.2 remov- als and the experimental collection has only 0.4. In partic- ular, the frequency distribution of the number of removals per piece reveals in the purported tools a marked bimodal trend absent in the other collections (Fig. 49). The second peak in the Leakey/Shipman distribution, composed of pieces having between five and 22 removals each, accounts for nearly half of the specimens. All these pieces come from large- to very large-sized mammals. Removals do not occur with the same frequency on the periosteal and medullar surfaces of the pieces from the two Olduvai collections (Table 10–11). On specimens from the control sample, flake scars are four times more abun- dant on medullar than on periosteal surfaces, while on the Leakey/Shipman specimens, a significantly higher pro- portion of pieces with removals on the medullar surface are only observed on pieces with a single removal. An even more remarkable difference appears when compar- ing the occurrence of isolated and contiguous removals in the three collections. The Leakey/Shipman collection bears a consistent record of specimens with a considerable number of contiguous removals on both periosteal and medullar surfaces and very few pieces with multiple iso- lated flake scars. The other two collections have compara- tively few pieces bearing contiguous removals, and in the case of the Olduvai control sample, a high proportion of pieces with single removals on the medullary aspect. The number of pieces presenting overlapping removals mimicking stepped retouch is also much higher in the Leakey/Shipman collection than in the other samples (Table 12). Interestingly, only in the Leakey/Shipman collection do a consistent number of flakes (17%) have re- movals on the same edge and on opposite aspects of the bone flake, creating a bifacial arrangement (Table 12). Moreover, all these pieces belong to large to very large mammal size classes. No such pieces were found in the control sample and only two (2%) among the experimen- ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 147 Figure 47. Proportions of mammal size classes (top) and taxa (bottom) represented in the Olduvai bone tool and comparative collections. Table 9. Olduvai purported tools with carnivore and hominid modifications. Carnivore traces MNKII 1046, BKII 187, MNKII 3243, MNKII 1046, BKII 068/6680, HWKEII/3, MNKII 925, MNKII 2355, BKII 2959, MNKII 1053, BKII 068/6669, BKII 949, BKII 1053, SHKII 068/6677, MNKII 1059, FLKII 323 Cutmarks BKII 949, BKII 068/6669, MNKII 1053, BKII 1053/315, FLKII 323, MNKII 1059, SHKII 068/6677, BKII 2959, MNKII 1046, MNKII 3243, BKII 187, BKII 068/6680, MNKII 2355, MNKII 925, HWKEII/3 Percussion marks BKII 068/6683, BKII 949, BKII 1053/315, BKII 068/6678, BKII 068/6674, BKII 2715, BKII 1605, BKII 068/6666, FLKII 45, FLKII spit 5+, MNKII 1741, MNKII 1053, MNKII 475, MNKII 888, MNKII 1115, MNKII 1133, MNKII 1051, MNKII 1304, MNKII 1496, MNKII 502, HWKEII 4021, SHKEII 068/6681 tal flakes. The location of the removals is not significantly different between the samples. Additional noteworthy differences appear when analys- ing the length of the removals. Removals exceeding 40 mm are only present on the Leakey/Shipman and experimental flakes, and those of more than 80 mm occur only in the former sample (Fig. 50). Also, the large majority of the removals on the control sample are less than 10 mm in length (Fig. 50), while those of the same size constitute 40% in the Leakey/Shipman sample and less than 10% 148 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Figure 48. a–b, Percussion marks on Olduvai purported bone tools BKII 068/6666 (a) and MNKII 1133 (b); c–d, multiple cut-marks on specimen MNKII 925; e, cut-marks on specimen BKII 068/6680; f, scoring and pits on specimen MNKII 2093. Scale bars = 1 cm. Table 10. Number, association and location of removals on the periosteal and medullar surfaces of Olduvai shaft fragments described as tools. No. rem. No. flakes Association Location Periosteal Medullar Periosteal Medullar Peri. Med. Isolated Cont. Isolated Cont. End End + side Side End End + side Side 0 24 16 55 35 45 36 37 62 57 45 59 45 1 8 17 8 0 17 0 5 0 3 10 0 6 2 9 11 1 8 0 8 8 0 1 8 0 3 3 9 6 2 7 0 6 9 0 0 1 1 4 4 3 6 0 3 0 6 2 0 1 2 0 4 5 4 3 0 4 0 3 1 1 2 0 2 1 6 3 2 0 3 0 2 1 0 2 0 1 1 7 2 1 0 2 0 1 1 1 0 0 1 0 8 1 2 0 1 0 2 1 0 0 0 1 1 9 1 0 0 1 0 0 0 1 0 0 0 0 10 1 1 0 1 0 1 1 0 0 0 0 0 14 1 0 0 1 0 0 0 1 0 0 0 0 20 0 1 0 1 0 1 0 0 0 0 0 1 rem: removals; Peri.: periosteal; Med.: medullar; Cont: contiguous. among the experimental flakes. One might argue from this evidence, considering the composition of the three collections, that the length of the removals is a function of the bone size. Analysis of removal size according to mammal size classes reveals, however, that those from the Leakey/Shipman collection are in all size classes signifi- cantly longer than those on the Olduvai control sample (Table 13). The high standard deviation observed on the purported tools from large and very large animals, in contrast with the low values in the control sample, is due to the fact that these pieces record a succession of large and small, often contiguous and overlapping flake scars. This is supported by the frequency distribution of the lengths of primary and secondary removals, indicating that the putative bone tools are the only sample that records a clear variation in size between first and second ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 149 Table 11. Number, association and location of removals on the periosteal and medullar surfaces of a shaft fragment control sample from Olduvai. No. rem. No. flakes Association Location Periosteal Medullar Periosteal Medullar Peri. Med. Isolated Cont. Isolated Cont. End Side End End + side Side 0 66 39 72 74 54 65 69 77 78 79 52 1 9 23 8 1 23 0 7 2 10 0 13 2 2 8 0 2 3 5 2 0 1 1 6 3 2 9 0 2 0 9 1 1 0 0 9 4 1 1 0 1 0 1 1 0 1 0 0 rem: removals; Peri.: periosteal; Med.: medullar; Cont: contiguous. Figure 49. Frequency distribution of the number of removals per piece in the Olduvai control sample (top), flakes from the experimental breakage of elephant bones (centre), and Leakey/Shipman collection (bottom). Figure 50. Length of the removals from the experimental flakes (top), the Olduvai control sample (centre), and the purported bone tools (bottom). Table 12. Frequency of primary/secondary and monofacial/ bifacial removals on the three samples analysed. Collection Succession Arrangement First generation Second generation Monofacial Bifacial Experimental 34 (71%) 14 (29 %) 12 2 Olduvai control 86 (89%) 11 (11%) 81 (100%) 0 Leakey/Shipman 312 (59%) 216 (41%) 84 (83%) 17 (17%) generation flake scars (Fig. 51). The anomalous size of the removals on the Leakey/Shipman sample is also indicated by the correlation of the longest removal with the flake size index, showing that a number of pieces from this collection have removals that exceed the size expected on the basis of the removal/size ratio observed in the other collections (Fig. 52). According to flake removal data, we identify a reduced number of bone tools (n= 36) in Leakey’s (1971) pur- ported bone tool collection of 123 specimens. Shipman (1989) identified 41 of these as true bone tools, and even though we identify fewer, some of these pieces are inter- estingly not considered as tools by Shipman. Bone tools identified by us derive from seven sites (DK, MK, HWK East, SHK, MNK, FC West, BK and FCKII), though site FCKII is not recorded in Leakey’s 1971 monograph. We concur that the majority of bone tools occur in MNK and BK, in middle-upper Bed II (Table 2). In sum, our results seem to identify within the purported tools, a cluster of pieces that appear idiosyncratic when compared with the available non-artefactual analogues. They consist of fresh bone shaft fragments and epiphyseal pieces from large and very large mammals, bearing five or more flake scars, some of which are contiguous, with one or more anomalously invasive primary removals. Table 14 lists the 37 specimens from the Leakey collection that have more than five removals. Most of them share the features mentioned above and reveal a particularly high propor- tion of bifacially arranged removals, accounting for 14 of the 17 cases recorded in this collection. Importantly, they are virtually unaffected by carnivore damage. The anthropic origin of the removals on many of the specimens belong- ing to this sample is supported by the few pieces on which the removals are the likely result of carnivore activity because of their close proximity to typical carnivore damage (BKII 869, MNKII 2093, MNKII 2360, MNKII 2369, MNKII 3335, SHKII 068/6687). The removals on these 150 ISSN 0078-8554 Palaeont. afr. (December 2004) 40: 95–158 Fi gu re 51 .L en gt h of th e pr im ar y an d se co nd ar y re m ov al s re sp ec tiv el y, fr om th e O ld uv ai co nt ro ls am pl e (A –B ), ex pe ri m en ta lf la ke s (C –D ), an d th e pu rp or te d bo ne to ol s (E –F ). Figure 52. Correlation between the longest flake scar and the shaft fragment size index. pieces may be contiguous but are rarely invasive. Clearly, a number of these pieces are difficult to interpret as bone tools. This is certainly the case for the distal epiphyses of humeri (e.g. BKII 2382, BKII 200, MNKII 475) that do not seem to differ from similar fragments found at Olduvai and in numerous other collections. Although bearing a striking amount of invasive contigu- ous removals, which could suggest their intentional shaping, some other pieces may also be explained as the outcome of bone breakage for marrow extraction (e.g. BKII 068-6668, MNKII 1133, DKI 067-4259 and perhaps HWKEII 249, MNKII 923, BKII 068-6674 and MNKII 1117, all from sites considered as occupation floors by Leakey). These flakes may have been detached as a consequence of repeated percussion made with a hammer or against an anvil, inflicted obliquely on the broken end of a shaft piece. In one specimen (MNKII 1133), these percussions were followed by a strike inflicted on the cortical bone close to the broken end